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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$581M
AUM Growth
+$30.4M
Cap. Flow
-$10M
Cap. Flow %
-1.73%
Top 10 Hldgs %
36.14%
Holding
153
New
9
Increased
29
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$4.84M
2
IBM icon
IBM
IBM
+$2.62M
3
CCK icon
Crown Holdings
CCK
+$2.33M
4
TDC icon
Teradata
TDC
+$2.15M
5
HPQ icon
HP
HPQ
+$2.12M

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$6.69M
2
GVA icon
Granite Construction
GVA
+$6.4M
3
TT icon
Trane Technologies
TT
+$3.27M
4
ANET icon
Arista Networks
ANET
+$2.33M
5
EMR icon
Emerson Electric
EMR
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 26.22%
2 Industrials 24.32%
3 Technology 18.11%
4 Utilities 6.62%
5 Energy 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
76
Corteva
CTVA
$51.5B
$1.51M 0.26%
51,212
+2,921
+6% +$77.3K
PBW icon
77
Invesco WilderHill Clean Energy ETF
PBW
$406M
$1.44M 0.25%
42,130
-2,100
-5% -$64.2K
AGG icon
78
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.44M 0.25%
12,780
+760
+6% +$85.6K
SBNY
79
DELISTED
Signature Bank
SBNY
$1.37M 0.24%
10,000
-1,300
-12% -$163K
ALC icon
80
Alcon
ALC
$34B
$1.18M 0.2%
20,897
-1,125
-5% -$64.4K
ESBK
81
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$1.18M 0.2%
78,037
-35,818
-31% -$529K
FLG
82
Flagstar Bank National Association
FLG
$5.95B
$1.15M 0.2%
31,800
-1,800
-5% -$66.5K
VAW icon
83
Vanguard Materials ETF
VAW
$2.98B
$1.14M 0.2%
8,460
+1,000
+13% +$129K
CSCO icon
84
Cisco
CSCO
$455B
$1.13M 0.19%
23,600
-500
-2% -$23.2K
DHR icon
85
Danaher
DHR
$139B
$1.02M 0.18%
7,529
-480
-6% -$60.7K
TPC
86
Tutor Perini Cor
TPC
$4.52B
$899K 0.15%
69,950
+5,000
+8% +$77.1K
BSV icon
87
Vanguard Short-Term Bond ETF
BSV
$44.5B
$831K 0.14%
10,315
-288
-3% -$23.2K
BRK.B icon
88
Berkshire Hathaway Class B
BRK.B
$1.11T
$827K 0.14%
3,652
– –
GOOG icon
89
Alphabet (Google) Class C
GOOG
$4.57T
$802K 0.14%
12,000
-480
-4% -$31K
CRUS icon
90
Cirrus Logic
CRUS
$6.4B
$742K 0.13%
9,000
– –
AOS icon
91
A.O. Smith
AOS
$8.23B
$700K 0.12%
14,700
-300
-2% -$14.5K
BLK icon
92
Blackrock
BLK
$173B
$654K 0.11%
1,300
-100
-7% -$47.4K
COHR icon
93
Coherent
COHR
$56.9B
$576K 0.1%
17,100
+4,500
+36% +$143K
LLY icon
94
Eli Lilly
LLY
$998B
$545K 0.09%
4,150
+50
+1% +$5.8K
USCR
95
DELISTED
U S Concrete, Inc.
USCR
$545K 0.09%
13,086
+6,100
+87% +$279K
IQV icon
96
IQVIA
IQV
$38.3B
$541K 0.09%
3,500
– –
RBB icon
97
RBB Bancorp
RBB
$454M
$527K 0.09%
+24,887
New +$506K
DIS icon
98
Walt Disney
DIS
$169B
$526K 0.09%
3,636
-101
-3% -$14.1K
MKSI icon
99
MKS Inc
MKSI
$20.9B
$517K 0.09%
4,700
– –
HPE icon
100
Hewlett Packard
HPE
$66B
$506K 0.09%
31,900
-200
-0.6% -$3.19K
2 3
4
5 6

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, John G. Ullman & Associates held 153 positions worth $581M, up 5.5% from $551M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q4 2019 filing shows 9 new, 29 increased, 79 reduced and 11 closed positions. Its largest new stake was Albemarle: 72,500 shares worth $5.29M. The largest sale was ExxonMobil, an estimated $6.69M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2019 buy was Albemarle: 72,500 shares worth $5.29M.
  • John G. Ullman & Associates added most to IBM in Q4 2019, an estimated $2.62M increase.
  • John G. Ullman & Associates's biggest Q4 2019 reduction was ExxonMobil, cutting an estimated $6.69M.
  • John G. Ullman & Associates fully exited Arista Networks in Q4 2019, selling an estimated $2.33M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $581M portfolio in Q4 2019.
  • John G. Ullman & Associates opened 9 new positions and closed 11 in Q4 2019.
  • John G. Ullman & Associates's portfolio value rose 5.5% quarter-over-quarter to $581M.

Based on John G. Ullman & Associates's 13F filing for Q4 2019, filed 29 Jan 2020.