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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$611M
AUM Growth
-$36.8M
Cap. Flow
-$10.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
33.41%
Holding
182
New
5
Increased
25
Reduced
97
Closed
9

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$3.03M
2
ES icon
Eversource Energy
ES
+$1.91M
3
GEHC icon
GE HealthCare
GEHC
+$1.63M
4
MRNA icon
Moderna
MRNA
+$1.47M
5
APTV icon
Aptiv
APTV
+$1.26M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$6.95M
2
AMT icon
American Tower
AMT
+$2.98M
3
KNF icon
Knife River
KNF
+$1.76M
4
TMP icon
Tompkins Financial
TMP
+$1.64M
5
EMR icon
Emerson Electric
EMR
+$990K

Sector Composition

Rank Sector Weight
1 Technology 27.82%
2 Healthcare 20.08%
3 Industrials 16.8%
4 Utilities 11.43%
5 Energy 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
A icon
76
Agilent Technologies
A
$40.7B
$2.4M 0.39%
21,452
-225
-1% -$27K
PEG icon
77
Public Service Enterprise Group
PEG
$37.7B
$2.38M 0.39%
41,869
-200
-0.5% -$12.3K
ORCL icon
78
Oracle
ORCL
$422B
$2.31M 0.38%
21,788
– –
ARCB icon
79
ArcBest
ARCB
$3.07B
$2.25M 0.37%
22,100
-50
-0.2% -$5.25K
LLY icon
80
Eli Lilly
LLY
$1.05T
$2.15M 0.35%
3,998
+30
+0.8% +$15.5K
UTHR icon
81
United Therapeutics
UTHR
$22.8B
$2.08M 0.34%
9,230
-125
-1% -$28.8K
ASTE icon
82
Astec Industries
ASTE
$1.03B
$2.08M 0.34%
44,250
-450
-1% -$22.2K
NRG icon
83
NRG Energy
NRG
$25.8B
$2.06M 0.34%
53,500
-1,150
-2% -$43.5K
VNT icon
84
Vontier
VNT
$4.98B
$2.06M 0.34%
66,497
-1,600
-2% -$49.3K
GEHC icon
85
GE HealthCare
GEHC
$32B
$2.04M 0.33%
29,985
+22,420
+296% +$1.63M
TMP icon
86
Tompkins Financial
TMP
$1.41B
$1.93M 0.32%
39,427
-30,220
-43% -$1.64M
PYPL icon
87
PayPal
PYPL
$50.6B
$1.92M 0.31%
32,885
-2,800
-8% -$182K
GNRC icon
88
Generac Holdings
GNRC
$12.7B
$1.72M 0.28%
15,750
-250
-2% -$30.9K
SO icon
89
Southern Company
SO
$107B
$1.66M 0.27%
25,700
-100
-0.4% -$6.94K
DAN icon
90
Dana Inc
DAN
$3.08B
$1.38M 0.23%
94,350
-1,200
-1% -$20K
AQN icon
91
Algonquin Power & Utilities
AQN
$4.42B
$1.32M 0.22%
223,650
+8,400
+4% +$63.3K
WBS icon
92
Webster Financial
WBS
$12.8B
$1.27M 0.21%
31,450
-650
-2% -$27.6K
CVX icon
93
Chevron
CVX
$368B
$1.1M 0.18%
6,538
-66
-1% -$10.7K
SNOW icon
94
Snowflake
SNOW
$112B
$1.06M 0.17%
6,950
– –
KMI icon
95
Kinder Morgan
KMI
$69.3B
$1.03M 0.17%
62,320
-1,388
-2% -$23.9K
ACVA icon
96
ACV Auctions
ACVA
$1.33B
$991K 0.16%
65,284
– –
CFFI icon
97
C&F Financial
CFFI
$284M
$898K 0.15%
16,760
-100
-0.6% -$5.47K
FTS icon
98
Fortis
FTS
$28.6B
$889K 0.15%
23,400
– –
BP icon
99
BP
BP
$108B
$863K 0.14%
22,300
– –
LNT icon
100
Alliant Energy
LNT
$18.1B
$838K 0.14%
17,300
– –
2 3
4
5 6

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John G. Ullman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, John G. Ullman & Associates held 182 positions worth $611M, down 5.7% from $648M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2023 filing shows 5 new, 25 increased, 97 reduced and 9 closed positions. Its largest new stake was Albemarle: 15,225 shares worth $2.59M. The largest sale was Hawaiian Electric Industries, an estimated $6.95M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2023 buy was Albemarle: 15,225 shares worth $2.59M.
  • John G. Ullman & Associates added most to Eversource Energy in Q3 2023, an estimated $1.91M increase.
  • John G. Ullman & Associates's biggest Q3 2023 reduction was American Tower, cutting an estimated $2.98M.
  • John G. Ullman & Associates fully exited Hawaiian Electric Industries in Q3 2023, selling an estimated $6.95M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $611M portfolio in Q3 2023.
  • John G. Ullman & Associates opened 5 new positions and closed 9 in Q3 2023.
  • John G. Ullman & Associates's portfolio value fell 5.7% quarter-over-quarter to $611M.

Based on John G. Ullman & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.