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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$540M
AUM Growth
+$16M
Cap. Flow
-$480K
Cap. Flow %
-0.09%
Top 10 Hldgs %
32.13%
Holding
156
New
7
Increased
37
Reduced
92
Closed
9

Top Buys

Rank Stock Value
1
DO
Diamond Offshore Drilling
DO
+$2.64M
2
CSCO icon
Cisco
CSCO
+$2.27M
3
GE icon
GE Aerospace
GE
+$2.18M
4
LXFR icon
Luxfer Holdings
LXFR
+$2.16M
5
ADT
ADT Corp
ADT
+$1.59M

Top Sells

Rank Stock Value
1
ZOLT
ZOLTEK COMPANIES INC
ZOLT
+$3.34M
2
IDA icon
Idacorp
IDA
+$2.37M
3
GLW icon
Corning
GLW
+$1.85M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.79M
5
TXN icon
Texas Instruments
TXN
+$1.57M

Sector Composition

Rank Sector Weight
1 Healthcare 25.26%
2 Industrials 18.07%
3 Technology 17.7%
4 Energy 9.25%
5 Utilities 8.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWC icon
76
iShares MSCI Canada ETF
EWC
$6.13B
$1.98M 0.37%
66,860
-700
-1% -$20.2K
CGW icon
77
Invesco S&P Global Water Index ETF
CGW
$1.05B
$1.97M 0.36%
67,720
-2,780
-4% -$77.7K
ABT icon
78
Abbott
ABT
$183B
$1.95M 0.36%
50,747
-1,000
-2% -$38.5K
VALE icon
79
Vale
VALE
$64.1B
$1.95M 0.36%
141,275
+12,325
+10% +$168K
STJ
80
DELISTED
St Jude Medical
STJ
$1.91M 0.35%
29,249
-1,550
-5% -$101K
IAF
81
abrdn Australia Equity Fund
IAF
$122M
$1.9M 0.35%
70,157
-9,147
-12% -$241K
PBR icon
82
Petrobras
PBR
$125B
$1.84M 0.34%
140,050
+9,400
+7% +$110K
ZBH icon
83
Zimmer Biomet
ZBH
$18.2B
$1.65M 0.31%
17,972
-1,246
-6% -$115K
TRP icon
84
TC Energy
TRP
$70.2B
$1.57M 0.29%
34,420
-1,500
-4% -$66.6K
BRXX
85
DELISTED
EGSHARES BRAZIL INFRASTURE ETF
BRXX
$1.51M 0.28%
93,115
-1,580
-2% -$24.3K
LGTY
86
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$1.5M 0.28%
147,973
-2,500
-2% -$25.4K
FXI icon
87
iShares China Large-Cap ETF
FXI
$4.37B
$1.49M 0.28%
41,730
-5,515
-12% -$193K
ESBK
88
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$1.48M 0.27%
63,381
-1,595
-2% -$36.5K
HOLX
89
DELISTED
Hologic
HOLX
$1.46M 0.27%
+67,700
New +$1.46M
SYT
90
DELISTED
Syngenta Ag
SYT
$1.45M 0.27%
19,144
-430
-2% -$32K
EME icon
91
Emcor
EME
$35.2B
$1.43M 0.27%
30,600
-700
-2% -$30.8K
COV
92
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$1.41M 0.26%
19,150
-300
-2% -$20.9K
BAX icon
93
Baxter International
BAX
$13.5B
$1.41M 0.26%
35,275
-1,289
-4% -$48.2K
SYK icon
94
Stryker
SYK
$125B
$1.3M 0.24%
15,990
-510
-3% -$40.6K
ACAS
95
DELISTED
American Capital Ltd
ACAS
$1.27M 0.23%
80,158
-5,700
-7% -$87.9K
ELP
96
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$1.23M 0.23%
234,250
+160,500
+218% +$745K
XRX icon
97
Xerox
XRX
$387M
$1.21M 0.22%
+40,682
New +$1.19M
NWE icon
98
NorthWestern Energy
NWE
$4.23B
$1.11M 0.21%
23,450
– –
CBST
99
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$1.1M 0.2%
15,075
-2,380
-14% -$177K
TLM
100
DELISTED
TALISMAN ENERGY INC
TLM
$1.08M 0.2%
108,760
-13,000
-11% -$138K
2 3
4
5 6

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BEC
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John G. Ullman & Associates's Q1 2014 Portfolio in Review

As of Q1 2014, John G. Ullman & Associates held 156 positions worth $540M, up 3.1% from $524M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates's Q1 2014 filing shows 7 new, 37 increased, 92 reduced and 9 closed positions. Its largest new stake was Diamond Offshore Drilling: 53,600 shares worth $2.61M. The largest sale was ZOLTEK COMPANIES INC, an estimated $3.34M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q1 2014 buy was Diamond Offshore Drilling: 53,600 shares worth $2.61M.
  • John G. Ullman & Associates added most to Cisco in Q1 2014, an estimated $2.27M increase.
  • John G. Ullman & Associates's biggest Q1 2014 reduction was Idacorp, cutting an estimated $2.37M.
  • John G. Ullman & Associates fully exited ZOLTEK COMPANIES INC in Q1 2014, selling an estimated $3.34M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $540M portfolio in Q1 2014.
  • John G. Ullman & Associates opened 7 new positions and closed 9 in Q1 2014.
  • John G. Ullman & Associates's portfolio value rose 3.1% quarter-over-quarter to $540M.

Based on John G. Ullman & Associates's 13F filing for Q1 2014, filed 7 May 2014.