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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-8.14%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$421M
AUM Growth
-$110M
Cap. Flow
-$66.4M
Cap. Flow %
-15.76%
Top 10 Hldgs %
35.48%
Holding
151
New
7
Increased
29
Reduced
78
Closed
30

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$2.73M
2
AMAT icon
Applied Materials
AMAT
+$2.45M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.44M
4
LNN icon
Lindsay Corp
LNN
+$2.31M
5
DGX icon
Quest Diagnostics
DGX
+$2.21M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$10.3M
2
GE icon
GE Aerospace
GE
+$8.17M
3
DRC
DRESSER-RAND GROUP INC
DRC
+$5.17M
4
ALTR
Altera Corp
ALTR
+$4.47M
5
LLY icon
Eli Lilly
LLY
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 26.28%
2 Technology 19.9%
3 Industrials 17.08%
4 Utilities 8.46%
5 Energy 7.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STJ
76
DELISTED
St Jude Medical
STJ
$1.43M 0.34%
22,624
-1,200
-5% -$85.6K
MU icon
77
Micron Technology
MU
$930B
$1.37M 0.33%
+91,600
New +$1.58M
GE icon
78
GE Aerospace
GE
$374B
$1.36M 0.32%
11,266
-66,705
-86% -$8.17M
ZBH icon
79
Zimmer Biomet
ZBH
$18.2B
$1.34M 0.32%
14,739
-1,133
-7% -$114K
CBI
80
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.28M 0.3%
32,350
-5,500
-15% -$255K
SYK icon
81
Stryker
SYK
$125B
$1.27M 0.3%
13,500
-1,150
-8% -$114K
BXLT
82
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$1.09M 0.26%
+34,555
New +$1.19M
EME icon
83
Emcor
EME
$35.2B
$1.01M 0.24%
22,800
-2,000
-8% -$93.3K
WTS icon
84
Watts Water Technologies
WTS
$11.5B
$971K 0.23%
18,375
-2,800
-13% -$149K
SYT
85
DELISTED
Syngenta Ag
SYT
$947K 0.22%
14,850
-1,550
-9% -$118K
ESBK
86
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$906K 0.22%
49,566
-1,751
-3% -$33.1K
HDNG
87
DELISTED
Hardinge Inc
HDNG
$873K 0.21%
95,244
-7,100
-7% -$67.4K
NWE icon
88
NorthWestern Energy
NWE
$4.23B
$859K 0.2%
15,950
-1,700
-10% -$88.6K
AAPL icon
89
Apple
AAPL
$4.54T
$640K 0.15%
23,208
-8,092
-26% -$237K
ENTG icon
90
Entegris
ENTG
$18.1B
$624K 0.15%
47,294
-4,700
-9% -$64.9K
TEL icon
91
TE Connectivity
TEL
$59.6B
$594K 0.14%
9,925
-1,700
-15% -$103K
BNS icon
92
Scotiabank
BNS
$107B
$520K 0.12%
12,212
-706
-5% -$31.8K
REGN icon
93
Regeneron Pharmaceuticals
REGN
$78.5B
$489K 0.12%
1,051
-110
-9% -$59.1K
BAX icon
94
Baxter International
BAX
$13.5B
$435K 0.1%
13,256
-15,106
-53% -$572K
SIAL
95
DELISTED
SIGMA - ALDRICH CORP
SIAL
$431K 0.1%
3,100
-18,608
-86% -$2.6M
VNM icon
96
VanEck Vietnam ETF
VNM
$491M
$406K 0.1%
26,200
-4,400
-14% -$75.6K
IPHI
97
DELISTED
INPHI CORPORATION
IPHI
$373K 0.09%
15,500
-1,700
-10% -$39K
BSV icon
98
Vanguard Short-Term Bond ETF
BSV
$44.7B
$332K 0.08%
4,135
-100
-2% -$8.01K
AKAM icon
99
Akamai
AKAM
$16.7B
$297K 0.07%
4,300
-600
-12% -$43.3K
AGG icon
100
iShares Core US Aggregate Bond ETF
AGG
$137B
$296K 0.07%
+2,703
New +$295K
2 3
4
5 6

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FSCM
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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, John G. Ullman & Associates held 151 positions worth $421M, down 21% from $531M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates withdrew a net $66.4M in Q3 2015, closing 30 positions and reducing 78 holdings. Its most notable exit was PALL CORP, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Technology and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in State Street SPDR S&P Regional Banking ETF worth $2.37M.

  • John G. Ullman & Associates's largest Q3 2015 buy was State Street SPDR S&P Regional Banking ETF: 57,500 shares worth $2.37M.
  • John G. Ullman & Associates added most to Monsanto Co in Q3 2015, an estimated $2.73M increase.
  • John G. Ullman & Associates's biggest Q3 2015 reduction was GE Aerospace, cutting an estimated $8.17M.
  • John G. Ullman & Associates fully exited PALL CORP in Q3 2015, selling an estimated $10.3M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $421M portfolio in Q3 2015.
  • John G. Ullman & Associates opened 7 new positions and closed 30 in Q3 2015.
  • John G. Ullman & Associates's portfolio value fell 21% quarter-over-quarter to $421M.

Based on John G. Ullman & Associates's 13F filing for Q3 2015, filed 21 Oct 2015.