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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$453M
AUM Growth
+$31.1M
Cap. Flow
+$3.31M
Cap. Flow %
0.73%
Top 10 Hldgs %
36.14%
Holding
130
New
9
Increased
29
Reduced
70
Closed
15

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$8.09M
2
ADM icon
Archer Daniels Midland
ADM
+$4.18M
3
IBM icon
IBM
IBM
+$2.67M
4
PEG icon
Public Service Enterprise Group
PEG
+$2.65M
5
AKAM icon
Akamai
AKAM
+$2.34M

Top Sells

Rank Stock Value
1
CYT
CYTEC INDS INC
CYT
+$5.48M
2
IXYS
IXYS Corp
IXYS
+$3.15M
3
SR icon
Spire
SR
+$2.24M
4
HPQ icon
HP
HPQ
+$1.91M
5
EWA icon
iShares MSCI Australia ETF
EWA
+$1.79M

Sector Composition

Rank Sector Weight
1 Healthcare 25.61%
2 Technology 19.34%
3 Industrials 17.97%
4 Utilities 8.34%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
76
The Mosaic Company
MOS
$7.03B
$1.4M 0.31%
50,875
+4,800
+10% +$153K
MU icon
77
Micron Technology
MU
$930B
$1.4M 0.31%
99,000
+7,400
+8% +$118K
EWA icon
78
iShares MSCI Australia ETF
EWA
$1.39B
$1.38M 0.3%
72,600
-94,450
-57% -$1.79M
STJ
79
DELISTED
St Jude Medical
STJ
$1.37M 0.3%
22,190
-434
-2% -$27.4K
AGX icon
80
Argan
AGX
$8B
$1.37M 0.3%
42,250
-3,400
-7% -$122K
GOOGL icon
81
Alphabet (Google) Class A
GOOGL
$4.36T
$1.36M 0.3%
+34,980
New +$1.29M
GOOG icon
82
Alphabet (Google) Class C
GOOG
$4.36T
$1.32M 0.29%
34,860
-36,860
-51% -$1.32M
PLOW icon
83
Douglas Dynamics
PLOW
$1.02B
$1.3M 0.29%
+61,521
New +$1.35M
SYK icon
84
Stryker
SYK
$125B
$1.18M 0.26%
12,700
-800
-6% -$76.6K
SYT
85
DELISTED
Syngenta Ag
SYT
$1.12M 0.25%
14,200
-650
-4% -$46.5K
EME icon
86
Emcor
EME
$35.2B
$1.02M 0.23%
21,300
-1,500
-7% -$72K
HDNG
87
DELISTED
Hardinge Inc
HDNG
$956K 0.21%
102,543
+7,299
+8% +$68.7K
ESBK
88
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$897K 0.2%
47,384
-2,182
-4% -$40.4K
WTS icon
89
Watts Water Technologies
WTS
$11.5B
$793K 0.18%
15,975
-2,400
-13% -$131K
NWE icon
90
NorthWestern Energy
NWE
$4.23B
$784K 0.17%
14,450
-1,500
-9% -$81.6K
AAPL icon
91
Apple
AAPL
$4.54T
$671K 0.15%
25,508
+2,300
+10% +$65.7K
TEL icon
92
TE Connectivity
TEL
$59.6B
$609K 0.13%
9,425
-500
-5% -$32.2K
SWZ
93
Swiss Helvetia Fund
SWZ
$76.5M
$602K 0.13%
57,025
+34,400
+152% +$374K
ENTG icon
94
Entegris
ENTG
$18.1B
$580K 0.13%
43,694
-3,600
-8% -$48.1K
REGN icon
95
Regeneron Pharmaceuticals
REGN
$78.5B
$565K 0.12%
1,041
-10
-1% -$5.42K
AGG icon
96
iShares Core US Aggregate Bond ETF
AGG
$137B
$536K 0.12%
4,961
+2,258
+84% +$246K
BAX icon
97
Baxter International
BAX
$13.5B
$490K 0.11%
12,856
-400
-3% -$14.6K
IPHI
98
DELISTED
INPHI CORPORATION
IPHI
$392K 0.09%
14,500
-1,000
-6% -$28.6K
BSV icon
99
Vanguard Short-Term Bond ETF
BSV
$44.7B
$359K 0.08%
4,510
+375
+9% +$30K
ISCA
100
DELISTED
International Speedway Corp
ISCA
$239K 0.05%
7,079
– –
2 3
4
5 6

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BEC
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John G. Ullman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, John G. Ullman & Associates held 130 positions worth $453M, up 7.4% from $421M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q4 2015 filing shows 9 new, 29 increased, 70 reduced and 15 closed positions. Its largest new stake was Walmart Inc: 403,050 shares worth $8.24M. The largest sale was CYTEC INDS INC, an estimated $5.48M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 26% a quarter earlier, followed by Technology and Industrials.

  • John G. Ullman & Associates's largest Q4 2015 buy was Walmart Inc: 403,050 shares worth $8.24M.
  • John G. Ullman & Associates added most to IBM in Q4 2015, an estimated $2.67M increase.
  • John G. Ullman & Associates's biggest Q4 2015 reduction was IXYS Corp, cutting an estimated $3.15M.
  • John G. Ullman & Associates fully exited CYTEC INDS INC in Q4 2015, selling an estimated $5.48M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $453M portfolio in Q4 2015.
  • John G. Ullman & Associates opened 9 new positions and closed 15 in Q4 2015.
  • John G. Ullman & Associates's portfolio value rose 7.4% quarter-over-quarter to $453M.

Based on John G. Ullman & Associates's 13F filing for Q4 2015, filed 11 Feb 2016.