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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+14.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$645M
AUM Growth
+$162M
Cap. Flow
+$96.4M
Cap. Flow %
14.95%
Top 10 Hldgs %
32.1%
Holding
158
New
30
Increased
45
Reduced
52
Closed
6

Top Buys

Rank Stock Value
1
NJR icon
New Jersey Resources
NJR
+$8.37M
2
XOM icon
ExxonMobil
XOM
+$8.13M
3
D icon
Dominion Energy
D
+$6.92M
4
HE icon
Hawaiian Electric Industries
HE
+$6.87M
5
BKH icon
Black Hills Corp
BKH
+$6.28M

Top Sells

Rank Stock Value
1
ADM icon
Archer Daniels Midland
ADM
+$7.14M
2
ALB icon
Albemarle
ALB
+$1.84M
3
AZTA icon
Azenta
AZTA
+$1.04M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$651K
5
GLW icon
Corning
GLW
+$631K

Sector Composition

Rank Sector Weight
1 Healthcare 26.21%
2 Technology 23.46%
3 Industrials 19.39%
4 Utilities 14.67%
5 Communication Services 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALC icon
76
Alcon
ALC
$35B
$1.14M 0.18%
17,309
-600
-3% -$37.5K
RBB icon
77
RBB Bancorp
RBB
$455M
$1.13M 0.17%
73,200
+23,500
+47% +$333K
CMCSA icon
78
Comcast
CMCSA
$90B
$1.03M 0.16%
19,758
+12,800
+184% +$613K
BP icon
79
BP
BP
$107B
$943K 0.15%
45,960
+13,500
+42% +$254K
DUK icon
80
Duke Energy
DUK
$97.3B
$780K 0.12%
8,519
– –
CRUS icon
81
Cirrus Logic
CRUS
$6.26B
$756K 0.12%
9,200
+200
+2% +$15K
ESBK
82
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$729K 0.11%
63,417
-5,737
-8% -$64.2K
IR icon
83
Ingersoll Rand
IR
$33.7B
$703K 0.11%
15,433
-401
-3% -$16.6K
LLY icon
84
Eli Lilly
LLY
$1.06T
$702K 0.11%
4,155
+400
+11% +$59.7K
ITRI icon
85
Itron
ITRI
$4.54B
$695K 0.11%
7,250
– –
MBCN
86
DELISTED
Middlefield Banc Corp
MBCN
$642K 0.1%
28,540
+2,000
+8% +$42.1K
NWE icon
87
NorthWestern Energy
NWE
$4.43B
$636K 0.1%
+10,900
New +$606K
MTSI icon
88
MACOM Technology Solutions
MTSI
$23.7B
$625K 0.1%
11,350
-400
-3% -$17.1K
AGCO icon
89
AGCO
AGCO
$7.2B
$598K 0.09%
5,800
– –
DIS icon
90
Walt Disney
DIS
$181B
$597K 0.09%
3,296
-100
-3% -$14.4K
GRC icon
91
Gorman-Rupp
GRC
$2.21B
$591K 0.09%
+18,200
New +$603K
BSV icon
92
Vanguard Short-Term Bond ETF
BSV
$44.6B
$587K 0.09%
7,079
+2,400
+51% +$199K
VNM icon
93
VanEck Vietnam ETF
VNM
$504M
$563K 0.09%
32,200
+3,900
+14% +$61.8K
LH icon
94
Labcorp
LH
$25.9B
$554K 0.09%
3,171
-116
-4% -$20K
KRE icon
95
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$545K 0.08%
10,500
– –
XRX icon
96
Xerox
XRX
$425M
$538K 0.08%
+23,200
New +$491K
ITW icon
97
Illinois Tool Works
ITW
$84.5B
$530K 0.08%
2,600
– –
RDS.A
98
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$528K 0.08%
15,023
-3,600
-19% -$112K
BRK.B icon
99
Berkshire Hathaway Class B
BRK.B
$1.13T
$521K 0.08%
2,248
+44
+2% +$9.69K
CVX icon
100
Chevron
CVX
$366B
$502K 0.08%
+5,945
New +$481K
2 3
4
5 6

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RMC
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BEC
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GFM
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TPW
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MWA
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PWA
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John G. Ullman & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, John G. Ullman & Associates held 158 positions worth $645M, up 34% from $483M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates deployed $96.4M of net new capital in Q4 2020, opening 30 new positions and adding to 45 existing holdings. Its largest new stake was New Jersey Resources: 257,165 shares worth $9.14M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 32% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Albemarle, an estimated $1.84M trimmed.

  • John G. Ullman & Associates's largest Q4 2020 buy was New Jersey Resources: 257,165 shares worth $9.14M.
  • John G. Ullman & Associates added most to ExxonMobil in Q4 2020, an estimated $8.13M increase.
  • John G. Ullman & Associates's biggest Q4 2020 reduction was Albemarle, cutting an estimated $1.84M.
  • John G. Ullman & Associates fully exited Archer Daniels Midland in Q4 2020, selling an estimated $7.14M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $645M portfolio in Q4 2020.
  • John G. Ullman & Associates opened 30 new positions and closed 6 in Q4 2020.
  • John G. Ullman & Associates's portfolio value rose 34% quarter-over-quarter to $645M.

Based on John G. Ullman & Associates's 13F filing for Q4 2020, filed 5 Feb 2021.