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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+15.87%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$627M
AUM Growth
+$55.7M
Cap. Flow
-$21.5M
Cap. Flow %
-3.42%
Top 10 Hldgs %
38.26%
Holding
174
New
17
Increased
47
Reduced
78
Closed
5

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$3.46M
2
PYPL icon
PayPal
PYPL
+$3.29M
3
HAL icon
Halliburton
HAL
+$2.39M
4
LITE icon
Lumentum
LITE
+$1.6M
5
AMZN icon
Amazon
AMZN
+$1.53M

Top Sells

Rank Stock Value
1
D icon
Dominion Energy
D
+$5.27M
2
GSK icon
GSK
GSK
+$5.21M
3
INTC icon
Intel
INTC
+$3.6M
4
MRK icon
Merck
MRK
+$3.18M
5
GNRC icon
Generac Holdings
GNRC
+$2.73M

Sector Composition

Rank Sector Weight
1 Technology 24.23%
2 Healthcare 21.83%
3 Industrials 17.12%
4 Utilities 13.99%
5 Energy 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
76
Western Digital
WDC
$156B
$1.72M 0.27%
71,971
-133
-0.2% -$3.51K
GRC icon
77
Gorman-Rupp
GRC
$2.23B
$1.69M 0.27%
65,763
-75,858
-54% -$2M
EQNR icon
78
Equinor
EQNR
$93.7B
$1.66M 0.27%
46,400
-3,100
-6% -$111K
LLY icon
79
Eli Lilly
LLY
$1.06T
$1.48M 0.24%
4,034
+16
+0.4% +$5.67K
BAX icon
80
Baxter International
BAX
$14B
$1.39M 0.22%
27,184
-39,550
-59% -$2.12M
ARCB icon
81
ArcBest
ARCB
$3.02B
$1.38M 0.22%
19,750
-9,050
-31% -$699K
RBB icon
82
RBB Bancorp
RBB
$455M
$1.31M 0.21%
62,750
-300
-0.5% -$6.53K
BE icon
83
Bloom Energy
BE
$67.4B
$1.28M 0.2%
67,190
-6,000
-8% -$118K
KMI icon
84
Kinder Morgan
KMI
$69.7B
$1.23M 0.2%
67,792
-1,128
-2% -$20.3K
COHR icon
85
Coherent
COHR
$65.4B
$1.19M 0.19%
34,000
-5,250
-13% -$183K
CVX icon
86
Chevron
CVX
$371B
$1.19M 0.19%
6,611
+293
+5% +$51.1K
DAN icon
87
Dana Inc
DAN
$2.94B
$1.16M 0.19%
76,750
-7,390
-9% -$115K
CFFI icon
88
C&F Financial
CFFI
$288M
$1.03M 0.16%
17,680
-200
-1% -$11.2K
AQN icon
89
Algonquin Power & Utilities
AQN
$4.43B
$1.02M 0.16%
156,500
+127,082
+432% +$1.13M
VIAV icon
90
Viavi Solutions
VIAV
$10B
$976K 0.16%
92,847
-3,000
-3% -$36.2K
LNT icon
91
Alliant Energy
LNT
$18B
$955K 0.15%
17,300
– –
GNRC icon
92
Generac Holdings
GNRC
$12.5B
$941K 0.15%
9,350
-24,150
-72% -$2.73M
FTS icon
93
Fortis
FTS
$28.6B
$937K 0.15%
23,400
-3,000
-11% -$118K
EEMV icon
94
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.52B
$833K 0.13%
15,700
-15,268
-49% -$799K
T icon
95
AT&T
T
$162B
$810K 0.13%
43,994
-5,400
-11% -$96.7K
ELUT icon
96
Elutia
ELUT
$38.9M
$795K 0.13%
29,700
– –
AQUA
97
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$788K 0.13%
19,900
– –
BP icon
98
BP
BP
$109B
$781K 0.12%
22,360
+100
+0.4% +$3.33K
AEP icon
99
American Electric Power
AEP
$68.2B
$761K 0.12%
8,010
+31
+0.4% +$2.82K
MBCN
100
DELISTED
Middlefield Banc Corp
MBCN
$751K 0.12%
27,420
-300
-1% -$8.58K
2 3
4
5 6

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John G. Ullman & Associates's Q4 2022 Portfolio in Review

As of Q4 2022, John G. Ullman & Associates held 174 positions worth $627M, up 9.7% from $572M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

John G. Ullman & Associates withdrew a net $21.5M in Q4 2022, closing 5 positions and reducing 78 holdings. Its most notable exit was Moody's, an estimated $2.42M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in PayPal worth $2.93M.

  • John G. Ullman & Associates's largest Q4 2022 buy was PayPal: 41,135 shares worth $2.93M.
  • John G. Ullman & Associates added most to Walt Disney in Q4 2022, an estimated $3.46M increase.
  • John G. Ullman & Associates's biggest Q4 2022 reduction was Dominion Energy, cutting an estimated $5.27M.
  • John G. Ullman & Associates fully exited Moody's in Q4 2022, selling an estimated $2.42M.
  • John G. Ullman & Associates's ten largest holdings make up 38% of its $627M portfolio in Q4 2022.
  • John G. Ullman & Associates opened 17 new positions and closed 5 in Q4 2022.
  • John G. Ullman & Associates's portfolio value rose 9.7% quarter-over-quarter to $627M.

Based on John G. Ullman & Associates's 13F filing for Q4 2022, filed 8 Feb 2023.