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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.27%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$477M
AUM Growth
-$8.91M
Cap. Flow
-$21.5M
Cap. Flow %
-4.51%
Top 10 Hldgs %
33.08%
Holding
125
New
9
Increased
29
Reduced
73
Closed
5

Top Buys

Rank Stock Value
1
NVS icon
Novartis
NVS
+$3.71M
2
BAX icon
Baxter International
BAX
+$3.16M
3
CAMP
CalAmp Corp.
CAMP
+$2.58M
4
CGW icon
Invesco S&P Global Water Index ETF
CGW
+$1.69M
5
ATHM icon
Autohome
ATHM
+$1.67M

Top Sells

Rank Stock Value
1
OTTR icon
Otter Tail
OTTR
+$5.75M
2
ADM icon
Archer Daniels Midland
ADM
+$3.95M
3
BCE icon
BCE
BCE
+$2.77M
4
GVA icon
Granite Construction
GVA
+$2.59M
5
DUK icon
Duke Energy
DUK
+$2.47M

Sector Composition

Rank Sector Weight
1 Healthcare 26.1%
2 Industrials 18.87%
3 Technology 17.72%
4 Energy 8.76%
5 Utilities 7.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
76
Archer Daniels Midland
ADM
$38.7B
$1.53M 0.32%
33,600
-89,200
-73% -$3.95M
SYK icon
77
Stryker
SYK
$135B
$1.38M 0.29%
11,550
+100
+0.9% +$11.5K
HDNG
78
DELISTED
Hardinge Inc
HDNG
$1.37M 0.29%
123,410
-28,350
-19% -$298K
GE icon
79
GE Aerospace
GE
$364B
$1.36M 0.29%
8,992
+240
+3% +$34.9K
GOOG icon
80
Alphabet (Google) Class C
GOOG
$4.11T
$1.34M 0.28%
34,820
-860
-2% -$33.5K
KO icon
81
Coca-Cola
KO
$383B
$1.31M 0.27%
31,624
+100
+0.3% +$4.16K
GOOGL icon
82
Alphabet (Google) Class A
GOOGL
$4.12T
$1.28M 0.27%
32,440
-600
-2% -$24K
MOS icon
83
The Mosaic Company
MOS
$7.19B
$1.28M 0.27%
43,600
-7,125
-14% -$191K
ZBH icon
84
Zimmer Biomet
ZBH
$18.8B
$1.25M 0.26%
12,525
-618
-5% -$66.2K
ESBK
85
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$1.13M 0.24%
58,065
+1,105
+2% +$21.9K
AGG icon
86
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.04M 0.22%
9,632
+2,585
+37% +$283K
VIAV icon
87
Viavi Solutions
VIAV
$7.95B
$980K 0.21%
119,800
-1,600
-1% -$12.4K
BLBD icon
88
Blue Bird Corp
BLBD
$2.29B
$749K 0.16%
48,500
-1,200
-2% -$18.7K
CSCO icon
89
Cisco
CSCO
$443B
$748K 0.16%
24,765
+345
+1% +$10.5K
BSV icon
90
Vanguard Short-Term Bond ETF
BSV
$44.7B
$698K 0.15%
8,786
+1,841
+27% +$147K
SHPG
91
DELISTED
Shire pic
SHPG
$631K 0.13%
3,702
-3,408
-48% -$604K
ACM icon
92
Aecom
ACM
$9.46B
$596K 0.12%
16,400
-55,100
-77% -$1.83M
BRK.B icon
93
Berkshire Hathaway Class B
BRK.B
$1.1T
$558K 0.12%
+3,425
New +$527K
PBW icon
94
Invesco WilderHill Clean Energy ETF
PBW
$379M
$556K 0.12%
30,210
-8,450
-22% -$158K
DST
95
DELISTED
DST Systems Inc.
DST
$552K 0.12%
10,300
-16,200
-61% -$855K
BLK icon
96
Blackrock
BLK
$167B
$533K 0.11%
+1,400
New +$513K
XLU icon
97
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$481K 0.1%
19,800
-7,600
-28% -$181K
PSX icon
98
Phillips 66
PSX
$82.9B
$404K 0.08%
4,674
+9
+0.2% +$748
DHR icon
99
Danaher
DHR
$138B
$389K 0.08%
+5,640
New +$392K
DIS icon
100
Walt Disney
DIS
$171B
$382K 0.08%
3,670
-36
-1% -$3.51K
1 2 3
4
5

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John G. Ullman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, John G. Ullman & Associates held 125 positions worth $477M, down 1.8% from $486M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates withdrew a net $21.5M in Q4 2016, closing 5 positions and reducing 73 holdings. Its most notable exit was Scana, an estimated $2.43M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in CalAmp Corp. worth $2.62M.

  • John G. Ullman & Associates's largest Q4 2016 buy was CalAmp Corp.: 7,852 shares worth $2.62M.
  • John G. Ullman & Associates added most to Novartis in Q4 2016, an estimated $3.71M increase.
  • John G. Ullman & Associates's biggest Q4 2016 reduction was Otter Tail, cutting an estimated $5.75M.
  • John G. Ullman & Associates fully exited Scana in Q4 2016, selling an estimated $2.43M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $477M portfolio in Q4 2016.
  • John G. Ullman & Associates opened 9 new positions and closed 5 in Q4 2016.
  • John G. Ullman & Associates's portfolio value fell 1.8% quarter-over-quarter to $477M.

Based on John G. Ullman & Associates's 13F filing for Q4 2016, filed 20 Jan 2017.