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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$426M
AUM Growth
-$26.3M
Cap. Flow
-$45.8M
Cap. Flow %
-10.76%
Top 10 Hldgs %
37.3%
Holding
120
New
5
Increased
34
Reduced
59
Closed
15

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$2.96M
2
STJ
St Jude Medical
STJ
+$2.76M
3
WTS icon
Watts Water Technologies
WTS
+$2.4M
4
DST
DST Systems Inc.
DST
+$1.42M
5
AAPL icon
Apple
AAPL
+$1.29M

Top Sells

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$16.3M
2
CSCO icon
Cisco
CSCO
+$5.99M
3
GLW icon
Corning
GLW
+$4.35M
4
POR icon
Portland General Electric
POR
+$4.03M
5
IDA icon
Idacorp
IDA
+$3.22M

Sector Composition

Rank Sector Weight
1 Healthcare 27.11%
2 Industrials 19.25%
3 Technology 17.52%
4 Energy 8.24%
5 Utilities 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
76
Stryker
SYK
$128B
$1.29M 0.3%
12,000
-700
-6% -$69K
SWZ
77
Swiss Helvetia Fund
SWZ
$76.4M
$1.21M 0.28%
118,690
+61,665
+108% +$611K
SYT
78
DELISTED
Syngenta Ag
SYT
$1.16M 0.27%
13,950
-250
-2% -$19.7K
HDNG
79
DELISTED
Hardinge Inc
HDNG
$887K 0.21%
71,160
-31,383
-31% -$296K
NWE icon
80
NorthWestern Energy
NWE
$4.29B
$874K 0.21%
14,150
-300
-2% -$17.3K
ESBK
81
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$833K 0.2%
48,552
+1,168
+2% +$20.7K
CSCO icon
82
Cisco
CSCO
$458B
$786K 0.18%
27,600
-232,865
-89% -$5.99M
BSV icon
83
Vanguard Short-Term Bond ETF
BSV
$44.6B
$736K 0.17%
9,125
+4,615
+102% +$370K
AGG icon
84
iShares Core US Aggregate Bond ETF
AGG
$138B
$627K 0.15%
5,661
+700
+14% +$76.6K
TEL icon
85
TE Connectivity
TEL
$61.2B
$556K 0.13%
8,975
-450
-5% -$26.1K
BAX icon
86
Baxter International
BAX
$13.7B
$493K 0.12%
12,006
-850
-7% -$32.4K
DIS icon
87
Walt Disney
DIS
$167B
$477K 0.11%
4,806
-23,769
-83% -$2.29M
TMP icon
88
Tompkins Financial
TMP
$1.42B
$444K 0.1%
6,940
-20,018
-74% -$1.14M
REGN icon
89
Regeneron Pharmaceuticals
REGN
$75.6B
$360K 0.08%
1,000
-41
-4% -$16.9K
XLU icon
90
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$323K 0.08%
+13,000
New +$300K
PBW icon
91
Invesco WilderHill Clean Energy ETF
PBW
$417M
$288K 0.07%
14,240
+9,740
+216% +$195K
POR icon
92
Portland General Electric
POR
$5.7B
$231K 0.05%
5,860
-105,150
-95% -$4.03M
CBU icon
93
Community Bank
CBU
$3.44B
$224K 0.05%
5,864
– –
VZ icon
94
Verizon
VZ
$191B
$223K 0.05%
4,128
-1,029
-20% -$51.5K
PEP icon
95
PepsiCo
PEP
$190B
$212K 0.05%
2,070
– –
PPL
96
PPL Corp
PPL
$26.7B
$209K 0.05%
+5,500
New +$195K
PAYX icon
97
Paychex
PAYX
$40.6B
$207K 0.05%
3,825
– –
PGEN icon
98
Precigen
PGEN
$2.13B
$203K 0.05%
+6,054
New +$191K
IXYS
99
DELISTED
IXYS Corp
IXYS
$183K 0.04%
16,300
-2,200
-12% -$25K
SVU
100
DELISTED
SUPERVALU Inc.
SVU
$58K 0.01%
1,429
– –
1 2 3
4
5

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, John G. Ullman & Associates held 120 positions worth $426M, down 5.8% from $453M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates withdrew a net $45.8M in Q1 2016, closing 15 positions and reducing 59 holdings. Its most notable exit was State Street SPDR S&P Regional Banking ETF, an estimated $2.35M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in DST Systems Inc. worth $1.5M.

  • John G. Ullman & Associates's largest Q1 2016 buy was DST Systems Inc.: 26,700 shares worth $1.5M.
  • John G. Ullman & Associates added most to General Motors in Q1 2016, an estimated $2.96M increase.
  • John G. Ullman & Associates's biggest Q1 2016 reduction was Coca-Cola, cutting an estimated $16.3M.
  • John G. Ullman & Associates fully exited State Street SPDR S&P Regional Banking ETF in Q1 2016, selling an estimated $2.35M.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $426M portfolio in Q1 2016.
  • John G. Ullman & Associates opened 5 new positions and closed 15 in Q1 2016.
  • John G. Ullman & Associates's portfolio value fell 5.8% quarter-over-quarter to $426M.

Based on John G. Ullman & Associates's 13F filing for Q1 2016, filed 27 Apr 2016.