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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-2.17%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$520M
AUM Growth
-$27.7M
Cap. Flow
-$13.6M
Cap. Flow %
-2.62%
Top 10 Hldgs %
32.77%
Holding
158
New
6
Increased
21
Reduced
108
Closed
10

Top Buys

Rank Stock Value
1
CYT
CYTEC INDS INC
CYT
+$3.83M
2
IXYS
IXYS Corp
IXYS
+$3.05M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$2.4M
4
GE icon
GE Aerospace
GE
+$2.29M
5
EXC icon
Exelon
EXC
+$2.23M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$4.7M
2
MMM icon
3M
MMM
+$3.69M
3
DRC
DRESSER-RAND GROUP INC
DRC
+$3.31M
4
DO
Diamond Offshore Drilling
DO
+$2.88M
5
INTC icon
Intel
INTC
+$2.5M

Sector Composition

Rank Sector Weight
1 Healthcare 25.16%
2 Industrials 19.16%
3 Technology 17.92%
4 Energy 8.19%
5 Utilities 7.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MENT
76
DELISTED
Mentor Graphics Corp
MENT
$1.96M 0.38%
95,700
-1,900
-2% -$40.6K
EWC icon
77
iShares MSCI Canada ETF
EWC
$6.17B
$1.96M 0.38%
63,760
-2,000
-3% -$64.4K
AGX icon
78
Argan
AGX
$8.13B
$1.91M 0.37%
57,167
-3,050
-5% -$112K
PBR icon
79
Petrobras
PBR
$123B
$1.8M 0.35%
126,650
-8,400
-6% -$141K
TRP icon
80
TC Energy
TRP
$70.9B
$1.77M 0.34%
34,270
-250
-0.7% -$12.9K
VALE icon
81
Vale
VALE
$63.8B
$1.76M 0.34%
159,525
+21,950
+16% +$293K
STJ
82
DELISTED
St Jude Medical
STJ
$1.69M 0.32%
28,049
-300
-1% -$19.6K
ZBH icon
83
Zimmer Biomet
ZBH
$18.4B
$1.63M 0.31%
16,706
-185
-1% -$18.2K
CGW icon
84
Invesco S&P Global Water Index ETF
CGW
$1.05B
$1.61M 0.31%
58,400
-4,570
-7% -$132K
HPQ icon
85
HP
HPQ
$24.6B
$1.58M 0.3%
+98,209
New +$1.59M
CCC
86
DELISTED
Calgon Carbon Corp
CCC
$1.56M 0.3%
80,350
-4,750
-6% -$101K
COV
87
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$1.5M 0.29%
17,350
-100
-0.6% -$8.86K
WTS icon
88
Watts Water Technologies
WTS
$11.5B
$1.46M 0.28%
25,025
-10,075
-29% -$616K
LGTY
89
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$1.46M 0.28%
165,123
+24,050
+17% +$223K
AEGN
90
DELISTED
Aegion Corp
AEGN
$1.39M 0.27%
62,500
-9,850
-14% -$232K
XRX icon
91
Xerox
XRX
$456M
$1.38M 0.26%
39,430
-1,366
-3% -$47.7K
IAF
92
abrdn Australia Equity Fund
IAF
$124M
$1.34M 0.26%
57,276
-5,648
-9% -$149K
COHU icon
93
Cohu
COHU
$2.19B
$1.32M 0.25%
109,952
+17,700
+19% +$208K
BAX icon
94
Baxter International
BAX
$13.8B
$1.29M 0.25%
33,160
-921
-3% -$37.4K
CMC icon
95
Commercial Metals
CMC
$7.57B
$1.29M 0.25%
75,550
+8,100
+12% +$142K
FXI icon
96
iShares China Large-Cap ETF
FXI
$4.37B
$1.28M 0.25%
33,580
-3,850
-10% -$154K
SYK icon
97
Stryker
SYK
$133B
$1.28M 0.25%
15,850
-120
-0.8% -$9.87K
HDNG
98
DELISTED
Hardinge Inc
HDNG
$1.27M 0.24%
115,856
+16,350
+16% +$190K
ESBK
99
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$1.21M 0.23%
57,286
-5,037
-8% -$106K
GOOG icon
100
Alphabet (Google) Class C
GOOG
$4.08T
$1.21M 0.23%
41,253
– –
2 3
4
5 6

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John G. Ullman & Associates's Q3 2014 Portfolio in Review

As of Q3 2014, John G. Ullman & Associates held 158 positions worth $520M, down 5.1% from $548M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2014 filing shows 6 new, 21 increased, 108 reduced and 10 closed positions. Its largest new stake was CYTEC INDS INC: 74,750 shares worth $3.54M. The largest sale was Microsoft, an estimated $4.7M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2014 buy was CYTEC INDS INC: 74,750 shares worth $3.54M.
  • John G. Ullman & Associates added most to iShares MSCI Emerging Markets Min Vol Factor ETF in Q3 2014, an estimated $2.4M increase.
  • John G. Ullman & Associates's biggest Q3 2014 reduction was Microsoft, cutting an estimated $4.7M.
  • John G. Ullman & Associates fully exited Diamond Offshore Drilling in Q3 2014, selling an estimated $2.88M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $520M portfolio in Q3 2014.
  • John G. Ullman & Associates opened 6 new positions and closed 10 in Q3 2014.
  • John G. Ullman & Associates's portfolio value fell 5.1% quarter-over-quarter to $520M.

Based on John G. Ullman & Associates's 13F filing for Q3 2014, filed 12 Nov 2014.