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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$735M
AUM Growth
-$32.3M
Cap. Flow
-$7.57M
Cap. Flow %
-1.03%
Top 10 Hldgs %
32.72%
Holding
167
New
11
Increased
20
Reduced
93
Closed
7

Top Buys

Rank Stock Value
1
ITRI icon
Itron
ITRI
+$3.82M
2
MRK icon
Merck
MRK
+$3.66M
3
UCTT
Ultra Clean Holdings
UCTT
+$3.23M
4
OCDX
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
+$2.47M
5
COHR icon
Coherent
COHR
+$2.31M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$14.7M
2
GSK icon
GSK
GSK
+$5.1M
3
ALB icon
Albemarle
ALB
+$4.22M
4
PGJ icon
Invesco Golden Dragon China ETF
PGJ
+$2.39M
5
XRX icon
Xerox
XRX
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 24.04%
2 Healthcare 21.31%
3 Industrials 18.46%
4 Utilities 17.61%
5 Communication Services 8.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNDT
76
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.74M 0.24%
97,769
+16,469
+20% +$312K
SO icon
77
Southern Company
SO
$107B
$1.62M 0.22%
26,100
-450
-2% -$29K
STT icon
78
State Street
STT
$50.7B
$1.61M 0.22%
+19,000
New +$1.65M
VNM icon
79
VanEck Vietnam ETF
VNM
$504M
$1.59M 0.22%
82,700
-2,000
-2% -$39.3K
VIAV icon
80
Viavi Solutions
VIAV
$9.66B
$1.58M 0.22%
100,722
-2,300
-2% -$37.7K
AMGN icon
81
Amgen
AMGN
$222B
$1.42M 0.19%
6,690
– –
DAN icon
82
Dana Inc
DAN
$3.06B
$1.4M 0.19%
63,000
-400
-0.6% -$9.19K
ACVA icon
83
ACV Auctions
ACVA
$1.3B
$1.25M 0.17%
+69,784
New +$1.48M
EBMT icon
84
Eagle Bancorp Montana
EBMT
$190M
$1.23M 0.17%
+55,135
New +$1.23M
ZNGA
85
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1.22M 0.17%
161,300
-25,900
-14% -$235K
FTS icon
86
Fortis
FTS
$28.7B
$1.17M 0.16%
26,400
– –
CMCSA icon
87
Comcast
CMCSA
$90B
$1.05M 0.14%
18,800
-558
-3% -$32.5K
FISV
88
Fiserv Inc
FISV
$27.9B
$1.02M 0.14%
9,450
– –
NVDA icon
89
NVIDIA
NVDA
$5.42T
$1.02M 0.14%
49,050
-4,750
-9% -$98.6K
AQUA
90
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$988K 0.13%
26,300
-6,900
-21% -$249K
NWE icon
91
NorthWestern Energy
NWE
$4.43B
$986K 0.13%
17,200
– –
LNT icon
92
Alliant Energy
LNT
$18B
$968K 0.13%
17,300
– –
KBH icon
93
KB Home
KBH
$3.59B
$947K 0.13%
24,327
+7,300
+43% +$303K
LLY icon
94
Eli Lilly
LLY
$1.06T
$937K 0.13%
4,055
-316
-7% -$78K
DUK icon
95
Duke Energy
DUK
$97.3B
$812K 0.11%
8,319
– –
IR icon
96
Ingersoll Rand
IR
$33.7B
$715K 0.1%
14,188
-328
-2% -$16.7K
LH icon
97
Labcorp
LH
$25.9B
$710K 0.1%
2,938
-233
-7% -$58.7K
ELUT icon
98
Elutia
ELUT
$37.6M
$701K 0.1%
29,700
– –
MBCN
99
DELISTED
Middlefield Banc Corp
MBCN
$672K 0.09%
28,220
-200
-0.7% -$4.74K
AEP icon
100
American Electric Power
AEP
$68.4B
$648K 0.09%
7,979
+15
+0.2% +$1.31K
2 3
4
5 6

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RMC
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BEC
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GFM
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TPW
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MWA
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PWA
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John G. Ullman & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, John G. Ullman & Associates held 167 positions worth $735M, down 4.2% from $768M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2021 filing shows 11 new, 20 increased, 93 reduced and 7 closed positions. Its largest new stake was Ultra Clean Holdings: 68,404 shares worth $2.91M. The largest sale was Johnson & Johnson, an estimated $14.7M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2021 buy was Ultra Clean Holdings: 68,404 shares worth $2.91M.
  • John G. Ullman & Associates added most to Itron in Q3 2021, an estimated $3.82M increase.
  • John G. Ullman & Associates's biggest Q3 2021 reduction was Johnson & Johnson, cutting an estimated $14.7M.
  • John G. Ullman & Associates fully exited Albemarle in Q3 2021, selling an estimated $4.22M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $735M portfolio in Q3 2021.
  • John G. Ullman & Associates opened 11 new positions and closed 7 in Q3 2021.
  • John G. Ullman & Associates's portfolio value fell 4.2% quarter-over-quarter to $735M.

Based on John G. Ullman & Associates's 13F filing for Q3 2021, filed 2 Nov 2021.