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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$484M
AUM Growth
+$6.33M
Cap. Flow
-$15.1M
Cap. Flow %
-3.11%
Top 10 Hldgs %
33.62%
Holding
129
New
9
Increased
21
Reduced
67
Closed
12

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$3.88M
2
FLS icon
Flowserve
FLS
+$3.34M
3
ABT icon
Abbott
ABT
+$2.52M
4
GXP
Great Plains Energy Incorporated
GXP
+$2.47M
5
WTS icon
Watts Water Technologies
WTS
+$2.26M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$5.9M
2
AMAT icon
Applied Materials
AMAT
+$5.05M
3
MENT
Mentor Graphics Corp
MENT
+$4.5M
4
GLW icon
Corning
GLW
+$4.34M
5
CHMG icon
Chemung Financial Corp
CHMG
+$3.09M

Sector Composition

Rank Sector Weight
1 Healthcare 26.5%
2 Industrials 19.24%
3 Technology 16.19%
4 Energy 9.31%
5 Utilities 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIAV icon
76
Viavi Solutions
VIAV
$7.95B
$1.27M 0.26%
118,600
-1,200
-1% -$11.7K
MOS icon
77
The Mosaic Company
MOS
$7.19B
$1.24M 0.26%
42,500
-1,100
-3% -$34K
GE icon
78
GE Aerospace
GE
$364B
$1.23M 0.25%
8,637
-355
-4% -$51.4K
AGG icon
79
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.19M 0.25%
10,936
+1,304
+14% +$141K
ESBK
80
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$1.19M 0.25%
57,594
-471
-0.8% -$9.55K
PBW icon
81
Invesco WilderHill Clean Energy ETF
PBW
$379M
$1.17M 0.24%
58,290
+28,080
+93% +$543K
BSV icon
82
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.03M 0.21%
12,889
+4,103
+47% +$327K
OTTR icon
83
Otter Tail
OTTR
$3.81B
$855K 0.18%
22,550
-17,250
-43% -$653K
BLBD icon
84
Blue Bird Corp
BLBD
$2.29B
$832K 0.17%
48,500
– –
CSCO icon
85
Cisco
CSCO
$443B
$824K 0.17%
24,365
-400
-2% -$13K
DST
86
DELISTED
DST Systems Inc.
DST
$594K 0.12%
9,700
-600
-6% -$34.8K
ACM icon
87
Aecom
ACM
$9.46B
$559K 0.12%
15,700
-700
-4% -$25.6K
XLU icon
88
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$508K 0.11%
19,800
– –
BRK.B icon
89
Berkshire Hathaway Class B
BRK.B
$1.1T
$504K 0.1%
3,025
-400
-12% -$66.9K
CELG
90
DELISTED
Celgene Corp
CELG
$499K 0.1%
+4,008
New +$480K
DHR icon
91
Danaher
DHR
$138B
$428K 0.09%
5,640
– –
DIS icon
92
Walt Disney
DIS
$171B
$416K 0.09%
3,670
– –
LH icon
93
Labcorp
LH
$25.2B
$398K 0.08%
+3,229
New +$382K
BLK icon
94
Blackrock
BLK
$167B
$384K 0.08%
1,000
-400
-29% -$153K
PSX icon
95
Phillips 66
PSX
$82.9B
$370K 0.08%
4,674
– –
COHR icon
96
Coherent
COHR
$43.4B
$368K 0.08%
10,200
-800
-7% -$28.2K
REGN icon
97
Regeneron Pharmaceuticals
REGN
$72.9B
$368K 0.08%
950
– –
NI icon
98
NiSource
NI
$21.5B
$359K 0.07%
+15,100
New +$345K
KRE icon
99
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$355K 0.07%
6,500
– –
CI icon
100
Cigna
CI
$78.4B
$352K 0.07%
2,400
– –
2 3
4
5 6

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HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

John G. Ullman & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, John G. Ullman & Associates held 129 positions worth $484M, up 1.3% from $477M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $15.1M in Q1 2017, closing 12 positions and reducing 67 holdings. Its most notable exit was St Jude Medical, an estimated $5.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in Conduent worth $1.56M.

  • John G. Ullman & Associates's largest Q1 2017 buy was Conduent: 92,776 shares worth $1.56M.
  • John G. Ullman & Associates added most to ExxonMobil in Q1 2017, an estimated $3.88M increase.
  • John G. Ullman & Associates's biggest Q1 2017 reduction was Corning, cutting an estimated $4.34M.
  • John G. Ullman & Associates fully exited St Jude Medical in Q1 2017, selling an estimated $5.9M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $484M portfolio in Q1 2017.
  • John G. Ullman & Associates opened 9 new positions and closed 12 in Q1 2017.
  • John G. Ullman & Associates's portfolio value rose 1.3% quarter-over-quarter to $484M.

Based on John G. Ullman & Associates's 13F filing for Q1 2017, filed 25 Apr 2017.