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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$745M
AUM Growth
+$100M
Cap. Flow
+$33.5M
Cap. Flow %
4.49%
Top 10 Hldgs %
32.1%
Holding
165
New
13
Increased
37
Reduced
77
Closed
11

Top Buys

Rank Stock Value
1
VZ icon
Verizon
VZ
+$10.3M
2
IBM icon
IBM
IBM
+$4.89M
3
AQN icon
Algonquin Power & Utilities
AQN
+$4.65M
4
HE icon
Hawaiian Electric Industries
HE
+$4.6M
5
ELAN icon
Elanco Animal Health
ELAN
+$4.59M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$4.4M
2
TDC icon
Teradata
TDC
+$3.37M
3
ALB icon
Albemarle
ALB
+$3.15M
4
LNN icon
Lindsay Corp
LNN
+$2.9M
5
CTVA icon
Corteva
CTVA
+$2.5M

Sector Composition

Rank Sector Weight
1 Healthcare 23.6%
2 Technology 23.47%
3 Industrials 19.04%
4 Utilities 16.65%
5 Communication Services 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABT icon
51
Abbott
ABT
$186B
$3.86M 0.52%
32,238
-37,100
-54% -$4.4M
AGR
52
DELISTED
Avangrid, Inc.
AGR
$3.81M 0.51%
76,400
-800
-1% -$37.5K
ALB icon
53
Albemarle
ALB
$15.2B
$3.73M 0.5%
25,508
-19,600
-43% -$3.15M
WTS icon
54
Watts Water Technologies
WTS
$12.7B
$3.56M 0.48%
29,959
-400
-1% -$48.8K
AZTA icon
55
Azenta
AZTA
$1.45B
$3.49M 0.47%
42,743
-11,375
-21% -$917K
A icon
56
Agilent Technologies
A
$40.7B
$3.06M 0.41%
24,052
-150
-0.6% -$18.5K
CCK icon
57
Crown Holdings
CCK
$13.1B
$3.05M 0.41%
31,454
-400
-1% -$38.5K
PEG icon
58
Public Service Enterprise Group
PEG
$37.8B
$3.05M 0.41%
50,670
-688
-1% -$39.7K
TT icon
59
Trane Technologies
TT
$106B
$2.89M 0.39%
17,450
-411
-2% -$63.6K
AMT icon
60
American Tower
AMT
$80.9B
$2.77M 0.37%
+11,570
New +$2.58M
ETN icon
61
Eaton
ETN
$175B
$2.52M 0.34%
18,200
-1,677
-8% -$216K
SYNA icon
62
Synaptics
SYNA
$4.14B
$2.49M 0.33%
18,400
-100
-0.5% -$12.2K
PHG icon
63
Philips
PHG
$26B
$2.45M 0.33%
52,926
-261
-0.5% -$11.8K
AAPL icon
64
Apple
AAPL
$4.55T
$2.42M 0.32%
19,810
+10
+0.1% +$1.28K
XRX icon
65
Xerox
XRX
$429M
$2.38M 0.32%
98,100
+74,900
+323% +$1.79M
VOO icon
66
Vanguard S&P 500 ETF
VOO
$1.01T
$2.25M 0.3%
6,187
-175
-3% -$62.1K
GE icon
67
GE Aerospace
GE
$385B
$2.03M 0.27%
30,982
-1,646
-5% -$99.7K
GRC icon
68
Gorman-Rupp
GRC
$2.23B
$1.97M 0.26%
59,411
+41,211
+226% +$1.36M
AMGN icon
69
Amgen
AMGN
$219B
$1.67M 0.22%
6,690
-1,500
-18% -$358K
VIAV icon
70
Viavi Solutions
VIAV
$9.66B
$1.64M 0.22%
104,625
-3,600
-3% -$58.1K
SO icon
71
Southern Company
SO
$107B
$1.63M 0.22%
26,150
+2,900
+12% +$174K
MNDT
72
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1.59M 0.21%
81,300
-1,500
-2% -$31.3K
DAN icon
73
Dana Inc
DAN
$3.08B
$1.58M 0.21%
65,000
-5,100
-7% -$117K
VNM icon
74
VanEck Vietnam ETF
VNM
$505M
$1.55M 0.21%
85,600
+53,400
+166% +$955K
RBB icon
75
RBB Bancorp
RBB
$454M
$1.44M 0.19%
71,200
-2,000
-3% -$38K
1 2
3
4 5

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John G. Ullman & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, John G. Ullman & Associates held 165 positions worth $745M, up 16% from $645M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates deployed $33.5M of net new capital in Q1 2021, opening 13 new positions and adding to 37 existing holdings. Its largest new stake was American Tower: 11,570 shares worth $2.77M.

By sector, the portfolio is most concentrated in Healthcare at 24% of assets, down from 26% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Abbott, an estimated $4.4M trimmed.

  • John G. Ullman & Associates's largest Q1 2021 buy was American Tower: 11,570 shares worth $2.77M.
  • John G. Ullman & Associates added most to Verizon in Q1 2021, an estimated $10.3M increase.
  • John G. Ullman & Associates's biggest Q1 2021 reduction was Abbott, cutting an estimated $4.4M.
  • John G. Ullman & Associates fully exited Teradata in Q1 2021, selling an estimated $3.37M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $745M portfolio in Q1 2021.
  • John G. Ullman & Associates opened 13 new positions and closed 11 in Q1 2021.
  • John G. Ullman & Associates's portfolio value rose 16% quarter-over-quarter to $745M.

Based on John G. Ullman & Associates's 13F filing for Q1 2021, filed 22 Apr 2021.