We are live on ! Find out more
JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$745M
AUM Growth
+$100M
Cap. Flow
+$33.5M
Cap. Flow %
4.49%
Top 10 Hldgs %
32.1%
Holding
165
New
13
Increased
37
Reduced
77
Closed
11

Top Buys

Rank Stock Value
1
VZ icon
Verizon
VZ
+$10.3M
2
IBM icon
IBM
IBM
+$4.89M
3
AQN icon
Algonquin Power & Utilities
AQN
+$4.65M
4
HE icon
Hawaiian Electric Industries
HE
+$4.6M
5
ELAN icon
Elanco Animal Health
ELAN
+$4.59M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$4.4M
2
TDC icon
Teradata
TDC
+$3.37M
3
ALB icon
Albemarle
ALB
+$3.15M
4
LNN icon
Lindsay Corp
LNN
+$2.9M
5
CTVA icon
Corteva
CTVA
+$2.5M

Sector Composition

Rank Sector Weight
1 Healthcare 23.6%
2 Technology 23.47%
3 Industrials 19.04%
4 Utilities 16.65%
5 Communication Services 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNGA
76
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$1.43M 0.19%
+140,000
New +$1.46M
BAX icon
77
Baxter International
BAX
$14.3B
$1.26M 0.17%
14,967
-200
-1% -$15.9K
ALC icon
78
Alcon
ALC
$34.7B
$1.16M 0.16%
16,528
-781
-5% -$55.3K
FISV
79
Fiserv Inc
FISV
$27.6B
$1.15M 0.15%
+9,650
New +$1.11M
FTS icon
80
Fortis
FTS
$28.6B
$1.15M 0.15%
26,400
+14,500
+122% +$594K
COHR icon
81
Coherent
COHR
$74B
$1.12M 0.15%
16,400
-1,100
-6% -$90.3K
NWE icon
82
NorthWestern Energy
NWE
$4.46B
$1.12M 0.15%
17,200
+6,300
+58% +$373K
CMCSA icon
83
Comcast
CMCSA
$90.2B
$1.06M 0.14%
19,658
-100
-0.5% -$5.28K
AQUA
84
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$1.01M 0.14%
38,400
-6,200
-14% -$165K
LNT icon
85
Alliant Energy
LNT
$18.1B
$937K 0.13%
17,300
+9,900
+134% +$493K
DUK icon
86
Duke Energy
DUK
$97.6B
$822K 0.11%
8,519
– –
KBH icon
87
KB Home
KBH
$3.59B
$792K 0.11%
+17,027
New +$703K
ESBK
88
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$787K 0.11%
58,327
-5,090
-8% -$67.8K
LLY icon
89
Eli Lilly
LLY
$1.05T
$776K 0.1%
4,155
– –
USCR
90
DELISTED
U S Concrete, Inc.
USCR
$770K 0.1%
10,500
– –
IR icon
91
Ingersoll Rand
IR
$34.2B
$726K 0.1%
14,744
-689
-4% -$31.9K
NVDA icon
92
NVIDIA
NVDA
$5.38T
$721K 0.1%
54,000
+20,000
+59% +$269K
LH icon
93
Labcorp
LH
$25.8B
$718K 0.1%
3,278
+107
+3% +$21.5K
ELUT icon
94
Elutia
ELUT
$38M
$688K 0.09%
29,700
+18,200
+158% +$272K
AEP icon
95
American Electric Power
AEP
$68.6B
$675K 0.09%
7,964
+3,700
+87% +$298K
BP icon
96
BP
BP
$108B
$666K 0.09%
27,360
-18,600
-40% -$448K
ITRI icon
97
Itron
ITRI
$4.5B
$643K 0.09%
7,250
– –
CVX icon
98
Chevron
CVX
$367B
$623K 0.08%
5,945
– –
AGCO icon
99
AGCO
AGCO
$7.3B
$618K 0.08%
4,300
-1,500
-26% -$187K
MBCN
100
DELISTED
Middlefield Banc Corp
MBCN
$605K 0.08%
28,870
+330
+1% +$7.33K
2 3
4
5 6

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
TCMI
Technology Crossover Management IX Menlo Park, California $752M AUM 25.7% 1-Year Est. Return

John G. Ullman & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, John G. Ullman & Associates held 165 positions worth $745M, up 16% from $645M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates deployed $33.5M of net new capital in Q1 2021, opening 13 new positions and adding to 37 existing holdings. Its largest new stake was American Tower: 11,570 shares worth $2.77M.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Abbott, an estimated $4.4M trimmed.

  • John G. Ullman & Associates's largest Q1 2021 buy was American Tower: 11,570 shares worth $2.77M.
  • John G. Ullman & Associates added most to Verizon in Q1 2021, an estimated $10.3M increase.
  • John G. Ullman & Associates's biggest Q1 2021 reduction was Abbott, cutting an estimated $4.4M.
  • John G. Ullman & Associates fully exited Teradata in Q1 2021, selling an estimated $3.37M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $745M portfolio in Q1 2021.
  • John G. Ullman & Associates opened 13 new positions and closed 11 in Q1 2021.
  • John G. Ullman & Associates's portfolio value rose 16% quarter-over-quarter to $745M.

Based on John G. Ullman & Associates's 13F filing for Q1 2021, filed 22 Apr 2021.