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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$501M
AUM Growth
-$11.6M
Cap. Flow
-$28.1M
Cap. Flow %
-5.6%
Top 10 Hldgs %
38.82%
Holding
117
New
8
Increased
26
Reduced
58
Closed
2

Top Buys

Rank Stock Value
1
ADM icon
Archer Daniels Midland
ADM
+$3.77M
2
EMR icon
Emerson Electric
EMR
+$3.53M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.83M
4
FLS icon
Flowserve
FLS
+$2.74M
5
OGE icon
OGE Energy
OGE
+$1.68M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$10.7M
2
WMT icon
Walmart Inc
WMT
+$9.33M
3
GSK icon
GSK
GSK
+$3.98M
4
TEL icon
TE Connectivity
TEL
+$2.91M
5
LNN icon
Lindsay Corp
LNN
+$2.77M

Sector Composition

Rank Sector Weight
1 Healthcare 24.73%
2 Industrials 20.6%
3 Technology 18.39%
4 Energy 10.71%
5 Utilities 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
76
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$527K 0.11%
20,000
+200
+1% +$5.48K
BLK icon
77
Blackrock
BLK
$170B
$514K 0.1%
1,000
– –
COHR icon
78
Coherent
COHR
$47.6B
$507K 0.1%
10,800
-4,200
-28% -$189K
PEP icon
79
PepsiCo
PEP
$195B
$495K 0.1%
4,129
-734
-15% -$83.8K
CI icon
80
Cigna
CI
$79.6B
$487K 0.1%
2,400
– –
DHR icon
81
Danaher
DHR
$140B
$484K 0.1%
5,880
– –
GM icon
82
General Motors
GM
$81.7B
$469K 0.09%
11,450
-246,588
-96% -$10.7M
PSX icon
83
Phillips 66
PSX
$82.5B
$464K 0.09%
4,585
– –
PG icon
84
Procter & Gamble
PG
$347B
$460K 0.09%
+5,010
New +$451K
KO icon
85
Coca-Cola
KO
$380B
$450K 0.09%
9,806
-12,918
-57% -$594K
LH icon
86
Labcorp
LH
$25.8B
$445K 0.09%
3,250
– –
TSM icon
87
TSMC
TSM
$2.03T
$420K 0.08%
10,600
– –
RDS.A
88
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$420K 0.08%
6,293
-47
-0.7% -$2.96K
CELG
89
DELISTED
Celgene Corp
CELG
$418K 0.08%
4,008
– –
T icon
90
AT&T
T
$169B
$405K 0.08%
13,788
– –
DIS icon
91
Walt Disney
DIS
$172B
$398K 0.08%
3,706
– –
MON
92
DELISTED
Monsanto Co
MON
$385K 0.08%
3,300
-21,527
-87% -$2.56M
MU icon
93
Micron Technology
MU
$927B
$354K 0.07%
8,600
– –
IQV icon
94
IQVIA
IQV
$40B
$352K 0.07%
3,600
– –
REGN icon
95
Regeneron Pharmaceuticals
REGN
$72.9B
$338K 0.07%
900
– –
JCI icon
96
Johnson Controls International
JCI
$85.6B
$295K 0.06%
7,731
-222
-3% -$8.67K
EEM icon
97
iShares MSCI Emerging Markets ETF
EEM
$28B
$265K 0.05%
5,625
+100
+2% +$4.63K
LLY icon
98
Eli Lilly
LLY
$1.09T
$265K 0.05%
+3,141
New +$267K
MCD icon
99
McDonald's
MCD
$194B
$265K 0.05%
1,540
– –
PAYX icon
100
Paychex
PAYX
$42.3B
$260K 0.05%
3,825
– –
1 2 3
4
5

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, John G. Ullman & Associates held 117 positions worth $501M, down 2.3% from $513M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

John G. Ullman & Associates withdrew a net $28.1M in Q4 2017, closing 2 positions and reducing 58 holdings. Its most notable exit was Xylem, an estimated $2.37M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in Archer Daniels Midland worth $3.68M.

  • John G. Ullman & Associates's largest Q4 2017 buy was Archer Daniels Midland: 91,750 shares worth $3.68M.
  • John G. Ullman & Associates added most to Emerson Electric in Q4 2017, an estimated $3.53M increase.
  • John G. Ullman & Associates's biggest Q4 2017 reduction was General Motors, cutting an estimated $10.7M.
  • John G. Ullman & Associates fully exited Xylem in Q4 2017, selling an estimated $2.37M.
  • John G. Ullman & Associates's ten largest holdings make up 39% of its $501M portfolio in Q4 2017.
  • John G. Ullman & Associates opened 8 new positions and closed 2 in Q4 2017.
  • John G. Ullman & Associates's portfolio value fell 2.3% quarter-over-quarter to $501M.

Based on John G. Ullman & Associates's 13F filing for Q4 2017, filed 31 Jan 2018.