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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$491M
AUM Growth
+$12.1M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
31.66%
Holding
155
New
5
Increased
32
Reduced
106
Closed
4

Top Buys

Rank Stock Value
1
IBM icon
IBM
IBM
+$4M
2
AEGN
Aegion Corp
AEGN
+$1.81M
3
ITRI icon
Itron
ITRI
+$1.31M
4
KO icon
Coca-Cola
KO
+$1.16M
5
LLY icon
Eli Lilly
LLY
+$906K

Top Sells

Rank Stock Value
1
BCV
Bancroft Fund
BCV
+$3.27M
2
ADM icon
Archer Daniels Midland
ADM
+$2.73M
3
OGE icon
OGE Energy
OGE
+$2.63M
4
AMGN icon
Amgen
AMGN
+$1.93M
5
STE icon
Steris
STE
+$1.71M

Sector Composition

Rank Sector Weight
1 Healthcare 24.89%
2 Industrials 16.28%
3 Technology 15.43%
4 Energy 9%
5 Utilities 8.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAR icon
76
Darling Ingredients
DAR
$9.64B
$1.65M 0.34%
77,750
-40,000
-34% -$815K
TXN icon
77
Texas Instruments
TXN
$252B
$1.64M 0.33%
40,600
-1,550
-4% -$60.2K
LLY icon
78
Eli Lilly
LLY
$1.02T
$1.63M 0.33%
32,348
+17,300
+115% +$906K
PGJ icon
79
Invesco Golden Dragon China ETF
PGJ
$98.9M
$1.61M 0.33%
56,100
-1,850
-3% -$46.4K
AGX icon
80
Argan
AGX
$8B
$1.6M 0.33%
72,917
-4,900
-6% -$85.8K
ZBH icon
81
Zimmer Biomet
ZBH
$18.2B
$1.55M 0.32%
19,503
-3,986
-17% -$314K
EMC
82
DELISTED
EMC CORPORATION
EMC
$1.55M 0.32%
60,720
+10,173
+20% +$264K
VALE icon
83
Vale
VALE
$64.1B
$1.54M 0.31%
98,450
+29,850
+44% +$442K
OGE icon
84
OGE Energy
OGE
$9.78B
$1.53M 0.31%
42,300
-72,900
-63% -$2.63M
LFCR icon
85
Lifecore Biomedical
LFCR
$166M
$1.45M 0.3%
118,900
-6,950
-6% -$97K
TLM
86
DELISTED
TALISMAN ENERGY INC
TLM
$1.43M 0.29%
124,660
-2,800
-2% -$31.3K
EWA icon
87
iShares MSCI Australia ETF
EWA
$1.39B
$1.41M 0.29%
55,950
-2,200
-4% -$52.9K
ASTE icon
88
Astec Industries
ASTE
$1.16B
$1.41M 0.29%
39,250
-1,550
-4% -$55.2K
TRP icon
89
TC Energy
TRP
$70.2B
$1.4M 0.28%
31,820
-1,330
-4% -$59.2K
ESBK
90
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$1.38M 0.28%
65,711
-1,261
-2% -$25.2K
BAX icon
91
Baxter International
BAX
$13.5B
$1.37M 0.28%
38,284
-5,338
-12% -$207K
ITRI icon
92
Itron
ITRI
$4.36B
$1.37M 0.28%
+31,900
New +$1.31M
COV
93
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$1.28M 0.26%
21,050
-4,499
-18% -$275K
LGTY
94
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$1.27M 0.26%
148,773
+29,890
+25% +$255K
ABT icon
95
Abbott
ABT
$183B
$1.25M 0.25%
37,722
+22,247
+144% +$781K
XRTX
96
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$1.21M 0.25%
108,750
-4,450
-4% -$47.6K
CBST
97
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$1.2M 0.24%
18,905
-2,325
-11% -$141K
ACAS
98
DELISTED
American Capital Ltd
ACAS
$1.2M 0.24%
87,358
+43,873
+101% +$577K
ADT
99
DELISTED
ADT Corp
ADT
$1.2M 0.24%
29,505
+2,465
+9% +$101K
BNS icon
100
Scotiabank
BNS
$107B
$1.17M 0.24%
21,901
-2,206
-9% -$115K
2 3
4
5 6

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2013 Portfolio in Review

As of Q3 2013, John G. Ullman & Associates held 155 positions worth $491M, up 2.5% from $479M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates's Q3 2013 filing shows 5 new, 32 increased, 106 reduced and 4 closed positions. Its largest new stake was Aegion Corp: 77,950 shares worth $1.85M. The largest sale was Bancroft Fund, an estimated $3.27M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2013 buy was Aegion Corp: 77,950 shares worth $1.85M.
  • John G. Ullman & Associates added most to IBM in Q3 2013, an estimated $4M increase.
  • John G. Ullman & Associates's biggest Q3 2013 reduction was Archer Daniels Midland, cutting an estimated $2.73M.
  • John G. Ullman & Associates fully exited Bancroft Fund in Q3 2013, selling an estimated $3.27M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $491M portfolio in Q3 2013.
  • John G. Ullman & Associates opened 5 new positions and closed 4 in Q3 2013.
  • John G. Ullman & Associates's portfolio value rose 2.5% quarter-over-quarter to $491M.

Based on John G. Ullman & Associates's 13F filing for Q3 2013, filed 4 Nov 2013.