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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$483M
AUM Growth
+$73.4M
Cap. Flow
+$54.1M
Cap. Flow %
11.2%
Top 10 Hldgs %
36.82%
Holding
132
New
23
Increased
33
Reduced
45
Closed
4

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$10.1M
2
T icon
AT&T
T
+$9.79M
3
XOM icon
ExxonMobil
XOM
+$5.52M
4
CACI icon
CACI
CACI
+$4.78M
5
D icon
Dominion Energy
D
+$3.25M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$1.78M
2
ABT icon
Abbott
ABT
+$1.67M
3
AZTA icon
Azenta
AZTA
+$1.06M
4
LITE icon
Lumentum
LITE
+$601K
5
MSFT icon
Microsoft
MSFT
+$514K

Sector Composition

Rank Sector Weight
1 Healthcare 32.44%
2 Technology 24.17%
3 Industrials 19.52%
4 Utilities 8.63%
5 Communication Services 6.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDC icon
51
Teradata
TDC
$2.55B
$2.4M 0.5%
105,938
+14,437
+16% +$321K
AAPL icon
52
Apple
AAPL
$4.57T
$2.35M 0.49%
20,300
+572
+3% +$62.4K
TT icon
53
Trane Technologies
TT
$106B
$2.19M 0.45%
18,061
-100
-0.6% -$11.2K
AMGN icon
54
Amgen
AMGN
$222B
$2.08M 0.43%
8,190
-5
-0.1% -$1.24K
PHG icon
55
Philips
PHG
$26.1B
$2.08M 0.43%
54,327
+565
+1% +$22.7K
ETN icon
56
Eaton
ETN
$174B
$2.03M 0.42%
19,877
+16,800
+546% +$1.64M
VOO icon
57
Vanguard S&P 500 ETF
VOO
$1.01T
$2.01M 0.42%
6,538
+990
+18% +$302K
GVA icon
58
Granite Construction
GVA
$5.62B
$1.91M 0.4%
108,484
+14,184
+15% +$260K
CTVA icon
59
Corteva
CTVA
$51.3B
$1.9M 0.39%
65,911
+16,934
+35% +$477K
VIAV icon
60
Viavi Solutions
VIAV
$9.66B
$1.29M 0.27%
110,225
-1,600
-1% -$20.8K
BAX icon
61
Baxter International
BAX
$14.2B
$1.25M 0.26%
15,565
-300
-2% -$25.2K
GE icon
62
GE Aerospace
GE
$384B
$1.07M 0.22%
34,455
-2,135
-6% -$69.4K
ALC icon
63
Alcon
ALC
$35B
$1.02M 0.21%
17,909
-430
-2% -$25.3K
AQUA
64
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$951K 0.2%
44,800
– –
DAN icon
65
Dana Inc
DAN
$3.06B
$849K 0.18%
+68,900
New +$896K
SO icon
66
Southern Company
SO
$107B
$775K 0.16%
+14,300
New +$764K
ESBK
67
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$762K 0.16%
69,154
-6,234
-8% -$66.4K
DUK icon
68
Duke Energy
DUK
$97.3B
$754K 0.16%
8,519
+899
+12% +$74.1K
COHR icon
69
Coherent
COHR
$74.2B
$702K 0.15%
17,300
– –
AGG icon
70
iShares Core US Aggregate Bond ETF
AGG
$138B
$651K 0.13%
5,510
-20
-0.4% -$2.37K
CRUS icon
71
Cirrus Logic
CRUS
$6.26B
$607K 0.13%
9,000
– –
BP icon
72
BP
BP
$107B
$567K 0.12%
+32,460
New +$703K
IR icon
73
Ingersoll Rand
IR
$33.7B
$564K 0.12%
15,834
-76
-0.5% -$2.54K
RBB icon
74
RBB Bancorp
RBB
$455M
$564K 0.12%
+49,700
New +$632K
LLY icon
75
Eli Lilly
LLY
$1.06T
$556K 0.12%
3,755
– –
1 2
3
4 5

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FSCM
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RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
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GFM
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TPW
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MWA
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PWA
Peterson Wealth Advisors Orem, Utah $752M AUM 13.99% 1-Year Est. Return

John G. Ullman & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, John G. Ullman & Associates held 132 positions worth $483M, up 18% from $410M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates deployed $54.1M of net new capital in Q3 2020, opening 23 new positions and adding to 33 existing holdings. Its largest new stake was CACI: 22,100 shares worth $4.71M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, down from 36% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Thermo Fisher Scientific, an estimated $1.78M trimmed.

  • John G. Ullman & Associates's largest Q3 2020 buy was CACI: 22,100 shares worth $4.71M.
  • John G. Ullman & Associates added most to Cisco in Q3 2020, an estimated $10.1M increase.
  • John G. Ullman & Associates's biggest Q3 2020 reduction was Thermo Fisher Scientific, cutting an estimated $1.78M.
  • John G. Ullman & Associates fully exited Schwab US Large-Cap Growth ETF in Q3 2020, selling an estimated $227K.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $483M portfolio in Q3 2020.
  • John G. Ullman & Associates opened 23 new positions and closed 4 in Q3 2020.
  • John G. Ullman & Associates's portfolio value rose 18% quarter-over-quarter to $483M.

Based on John G. Ullman & Associates's 13F filing for Q3 2020, filed 6 Nov 2020.