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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-3.19%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$611M
AUM Growth
-$36.8M
Cap. Flow
-$10.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
33.41%
Holding
182
New
5
Increased
25
Reduced
97
Closed
9

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$3.03M
2
ES icon
Eversource Energy
ES
+$1.91M
3
GEHC icon
GE HealthCare
GEHC
+$1.63M
4
MRNA icon
Moderna
MRNA
+$1.47M
5
APTV icon
Aptiv
APTV
+$1.26M

Top Sells

Rank Stock Value
1
HE icon
Hawaiian Electric Industries
HE
+$6.95M
2
AMT icon
American Tower
AMT
+$2.98M
3
KNF icon
Knife River
KNF
+$1.76M
4
TMP icon
Tompkins Financial
TMP
+$1.64M
5
EMR icon
Emerson Electric
EMR
+$990K

Sector Composition

Rank Sector Weight
1 Technology 27.82%
2 Healthcare 20.08%
3 Industrials 16.8%
4 Utilities 11.43%
5 Energy 7.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUM
51
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$3.81M 0.62%
122,419
-7,707
-6% -$274K
WTS icon
52
Watts Water Technologies
WTS
$12.6B
$3.74M 0.61%
21,625
-250
-1% -$45.7K
WDC icon
53
Western Digital
WDC
$156B
$3.63M 0.59%
105,377
+33,935
+48% +$1.07M
HRI icon
54
Herc Holdings
HRI
$5.62B
$3.56M 0.58%
29,971
-50
-0.2% -$6.53K
MCO icon
55
Moody's
MCO
$81.9B
$3.43M 0.56%
10,850
+2,625
+32% +$893K
VOO icon
56
Vanguard S&P 500 ETF
VOO
$1.01T
$3.15M 0.52%
8,023
-291
-4% -$119K
KNF icon
57
Knife River
KNF
$3.83B
$3.07M 0.5%
62,819
-37,073
-37% -$1.76M
PBW icon
58
Invesco WilderHill Clean Energy ETF
PBW
$414M
$3.06M 0.5%
97,350
+27,650
+40% +$1.05M
SYY icon
59
Sysco
SYY
$40.4B
$3.01M 0.49%
45,585
+4,800
+12% +$345K
ABT icon
60
Abbott
ABT
$187B
$2.99M 0.49%
30,844
– –
AMGN icon
61
Amgen
AMGN
$219B
$2.94M 0.48%
10,944
-50
-0.5% -$12.5K
AAPL icon
62
Apple
AAPL
$4.56T
$2.94M 0.48%
17,171
+14
+0.1% +$2.57K
QDEL icon
63
QuidelOrtho
QDEL
$1.11B
$2.93M 0.48%
40,150
+8,019
+25% +$640K
GE icon
64
GE Aerospace
GE
$389B
$2.92M 0.48%
33,069
-848
-3% -$76.2K
STT icon
65
State Street
STT
$50.8B
$2.79M 0.46%
41,710
+3,000
+8% +$212K
GSK icon
66
GSK
GSK
$104B
$2.78M 0.45%
76,580
-1,400
-2% -$49.7K
BAX icon
67
Baxter International
BAX
$14B
$2.64M 0.43%
69,829
-3,189
-4% -$136K
D icon
68
Dominion Energy
D
$58.8B
$2.61M 0.43%
58,320
-12,800
-18% -$636K
ALB icon
69
Albemarle
ALB
$14.8B
$2.59M 0.42%
+15,225
New +$3.03M
EA icon
70
Electronic Arts
EA
$2.59M 0.42%
21,500
-300
-1% -$37.8K
CCK icon
71
Crown Holdings
CCK
$13.2B
$2.54M 0.42%
28,734
-50
-0.2% -$4.48K
VNM icon
72
VanEck Vietnam ETF
VNM
$504M
$2.52M 0.41%
186,150
-950
-0.5% -$13.8K
COHR icon
73
Coherent
COHR
$65.4B
$2.48M 0.41%
76,000
+23,000
+43% +$944K
TT icon
74
Trane Technologies
TT
$105B
$2.47M 0.4%
12,150
-150
-1% -$30K
AGR
75
DELISTED
Avangrid, Inc.
AGR
$2.45M 0.4%
81,110
+750
+0.9% +$26.5K
1 2
3
4 5

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John G. Ullman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, John G. Ullman & Associates held 182 positions worth $611M, down 5.7% from $648M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q3 2023 filing shows 5 new, 25 increased, 97 reduced and 9 closed positions. Its largest new stake was Albemarle: 15,225 shares worth $2.59M. The largest sale was Hawaiian Electric Industries, an estimated $6.95M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 28% a quarter earlier, followed by Healthcare and Industrials.

  • John G. Ullman & Associates's largest Q3 2023 buy was Albemarle: 15,225 shares worth $2.59M.
  • John G. Ullman & Associates added most to Eversource Energy in Q3 2023, an estimated $1.91M increase.
  • John G. Ullman & Associates's biggest Q3 2023 reduction was American Tower, cutting an estimated $2.98M.
  • John G. Ullman & Associates fully exited Hawaiian Electric Industries in Q3 2023, selling an estimated $6.95M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $611M portfolio in Q3 2023.
  • John G. Ullman & Associates opened 5 new positions and closed 9 in Q3 2023.
  • John G. Ullman & Associates's portfolio value fell 5.7% quarter-over-quarter to $611M.

Based on John G. Ullman & Associates's 13F filing for Q3 2023, filed 1 Nov 2023.