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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$513M
AUM Growth
+$8.91M
Cap. Flow
-$11.6M
Cap. Flow %
-2.27%
Top 10 Hldgs %
35.49%
Holding
121
New
7
Increased
25
Reduced
58
Closed
12

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$5.26M
2
NVS icon
Novartis
NVS
+$3.43M
3
SLB icon
SLB Ltd
SLB
+$2.5M
4
GE icon
GE Aerospace
GE
+$2.45M
5
EMR icon
Emerson Electric
EMR
+$2.19M

Top Sells

Rank Stock Value
1
CCC
Calgon Carbon Corp
CCC
+$5.95M
2
AGCO icon
AGCO
AGCO
+$5.07M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$4.26M
4
HLIO icon
Helios Technologies
HLIO
+$3.78M
5
HAL icon
Halliburton
HAL
+$2.72M

Sector Composition

Rank Sector Weight
1 Healthcare 25.86%
2 Industrials 20.24%
3 Technology 17.39%
4 Energy 9.89%
5 Utilities 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COHR icon
76
Coherent
COHR
$47B
$617K 0.12%
15,000
+100
+0.7% +$3.73K
CELG
77
DELISTED
Celgene Corp
CELG
$584K 0.11%
4,008
– –
BRK.B icon
78
Berkshire Hathaway Class B
BRK.B
$1.1T
$555K 0.11%
3,025
-25
-0.8% -$4.42K
PEP icon
79
PepsiCo
PEP
$194B
$542K 0.11%
4,863
+75
+2% +$8.66K
XLU icon
80
State Street Utilities Select Sector SPDR ETF
XLU
$23.7B
$525K 0.1%
19,800
– –
MOS icon
81
The Mosaic Company
MOS
$7.28B
$469K 0.09%
21,700
-113,500
-84% -$2.46M
CI icon
82
Cigna
CI
$78.8B
$449K 0.09%
2,400
– –
BLK icon
83
Blackrock
BLK
$170B
$447K 0.09%
1,000
– –
DHR icon
84
Danaher
DHR
$141B
$447K 0.09%
5,880
+99
+2% +$7.33K
LH icon
85
Labcorp
LH
$25.5B
$422K 0.08%
3,250
-116
-3% -$15.5K
PSX icon
86
Phillips 66
PSX
$82.7B
$420K 0.08%
4,585
-80
-2% -$6.78K
T icon
87
AT&T
T
$169B
$408K 0.08%
13,788
-99
-0.7% -$2.81K
REGN icon
88
Regeneron Pharmaceuticals
REGN
$71.9B
$402K 0.08%
900
– –
TSM icon
89
TSMC
TSM
$2.04T
$398K 0.08%
10,600
– –
RDS.A
90
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$384K 0.07%
+6,340
New +$355K
DIS icon
91
Walt Disney
DIS
$171B
$365K 0.07%
3,706
– –
IQV icon
92
IQVIA
IQV
$40B
$342K 0.07%
3,600
– –
MU icon
93
Micron Technology
MU
$934B
$338K 0.07%
8,600
– –
JCI icon
94
Johnson Controls International
JCI
$85.1B
$320K 0.06%
+7,953
New +$322K
PPL
95
PPL Corp
PPL
$27.5B
$296K 0.06%
7,800
– –
PLOW icon
96
Douglas Dynamics
PLOW
$1.03B
$288K 0.06%
7,300
-250
-3% -$8.53K
VOO icon
97
Vanguard S&P 500 ETF
VOO
$972B
$278K 0.05%
1,205
+65
+6% +$14.7K
EEM icon
98
iShares MSCI Emerging Markets ETF
EEM
$28.2B
$248K 0.05%
+5,525
New +$243K
XBI icon
99
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$247K 0.05%
2,850
-53,140
-95% -$4.26M
MCD icon
100
McDonald's
MCD
$196B
$241K 0.05%
1,540
– –
1 2 3
4
5

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HCM
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FSCM
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SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
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MWA
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John G. Ullman & Associates's Q3 2017 Portfolio in Review

As of Q3 2017, John G. Ullman & Associates held 121 positions worth $513M, up 1.8% from $504M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates's Q3 2017 filing shows 7 new, 25 increased, 58 reduced and 12 closed positions. Its largest new stake was Tortoise Energy Infrastructure Corp: 8,520 shares worth $987K. The largest sale was Calgon Carbon Corp, an estimated $5.95M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2017 buy was Tortoise Energy Infrastructure Corp: 8,520 shares worth $987K.
  • John G. Ullman & Associates added most to ExxonMobil in Q3 2017, an estimated $5.26M increase.
  • John G. Ullman & Associates's biggest Q3 2017 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $4.26M.
  • John G. Ullman & Associates fully exited Calgon Carbon Corp in Q3 2017, selling an estimated $5.95M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $513M portfolio in Q3 2017.
  • John G. Ullman & Associates opened 7 new positions and closed 12 in Q3 2017.
  • John G. Ullman & Associates's portfolio value rose 1.8% quarter-over-quarter to $513M.

Based on John G. Ullman & Associates's 13F filing for Q3 2017, filed 3 Nov 2017.