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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-1.45%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$551M
AUM Growth
-$18M
Cap. Flow
-$3.48M
Cap. Flow %
-0.63%
Top 10 Hldgs %
36.14%
Holding
161
New
13
Increased
35
Reduced
76
Closed
17

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$6.58M
2
HAL icon
Halliburton
HAL
+$2.97M
3
DAN icon
Dana Inc
DAN
+$2.79M
4
ELAN icon
Elanco Animal Health
ELAN
+$2.72M
5
BMY icon
Bristol-Myers Squibb
BMY
+$2.68M

Top Sells

Rank Stock Value
1
EVRG icon
Evergy
EVRG
+$9.16M
2
XOM icon
ExxonMobil
XOM
+$5.21M
3
GVA icon
Granite Construction
GVA
+$4.89M
4
BAX icon
Baxter International
BAX
+$2.89M
5
ESBK
Elmira Savings Bank Elmira NY
ESBK
+$1.91M

Sector Composition

Rank Sector Weight
1 Industrials 25.67%
2 Healthcare 25.14%
3 Technology 17.1%
4 Utilities 7.21%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG
76
Flagstar Bank National Association
FLG
$5.96B
$1.26M 0.23%
33,600
-433
-1% -$14.9K
CSCO icon
77
Cisco
CSCO
$456B
$1.19M 0.22%
24,100
-86
-0.4% -$4.47K
DD icon
78
DuPont de Nemours
DD
$18.8B
$1.03M 0.19%
11,463
-4,537
-28% -$399K
DHR icon
79
Danaher
DHR
$139B
$1.02M 0.19%
8,009
-626
-7% -$78.4K
VAW icon
80
Vanguard Materials ETF
VAW
$2.98B
$943K 0.17%
7,460
-400
-5% -$50.2K
TPC
81
Tutor Perini Cor
TPC
$4.52B
$931K 0.17%
64,950
+37,850
+140% +$462K
WMT icon
82
Walmart Inc
WMT
$881B
$910K 0.17%
22,995
-4,500
-16% -$170K
BSV icon
83
Vanguard Short-Term Bond ETF
BSV
$44.6B
$857K 0.16%
10,603
-996
-9% -$80.3K
GOOG icon
84
Alphabet (Google) Class C
GOOG
$4.56T
$761K 0.14%
12,480
+960
+8% +$56.8K
BRK.B icon
85
Berkshire Hathaway Class B
BRK.B
$1.1T
$760K 0.14%
3,652
+77
+2% +$15.9K
AOS icon
86
A.O. Smith
AOS
$8.25B
$716K 0.13%
15,000
+4,700
+46% +$217K
TSM icon
87
TSMC
TSM
$2.11T
$627K 0.11%
13,500
– –
BLK icon
88
Blackrock
BLK
$174B
$624K 0.11%
1,400
-265
-16% -$118K
IQV icon
89
IQVIA
IQV
$38.3B
$523K 0.1%
3,500
– –
DXC icon
90
DXC Technology
DXC
$1.8B
$504K 0.09%
17,100
-28,300
-62% -$1.21M
DIS icon
91
Walt Disney
DIS
$169B
$487K 0.09%
3,737
+101
+3% +$14K
HPE icon
92
Hewlett Packard
HPE
$66.4B
$487K 0.09%
32,100
+2,500
+8% +$35.5K
CRUS icon
93
Cirrus Logic
CRUS
$6.42B
$482K 0.09%
9,000
– –
LH icon
94
Labcorp
LH
$25B
$474K 0.09%
3,287
-466
-12% -$68K
PSX icon
95
Phillips 66
PSX
$83.3B
$470K 0.09%
4,585
– –
LLY icon
96
Eli Lilly
LLY
$995B
$458K 0.08%
4,100
+400
+11% +$44.5K
COHR icon
97
Coherent
COHR
$57.2B
$444K 0.08%
12,600
– –
AGCO icon
98
AGCO
AGCO
$7.2B
$439K 0.08%
5,800
– –
MKSI icon
99
MKS Inc
MKSI
$21.1B
$434K 0.08%
4,700
+2,100
+81% +$173K
DSI icon
100
iShares MSCI KLD 400 Social ETF
DSI
$5.44B
$410K 0.07%
7,400
-2,200
-23% -$122K
2 3
4
5 6

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FSCM
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SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
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John G. Ullman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, John G. Ullman & Associates held 161 positions worth $551M, down 3.2% from $569M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q3 2019 filing shows 13 new, 35 increased, 76 reduced and 17 closed positions. Its largest new stake was Dana Inc: 179,800 shares worth $2.6M. The largest sale was Evergy, an estimated $9.16M.

By sector, the portfolio is most concentrated in Industrials at 26% of assets, down from 26% a quarter earlier, followed by Healthcare and Technology.

  • John G. Ullman & Associates's largest Q3 2019 buy was Dana Inc: 179,800 shares worth $2.6M.
  • John G. Ullman & Associates added most to 3M in Q3 2019, an estimated $6.58M increase.
  • John G. Ullman & Associates's biggest Q3 2019 reduction was ExxonMobil, cutting an estimated $5.21M.
  • John G. Ullman & Associates fully exited Evergy in Q3 2019, selling an estimated $9.16M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $551M portfolio in Q3 2019.
  • John G. Ullman & Associates opened 13 new positions and closed 17 in Q3 2019.
  • John G. Ullman & Associates's portfolio value fell 3.2% quarter-over-quarter to $551M.

Based on John G. Ullman & Associates's 13F filing for Q3 2019, filed 21 Oct 2019.