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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+8.32%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$727M
AUM Growth
-$8.17M
Cap. Flow
-$54.1M
Cap. Flow %
-7.43%
Top 10 Hldgs %
34.15%
Holding
170
New
10
Increased
34
Reduced
80
Closed
8

Top Buys

Rank Stock Value
1
FISV
Fiserv Inc
FISV
+$3.37M
2
CHWY icon
Chewy
CHWY
+$2.81M
3
VNT icon
Vontier
VNT
+$1.73M
4
KMI icon
Kinder Morgan
KMI
+$1.19M
5
OCDX
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
+$1.16M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$18.1M
2
T icon
AT&T
T
+$17M
3
AQN icon
Algonquin Power & Utilities
AQN
+$9.57M
4
FLS icon
Flowserve
FLS
+$6.46M
5
SYNA icon
Synaptics
SYNA
+$3.2M

Sector Composition

Rank Sector Weight
1 Technology 25.81%
2 Healthcare 23.86%
3 Utilities 17.96%
4 Industrials 17.19%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
76
Viavi Solutions
VIAV
$9.66B
$1.74M 0.24%
98,997
-1,725
-2% -$27.3K
KBH icon
77
KB Home
KBH
$3.59B
$1.69M 0.23%
37,740
+13,413
+55% +$561K
VNM icon
78
VanEck Vietnam ETF
VNM
$504M
$1.68M 0.23%
79,100
-3,600
-4% -$73.2K
VNT icon
79
Vontier
VNT
$4.94B
$1.63M 0.22%
+53,095
New +$1.73M
GE icon
80
GE Aerospace
GE
$384B
$1.53M 0.21%
25,921
-2,568
-9% -$161K
EA
81
DELISTED
Electronic Arts
EA
$1.43M 0.2%
10,850
+7,700
+244% +$1.04M
DAN icon
82
Dana Inc
DAN
$3.06B
$1.43M 0.2%
62,440
-560
-0.9% -$13K
NVDA icon
83
NVIDIA
NVDA
$5.42T
$1.41M 0.19%
48,050
-1,000
-2% -$27.5K
EBMT icon
84
Eagle Bancorp Montana
EBMT
$190M
$1.36M 0.19%
59,364
+4,229
+8% +$95.1K
FTS icon
85
Fortis
FTS
$28.7B
$1.27M 0.18%
26,400
– –
ACVA icon
86
ACV Auctions
ACVA
$1.3B
$1.23M 0.17%
65,284
-4,500
-6% -$88.3K
KMI icon
87
Kinder Morgan
KMI
$68.7B
$1.14M 0.16%
+71,600
New +$1.19M
APTS
88
DELISTED
Preferred Apartment Communities, Inc.
APTS
$1.13M 0.15%
+62,323
New +$856K
LLY icon
89
Eli Lilly
LLY
$1.06T
$1.13M 0.15%
4,072
+17
+0.4% +$4.31K
LNT icon
90
Alliant Energy
LNT
$18B
$1.06M 0.15%
17,300
– –
CMCSA icon
91
Comcast
CMCSA
$90B
$935K 0.13%
18,587
-213
-1% -$11.1K
AQUA
92
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$930K 0.13%
19,900
-6,400
-24% -$278K
IR icon
93
Ingersoll Rand
IR
$33.7B
$843K 0.12%
13,628
-560
-4% -$31.9K
DUK icon
94
Duke Energy
DUK
$97.3B
$831K 0.11%
7,919
-400
-5% -$40.6K
LH icon
95
Labcorp
LH
$25.9B
$794K 0.11%
2,940
+2
+0.1% +$495
ELUT icon
96
Elutia
ELUT
$37.6M
$762K 0.1%
29,700
– –
JCI icon
97
Johnson Controls International
JCI
$92.2B
$748K 0.1%
9,200
+1,800
+24% +$136K
AEP icon
98
American Electric Power
AEP
$68.4B
$714K 0.1%
8,020
+41
+0.5% +$3.46K
MBCN
99
DELISTED
Middlefield Banc Corp
MBCN
$700K 0.1%
28,220
– –
CVX icon
100
Chevron
CVX
$366B
$696K 0.1%
5,935
+40
+0.7% +$4.54K
2 3
4
5 6

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RMC
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BEC
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GFM
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TPW
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MWA
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PWA
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John G. Ullman & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, John G. Ullman & Associates held 170 positions worth $727M, down 1.1% from $735M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $54.1M in Q4 2021, closing 8 positions and reducing 80 holdings. Its most notable exit was Synaptics, an estimated $3.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 24% a quarter earlier, followed by Healthcare and Utilities.

Against the trend, John G. Ullman & Associates opened a new position in Vontier worth $1.63M.

  • John G. Ullman & Associates's largest Q4 2021 buy was Vontier: 53,095 shares worth $1.63M.
  • John G. Ullman & Associates added most to Fiserv Inc in Q4 2021, an estimated $3.37M increase.
  • John G. Ullman & Associates's biggest Q4 2021 reduction was Verizon, cutting an estimated $18.1M.
  • John G. Ullman & Associates fully exited Synaptics in Q4 2021, selling an estimated $3.2M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $727M portfolio in Q4 2021.
  • John G. Ullman & Associates opened 10 new positions and closed 8 in Q4 2021.
  • John G. Ullman & Associates's portfolio value fell 1.1% quarter-over-quarter to $727M.

Based on John G. Ullman & Associates's 13F filing for Q4 2021, filed 26 Jan 2022.