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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+6.22%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$750M
AUM Growth
+$7.3M
Cap. Flow
-$29.9M
Cap. Flow %
-3.99%
Top 10 Hldgs %
32.81%
Holding
184
New
11
Increased
28
Reduced
92
Closed
5

Top Buys

Rank Stock Value
1
KDP icon
Keurig Dr Pepper
KDP
+$4.36M
2
LNN icon
Lindsay Corp
LNN
+$2.93M
3
BCE icon
BCE
BCE
+$2.52M
4
ES icon
Eversource Energy
ES
+$2.24M
5
MANH icon
Manhattan Associates
MANH
+$2.22M

Top Sells

Rank Stock Value
1
BE icon
Bloom Energy
BE
+$9.71M
2
LITE icon
Lumentum
LITE
+$8.2M
3
AVGO icon
Broadcom
AVGO
+$6.96M
4
IBM icon
IBM
IBM
+$5.79M
5
FISV
Fiserv Inc
FISV
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 33.58%
2 Industrials 16.51%
3 Utilities 15.6%
4 Healthcare 10.18%
5 Energy 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
76
Eli Lilly
LLY
$1.05T
$2.61M 0.35%
2,430
-412
-14% -$394K
CCK icon
77
Crown Holdings
CCK
$13.1B
$2.59M 0.34%
25,114
-625
-2% -$60.9K
HAL icon
78
Halliburton
HAL
$26.9B
$2.37M 0.32%
84,008
+4,300
+5% +$114K
GEV icon
79
GE Vernova
GEV
$263B
$2.27M 0.3%
3,479
-160
-4% -$97.5K
SO icon
80
Southern Company
SO
$107B
$2.27M 0.3%
25,980
– –
VNT icon
81
Vontier
VNT
$5.01B
$2.25M 0.3%
60,421
-1,000
-2% -$38.3K
PYPL icon
82
PayPal
PYPL
$50.8B
$2.24M 0.3%
38,430
-1,100
-3% -$71.4K
SOLV icon
83
Solventum
SOLV
$14.2B
$2.16M 0.29%
27,248
-650
-2% -$49.8K
LITE icon
84
Lumentum
LITE
$68.6B
$2.12M 0.28%
5,760
-31,913
-85% -$8.2M
MANH icon
85
Manhattan Associates
MANH
$11.3B
$2.11M 0.28%
+12,150
New +$2.22M
A icon
86
Agilent Technologies
A
$40.6B
$2.06M 0.28%
15,175
-1,900
-11% -$273K
OTTR icon
87
Otter Tail
OTTR
$3.92B
$2.02M 0.27%
24,950
+4,300
+21% +$348K
AZTA icon
88
Azenta
AZTA
$1.44B
$1.93M 0.26%
58,118
+5,500
+10% +$180K
ZBH icon
89
Zimmer Biomet
ZBH
$18.3B
$1.82M 0.24%
20,200
-2,500
-11% -$237K
WBS icon
90
Webster Financial
WBS
$12.8B
$1.74M 0.23%
27,700
-150
-0.5% -$8.91K
REGN icon
91
Regeneron Pharmaceuticals
REGN
$79.8B
$1.41M 0.19%
1,830
-125
-6% -$84.9K
PLNT icon
92
Planet Fitness
PLNT
$4B
$1.35M 0.18%
+12,400
New +$1.28M
VWO icon
93
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$1.28M 0.17%
23,800
-1,400
-6% -$76K
AGX icon
94
Argan
AGX
$8.33B
$1.25M 0.17%
4,000
-100
-2% -$31.7K
ELUT icon
95
Elutia
ELUT
$38.3M
$1.18M 0.16%
29,700
– –
YORW icon
96
York Water
YORW
$512M
$1.18M 0.16%
+37,050
New +$1.19M
EBMT icon
97
Eagle Bancorp Montana
EBMT
$188M
$1.12M 0.15%
56,435
-700
-1% -$12.2K
HAE icon
98
Haemonetics
HAE
$3.9B
$1.09M 0.15%
13,600
+1,650
+14% +$111K
BKNG icon
99
Booking.com
BKNG
$162B
$1.08M 0.14%
+5,050
New +$1.04M
WSBF icon
100
Waterstone Financial
WSBF
$376M
$1.05M 0.14%
63,248
+6,750
+12% +$106K
2 3
4
5 6

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RMC
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BEC
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GFM
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TPW
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MWA
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TCMI
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John G. Ullman & Associates's Q4 2025 Portfolio in Review

As of Q4 2025, John G. Ullman & Associates held 184 positions worth $750M, up 0.98% from $743M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates withdrew a net $29.9M in Q4 2025, closing 5 positions and reducing 92 holdings. Its most notable exit was Baxter International, an estimated $1.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 34% of assets, down from 35% a quarter earlier, followed by Industrials and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Keurig Dr Pepper worth $4.44M.

  • John G. Ullman & Associates's largest Q4 2025 buy was Keurig Dr Pepper: 158,600 shares worth $4.44M.
  • John G. Ullman & Associates added most to Lindsay Corp in Q4 2025, an estimated $2.93M increase.
  • John G. Ullman & Associates's biggest Q4 2025 reduction was Bloom Energy, cutting an estimated $9.71M.
  • John G. Ullman & Associates fully exited Baxter International in Q4 2025, selling an estimated $1.2M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $750M portfolio in Q4 2025.
  • John G. Ullman & Associates opened 11 new positions and closed 5 in Q4 2025.
  • John G. Ullman & Associates's portfolio value rose 0.98% quarter-over-quarter to $750M.

Based on John G. Ullman & Associates's 13F filing for Q4 2025, filed 5 Feb 2026.