We are live on ! Find out more
JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-10.91%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$496M
AUM Growth
-$54.3M
Cap. Flow
+$14.3M
Cap. Flow %
2.89%
Top 10 Hldgs %
37.7%
Holding
138
New
9
Increased
41
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$9.45M
2
GVA icon
Granite Construction
GVA
+$6.47M
3
BMY icon
Bristol-Myers Squibb
BMY
+$3.74M
4
GSK icon
GSK
GSK
+$3.67M
5
XRAY icon
Dentsply Sirona
XRAY
+$3.06M

Top Sells

Rank Stock Value
1
SLB icon
SLB Ltd
SLB
+$11.5M
2
IBM icon
IBM
IBM
+$5.1M
3
MRK icon
Merck
MRK
+$3.95M
4
EXC icon
Exelon
EXC
+$3.95M
5
NEE icon
NextEra Energy
NEE
+$3.71M

Sector Composition

Rank Sector Weight
1 Healthcare 26.2%
2 Industrials 23.34%
3 Technology 17.3%
4 Utilities 8.88%
5 Energy 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
76
3M
MMM
$90.9B
$930K 0.19%
5,838
-137
-2% -$22.7K
VAW icon
77
Vanguard Materials ETF
VAW
$2.95B
$927K 0.19%
8,360
+5,360
+179% +$636K
FLG
78
Flagstar Bank National Association
FLG
$5.93B
$887K 0.18%
31,425
-57,578
-65% -$1.68M
WMT icon
79
Walmart Inc
WMT
$885B
$859K 0.17%
27,651
-183
-0.7% -$5.87K
KO icon
80
Coca-Cola
KO
$377B
$855K 0.17%
18,056
– –
BRK.B icon
81
Berkshire Hathaway Class B
BRK.B
$1.1T
$730K 0.15%
3,575
+300
+9% +$62.7K
GOOG icon
82
Alphabet (Google) Class C
GOOG
$4.36T
$638K 0.13%
12,320
+2,100
+21% +$112K
KRE icon
83
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$604K 0.12%
12,900
– –
DHR icon
84
Danaher
DHR
$137B
$536K 0.11%
5,866
-14
-0.2% -$1.27K
T icon
85
AT&T
T
$159B
$510K 0.1%
23,667
-2,890
-11% -$67.3K
DSI icon
86
iShares MSCI KLD 400 Social ETF
DSI
$5.3B
$484K 0.1%
10,400
– –
BP icon
87
BP
BP
$116B
$461K 0.09%
12,536
+2,429
+24% +$97K
PEP icon
88
PepsiCo
PEP
$190B
$446K 0.09%
4,038
-37
-0.9% -$4.17K
BLBD icon
89
Blue Bird Corp
BLBD
$2.35B
$443K 0.09%
24,355
-2,245
-8% -$43.7K
LLY icon
90
Eli Lilly
LLY
$1.02T
$434K 0.09%
3,751
– –
USCR
91
DELISTED
U S Concrete, Inc.
USCR
$416K 0.08%
+11,800
New +$427K
DIS icon
92
Walt Disney
DIS
$167B
$395K 0.08%
3,606
– –
PSX icon
93
Phillips 66
PSX
$84.9B
$395K 0.08%
4,585
-52
-1% -$5.08K
BLK icon
94
Blackrock
BLK
$169B
$393K 0.08%
1,000
-11
-1% -$4.51K
IQV icon
95
IQVIA
IQV
$38.7B
$393K 0.08%
3,385
– –
TSM icon
96
TSMC
TSM
$2.1T
$391K 0.08%
10,600
– –
RDS.A
97
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$364K 0.07%
6,243
– –
TYG
98
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$363K 0.07%
4,563
-29,443
-87% -$2.79M
HPE icon
99
Hewlett Packard
HPE
$63.4B
$346K 0.07%
26,200
+2,400
+10% +$35.9K
LH icon
100
Labcorp
LH
$25B
$346K 0.07%
3,192
-58
-2% -$7.77K
2 3
4
5 6

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

John G. Ullman & Associates's Q4 2018 Portfolio in Review

As of Q4 2018, John G. Ullman & Associates held 138 positions worth $496M, down 9.9% from $550M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

John G. Ullman & Associates's Q4 2018 filing shows 9 new, 41 increased, 59 reduced and 9 closed positions. Its largest new stake was Astec Industries: 74,600 shares worth $2.25M. The largest sale was SLB Ltd, an estimated $11.5M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2018 buy was Astec Industries: 74,600 shares worth $2.25M.
  • John G. Ullman & Associates added most to Emerson Electric in Q4 2018, an estimated $9.45M increase.
  • John G. Ullman & Associates's biggest Q4 2018 reduction was SLB Ltd, cutting an estimated $11.5M.
  • John G. Ullman & Associates fully exited Swiss Helvetia Fund in Q4 2018, selling an estimated $2.51M.
  • John G. Ullman & Associates's ten largest holdings make up 38% of its $496M portfolio in Q4 2018.
  • John G. Ullman & Associates opened 9 new positions and closed 9 in Q4 2018.
  • John G. Ullman & Associates's portfolio value fell 9.9% quarter-over-quarter to $496M.

Based on John G. Ullman & Associates's 13F filing for Q4 2018, filed 29 Jan 2019.