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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+4.17%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$486M
AUM Growth
-$716K
Cap. Flow
-$16.7M
Cap. Flow %
-3.43%
Top 10 Hldgs %
33.74%
Holding
125
New
8
Increased
27
Reduced
71
Closed
9

Top Buys

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$5.37M
2
ABT icon
Abbott
ABT
+$2.03M
3
AGCO icon
AGCO
AGCO
+$1.91M
4
DUK icon
Duke Energy
DUK
+$1.79M
5
BNS icon
Scotiabank
BNS
+$1.47M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$7.04M
2
AMAT icon
Applied Materials
AMAT
+$6.13M
3
EMC
EMC CORPORATION
EMC
+$4.68M
4
MDT icon
Medtronic
MDT
+$4.21M
5
GXP
Great Plains Energy Incorporated
GXP
+$3.26M

Sector Composition

Rank Sector Weight
1 Healthcare 25.61%
2 Industrials 20.14%
3 Technology 16.96%
4 Utilities 8.7%
5 Energy 8.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYT
76
DELISTED
Syngenta Ag
SYT
$1.57M 0.32%
17,950
+4,200
+31% +$346K
DST
77
DELISTED
DST Systems Inc.
DST
$1.56M 0.32%
26,500
– –
TEO icon
78
Telecom Argentina
TEO
$5.84B
$1.53M 0.32%
83,700
+63,300
+310% +$1.17M
GOOG icon
79
Alphabet (Google) Class C
GOOG
$4.11T
$1.39M 0.29%
35,680
-1,220
-3% -$46.3K
SHPG
80
DELISTED
Shire pic
SHPG
$1.38M 0.28%
7,110
-1,013
-12% -$198K
FLS icon
81
Flowserve
FLS
$8.94B
$1.34M 0.28%
27,760
+17,360
+167% +$824K
KO icon
82
Coca-Cola
KO
$383B
$1.33M 0.27%
31,524
-2,000
-6% -$87.6K
SYK icon
83
Stryker
SYK
$135B
$1.33M 0.27%
11,450
-350
-3% -$40.8K
GOOGL icon
84
Alphabet (Google) Class A
GOOGL
$4.12T
$1.33M 0.27%
33,040
-1,220
-4% -$47.7K
GE icon
85
GE Aerospace
GE
$364B
$1.24M 0.26%
8,752
-594
-6% -$88.6K
MOS icon
86
The Mosaic Company
MOS
$7.19B
$1.24M 0.26%
50,725
-1,400
-3% -$38.2K
ESBK
87
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$1.08M 0.22%
56,960
-817
-1% -$15.1K
VIAV icon
88
Viavi Solutions
VIAV
$7.95B
$897K 0.18%
121,400
-3,300
-3% -$24.2K
AGG icon
89
iShares Core US Aggregate Bond ETF
AGG
$138B
$792K 0.16%
7,047
+1,246
+21% +$140K
CSCO icon
90
Cisco
CSCO
$443B
$775K 0.16%
24,420
-2,555
-9% -$78.6K
PBW icon
91
Invesco WilderHill Clean Energy ETF
PBW
$379M
$748K 0.15%
38,660
+15,080
+64% +$291K
BLBD icon
92
Blue Bird Corp
BLBD
$2.29B
$726K 0.15%
+49,700
New +$696K
XLU icon
93
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$671K 0.14%
27,400
– –
BSV icon
94
Vanguard Short-Term Bond ETF
BSV
$44.7B
$561K 0.12%
6,945
-655
-9% -$53K
TMP icon
95
Tompkins Financial
TMP
$1.42B
$515K 0.11%
6,740
-200
-3% -$14.3K
MDT icon
96
Medtronic
MDT
$112B
$474K 0.1%
5,481
-48,344
-90% -$4.21M
ATHM icon
97
Autohome
ATHM
$2.62B
$444K 0.09%
+18,300
New +$425K
PSX icon
98
Phillips 66
PSX
$82.9B
$376K 0.08%
+4,665
New +$363K
REGN icon
99
Regeneron Pharmaceuticals
REGN
$72.9B
$362K 0.07%
900
-100
-10% -$40.1K
DIS icon
100
Walt Disney
DIS
$171B
$344K 0.07%
3,706
-50
-1% -$4.79K
1 2 3
4
5

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, John G. Ullman & Associates held 125 positions worth $486M, down 0.15% from $487M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $16.7M in Q3 2016, closing 9 positions and reducing 71 holdings. Its most notable exit was EMC CORPORATION, an estimated $4.68M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in ConocoPhillips worth $5.62M.

  • John G. Ullman & Associates's largest Q3 2016 buy was ConocoPhillips: 129,235 shares worth $5.62M.
  • John G. Ullman & Associates added most to Abbott in Q3 2016, an estimated $2.03M increase.
  • John G. Ullman & Associates's biggest Q3 2016 reduction was Johnson & Johnson, cutting an estimated $7.04M.
  • John G. Ullman & Associates fully exited EMC CORPORATION in Q3 2016, selling an estimated $4.68M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $486M portfolio in Q3 2016.
  • John G. Ullman & Associates opened 8 new positions and closed 9 in Q3 2016.
  • John G. Ullman & Associates's portfolio value fell 0.15% quarter-over-quarter to $486M.

Based on John G. Ullman & Associates's 13F filing for Q3 2016, filed 20 Oct 2016.