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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$531M
AUM Growth
+$11.2M
Cap. Flow
-$11.3M
Cap. Flow %
-2.13%
Top 10 Hldgs %
33.37%
Holding
161
New
13
Increased
36
Reduced
86
Closed
16

Top Buys

Rank Stock Value
1
OGE icon
OGE Energy
OGE
+$2.24M
2
HAL icon
Halliburton
HAL
+$2.23M
3
CBI
Chicago Bridge & Iron Nv
CBI
+$2.21M
4
FCX icon
Freeport-McMoran
FCX
+$2.04M
5
BKNG icon
Booking.com
BKNG
+$1.78M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$3.77M
2
OVV icon
Ovintiv
OVV
+$3.58M
3
AAPL icon
Apple
AAPL
+$3.52M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$2.71M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$2.41M

Sector Composition

Rank Sector Weight
1 Healthcare 25.33%
2 Industrials 20.74%
3 Technology 17.61%
4 Utilities 7.94%
5 Energy 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STJ
76
DELISTED
St Jude Medical
STJ
$1.79M 0.34%
27,524
-525
-2% -$33.8K
FCX icon
77
Freeport-McMoran
FCX
$91.2B
$1.73M 0.33%
+74,075
New +$2.04M
COV
78
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$1.73M 0.32%
16,866
-484
-3% -$46.4K
TRP icon
79
TC Energy
TRP
$70.9B
$1.64M 0.31%
33,470
-800
-2% -$38.8K
NSLR
80
Neostellar Capital Corp
NSLR
$270M
$1.62M 0.3%
288,768
+132,602
+85% +$818K
CGW icon
81
Invesco S&P Global Water Index ETF
CGW
$1.05B
$1.6M 0.3%
57,150
-1,250
-2% -$34.9K
EPU icon
82
iShares MSCI Peru and Global Exposure ETF
EPU
$543M
$1.6M 0.3%
50,090
-9,200
-16% -$303K
HLIO icon
83
Helios Technologies
HLIO
$2.57B
$1.57M 0.3%
39,900
+28,200
+241% +$1.1M
WTS icon
84
Watts Water Technologies
WTS
$11.5B
$1.53M 0.29%
24,125
-900
-4% -$54.7K
KRE icon
85
State Street SPDR S&P Regional Banking ETF
KRE
$4.49B
$1.51M 0.29%
+37,200
New +$1.46M
SYK icon
86
Stryker
SYK
$133B
$1.48M 0.28%
15,700
-150
-0.9% -$13.3K
XRX icon
87
Xerox
XRX
$456M
$1.43M 0.27%
39,240
-190
-0.5% -$6.7K
CBST
88
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$1.42M 0.27%
14,100
-70
-0.5% -$5.44K
COHU icon
89
Cohu
COHU
$2.19B
$1.4M 0.26%
117,252
+7,300
+7% +$83K
HDNG
90
DELISTED
Hardinge Inc
HDNG
$1.3M 0.24%
108,741
-7,115
-6% -$80.4K
EME icon
91
Emcor
EME
$35.7B
$1.28M 0.24%
28,800
-1,300
-4% -$55.9K
BAX icon
92
Baxter International
BAX
$13.8B
$1.26M 0.24%
31,595
-1,565
-5% -$61K
ACAS
93
DELISTED
American Capital Ltd
ACAS
$1.26M 0.24%
86,021
+11,600
+16% +$169K
ESBK
94
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$1.23M 0.23%
56,030
-1,256
-2% -$26K
FXI icon
95
iShares China Large-Cap ETF
FXI
$4.37B
$1.19M 0.22%
28,630
-4,950
-15% -$196K
TEX icon
96
Terex
TEX
$7.11B
$1.17M 0.22%
41,800
-22,400
-35% -$641K
SYT
97
DELISTED
Syngenta Ag
SYT
$1.14M 0.22%
17,800
+50
+0.3% +$3.15K
NWE icon
98
NorthWestern Energy
NWE
$4.29B
$1.13M 0.21%
20,050
-700
-3% -$36.5K
ELP
99
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$1.09M 0.21%
207,000
-10,000
-5% -$53.8K
GOOG icon
100
Alphabet (Google) Class C
GOOG
$4.08T
$1.07M 0.2%
40,491
-762
-2% -$20.4K
2 3
4
5 6

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John G. Ullman & Associates's Q4 2014 Portfolio in Review

As of Q4 2014, John G. Ullman & Associates held 161 positions worth $531M, up 2.2% from $520M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q4 2014 filing shows 13 new, 36 increased, 86 reduced and 16 closed positions. Its largest new stake was Halliburton: 45,734 shares worth $1.8M. The largest sale was Procter & Gamble, an estimated $3.77M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2014 buy was Halliburton: 45,734 shares worth $1.8M.
  • John G. Ullman & Associates added most to OGE Energy in Q4 2014, an estimated $2.24M increase.
  • John G. Ullman & Associates's biggest Q4 2014 reduction was Apple, cutting an estimated $3.52M.
  • John G. Ullman & Associates fully exited Procter & Gamble in Q4 2014, selling an estimated $3.77M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $531M portfolio in Q4 2014.
  • John G. Ullman & Associates opened 13 new positions and closed 16 in Q4 2014.
  • John G. Ullman & Associates's portfolio value rose 2.2% quarter-over-quarter to $531M.

Based on John G. Ullman & Associates's 13F filing for Q4 2014, filed 26 Jan 2015.