We are live on ! Find out more
JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-20.88%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$377M
AUM Growth
-$204M
Cap. Flow
-$90.4M
Cap. Flow %
-23.98%
Top 10 Hldgs %
43.04%
Holding
146
New
4
Increased
24
Reduced
60
Closed
45

Top Buys

Rank Stock Value
1
GSK icon
GSK
GSK
+$4.89M
2
GVA icon
Granite Construction
GVA
+$3.96M
3
TSM icon
TSMC
TSM
+$3.4M
4
VZ icon
Verizon
VZ
+$3.35M
5
AVGO icon
Broadcom
AVGO
+$3.21M

Top Sells

Rank Stock Value
1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$11.9M
2
XOM icon
ExxonMobil
XOM
+$9.24M
3
WTS icon
Watts Water Technologies
WTS
+$6.42M
4
HAL icon
Halliburton
HAL
+$6.24M
5
CGW icon
Invesco S&P Global Water Index ETF
CGW
+$6.15M

Sector Composition

Rank Sector Weight
1 Healthcare 35.22%
2 Technology 22.17%
3 Industrials 21.7%
4 Utilities 6.56%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGR
76
DELISTED
Avangrid, Inc.
AGR
$442K 0.12%
+10,100
New +$508K
EEFT icon
77
Euronet Worldwide
EEFT
$2.7B
$437K 0.12%
5,100
+2,700
+113% +$358K
IR icon
78
Ingersoll Rand
IR
$33.7B
$395K 0.1%
+15,910
New +$505K
REGN icon
79
Regeneron Pharmaceuticals
REGN
$80.8B
$391K 0.1%
800
– –
LH icon
80
Labcorp
LH
$25.9B
$357K 0.09%
3,287
– –
ITW icon
81
Illinois Tool Works
ITW
$84.5B
$355K 0.09%
2,500
+300
+14% +$51K
IBB icon
82
iShares Biotechnology ETF
IBB
$9.77B
$334K 0.09%
3,100
– –
IQV icon
83
IQVIA
IQV
$39.3B
$334K 0.09%
3,100
-400
-11% -$57.2K
DIS icon
84
Walt Disney
DIS
$181B
$312K 0.08%
3,226
-410
-11% -$51.8K
SWKS icon
85
Skyworks Solutions
SWKS
$10.6B
$295K 0.08%
3,300
+400
+14% +$42.7K
NEE icon
86
NextEra Energy
NEE
$177B
$277K 0.07%
4,600
-42,840
-90% -$2.69M
AGCO icon
87
AGCO
AGCO
$7.2B
$274K 0.07%
5,800
– –
HLIO icon
88
Helios Technologies
HLIO
$2.76B
$265K 0.07%
7,000
-3,500
-33% -$149K
FELE icon
89
Franklin Electric
FELE
$4.84B
$240K 0.06%
5,100
+100
+2% +$5.51K
SHW icon
90
Sherwin-Williams
SHW
$89.8B
$230K 0.06%
1,500
– –
GOOG icon
91
Alphabet (Google) Class C
GOOG
$4.32T
$215K 0.06%
3,700
-8,300
-69% -$563K
XLU icon
92
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$211K 0.06%
7,600
-1,600
-17% -$51.2K
RDS.A
93
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$207K 0.05%
5,923
-300
-5% -$14K
MTSI icon
94
MACOM Technology Solutions
MTSI
$23.7B
$203K 0.05%
10,700
– –
JCI icon
95
Johnson Controls International
JCI
$92.2B
$202K 0.05%
7,500
-1,400
-16% -$52.2K
VNM icon
96
VanEck Vietnam ETF
VNM
$504M
$199K 0.05%
19,100
+7,500
+65% +$105K
FNB icon
97
FNB Corp
FNB
$6.75B
$127K 0.03%
17,257
-12,400
-42% -$131K
SND icon
98
Smart Sand
SND
$194M
$10K ﹤0.01%
10,000
– –
AOS icon
99
A.O. Smith
AOS
$8.7B
– –
-14,700
Closed -$700K
BLBD icon
100
Blue Bird Corp
BLBD
$2.18B
– –
-19,436
Closed -$445K
2 3
4
5 6

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return
PWA
Peterson Wealth Advisors Orem, Utah $752M AUM 13.99% 1-Year Est. Return

John G. Ullman & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, John G. Ullman & Associates held 146 positions worth $377M, down 35% from $581M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

John G. Ullman & Associates withdrew a net $90.4M in Q1 2020, closing 45 positions and reducing 60 holdings. Its most notable exit was iShares MSCI Emerging Markets Min Vol Factor ETF, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 35% of assets, up from 26% a quarter earlier, followed by Technology and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in Broadcom worth $2.7M.

  • John G. Ullman & Associates's largest Q1 2020 buy was Broadcom: 114,000 shares worth $2.7M.
  • John G. Ullman & Associates added most to GSK in Q1 2020, an estimated $4.89M increase.
  • John G. Ullman & Associates's biggest Q1 2020 reduction was ExxonMobil, cutting an estimated $9.24M.
  • John G. Ullman & Associates fully exited iShares MSCI Emerging Markets Min Vol Factor ETF in Q1 2020, selling an estimated $11.9M.
  • John G. Ullman & Associates's ten largest holdings make up 43% of its $377M portfolio in Q1 2020.
  • John G. Ullman & Associates opened 4 new positions and closed 45 in Q1 2020.
  • John G. Ullman & Associates's portfolio value fell 35% quarter-over-quarter to $377M.

Based on John G. Ullman & Associates's 13F filing for Q1 2020, filed 14 Apr 2020.