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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$487M
AUM Growth
+$60.8M
Cap. Flow
+$38.3M
Cap. Flow %
7.87%
Top 10 Hldgs %
34.77%
Holding
122
New
17
Increased
29
Reduced
59
Closed
5

Top Buys

Rank Stock Value
1
TEL icon
TE Connectivity
TEL
+$7.16M
2
ABT icon
Abbott
ABT
+$4.51M
3
DUK icon
Duke Energy
DUK
+$3.52M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$3.16M
5
SCG
Scana
SCG
+$2.45M

Top Sells

Rank Stock Value
1
BKNG icon
Booking.com
BKNG
+$2.45M
2
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$2.24M
3
JNJ icon
Johnson & Johnson
JNJ
+$1.46M
4
GSK icon
GSK
GSK
+$497K
5
AMAT icon
Applied Materials
AMAT
+$423K

Sector Composition

Rank Sector Weight
1 Healthcare 27.69%
2 Industrials 18.44%
3 Technology 17.48%
4 Utilities 8.95%
5 Energy 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDNG
76
DELISTED
Hardinge Inc
HDNG
$1.56M 0.32%
155,160
+84,000
+118% +$956K
DST
77
DELISTED
DST Systems Inc.
DST
$1.54M 0.32%
26,500
-200
-0.7% -$11.7K
KO icon
78
Coca-Cola
KO
$362B
$1.52M 0.31%
33,524
-4,832
-13% -$218K
SHPG
79
DELISTED
Shire pic
SHPG
$1.5M 0.31%
+8,123
New +$1.47M
SYK icon
80
Stryker
SYK
$129B
$1.41M 0.29%
11,800
-200
-2% -$22.4K
GE icon
81
GE Aerospace
GE
$375B
$1.41M 0.29%
9,346
-66
-0.7% -$9.63K
MOS icon
82
The Mosaic Company
MOS
$7.1B
$1.36M 0.28%
52,125
-5,400
-9% -$143K
SWZ
83
Swiss Helvetia Fund
SWZ
$76.2M
$1.28M 0.26%
124,190
+5,500
+5% +$56.7K
GOOG icon
84
Alphabet (Google) Class C
GOOG
$3.99T
$1.28M 0.26%
36,900
-120
-0.3% -$4.31K
GOOGL icon
85
Alphabet (Google) Class A
GOOGL
$3.99T
$1.21M 0.25%
34,260
-620
-2% -$22.8K
ESBK
86
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$1.08M 0.22%
57,777
+9,225
+19% +$167K
SYT
87
DELISTED
Syngenta Ag
SYT
$1.06M 0.22%
13,750
-200
-1% -$16.2K
NWE icon
88
NorthWestern Energy
NWE
$4.44B
$892K 0.18%
14,150
– –
VIAV icon
89
Viavi Solutions
VIAV
$9.41B
$827K 0.17%
+124,700
New +$830K
CSCO icon
90
Cisco
CSCO
$452B
$774K 0.16%
26,975
-625
-2% -$17.5K
XLU icon
91
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$719K 0.15%
27,400
+14,400
+111% +$355K
AGG icon
92
iShares Core US Aggregate Bond ETF
AGG
$138B
$653K 0.13%
5,801
+140
+2% +$15.5K
BSV icon
93
Vanguard Short-Term Bond ETF
BSV
$44.6B
$616K 0.13%
7,600
-1,525
-17% -$123K
BAX icon
94
Baxter International
BAX
$12.1B
$501K 0.1%
11,074
-932
-8% -$40.9K
FLS icon
95
Flowserve
FLS
$9.29B
$470K 0.1%
+10,400
New +$487K
TMP icon
96
Tompkins Financial
TMP
$1.43B
$451K 0.09%
6,940
– –
PBW icon
97
Invesco WilderHill Clean Energy ETF
PBW
$409M
$450K 0.09%
23,580
+9,340
+66% +$182K
TEO icon
98
Telecom Argentina
TEO
$6.02B
$374K 0.08%
+20,400
New +$375K
DIS icon
99
Walt Disney
DIS
$168B
$367K 0.08%
3,756
-1,050
-22% -$105K
REGN icon
100
Regeneron Pharmaceuticals
REGN
$69.9B
$349K 0.07%
1,000
– –
1 2 3
4
5

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q2 2016 Portfolio in Review

As of Q2 2016, John G. Ullman & Associates held 122 positions worth $487M, up 14% from $426M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates deployed $38.3M of net new capital in Q2 2016, opening 17 new positions and adding to 29 existing holdings. Its largest new stake was State Street SPDR S&P Biotech ETF: 57,720 shares worth $3.12M.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, up from 27% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Johnson & Johnson, an estimated $1.46M trimmed.

  • John G. Ullman & Associates's largest Q2 2016 buy was State Street SPDR S&P Biotech ETF: 57,720 shares worth $3.12M.
  • John G. Ullman & Associates added most to TE Connectivity in Q2 2016, an estimated $7.16M increase.
  • John G. Ullman & Associates's biggest Q2 2016 reduction was Johnson & Johnson, cutting an estimated $1.46M.
  • John G. Ullman & Associates fully exited Booking.com in Q2 2016, selling an estimated $2.45M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $487M portfolio in Q2 2016.
  • John G. Ullman & Associates opened 17 new positions and closed 5 in Q2 2016.
  • John G. Ullman & Associates's portfolio value rose 14% quarter-over-quarter to $487M.

Based on John G. Ullman & Associates's 13F filing for Q2 2016, filed 22 Jul 2016.