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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-20.88%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$377M
AUM Growth
-$204M
Cap. Flow
-$90.4M
Cap. Flow %
-23.98%
Top 10 Hldgs %
43.04%
Holding
146
New
4
Increased
24
Reduced
60
Closed
45

Top Buys

Rank Stock Value
1
GSK icon
GSK
GSK
+$4.89M
2
GVA icon
Granite Construction
GVA
+$3.96M
3
TSM icon
TSMC
TSM
+$3.4M
4
VZ icon
Verizon
VZ
+$3.35M
5
AVGO icon
Broadcom
AVGO
+$3.21M

Top Sells

Rank Stock Value
1
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$11.9M
2
XOM icon
ExxonMobil
XOM
+$9.24M
3
WTS icon
Watts Water Technologies
WTS
+$6.42M
4
HAL icon
Halliburton
HAL
+$6.24M
5
CGW icon
Invesco S&P Global Water Index ETF
CGW
+$6.15M

Sector Composition

Rank Sector Weight
1 Healthcare 35.22%
2 Technology 22.17%
3 Industrials 21.7%
4 Utilities 6.56%
5 Communication Services 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UHAL icon
51
U-Haul Holding Co
UHAL
$14.6B
$1.67M 0.44%
57,500
+17,000
+42% +$574K
AMGN icon
52
Amgen
AMGN
$222B
$1.66M 0.44%
8,190
– –
GE icon
53
GE Aerospace
GE
$384B
$1.59M 0.42%
40,121
-1,304
-3% -$69.5K
AGG icon
54
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.58M 0.42%
13,715
+935
+7% +$107K
TT icon
55
Trane Technologies
TT
$106B
$1.5M 0.4%
18,161
-3,490
-16% -$424K
AAPL icon
56
Apple
AAPL
$4.57T
$1.37M 0.36%
21,588
-7,700
-26% -$566K
DAN icon
57
Dana Inc
DAN
$3.06B
$1.34M 0.36%
171,600
-6,800
-4% -$93.8K
CTVA icon
58
Corteva
CTVA
$51.3B
$1.33M 0.35%
56,577
+5,365
+10% +$148K
VOO icon
59
Vanguard S&P 500 ETF
VOO
$1.01T
$1.31M 0.35%
5,524
-73
-1% -$20.5K
BAX icon
60
Baxter International
BAX
$14.2B
$1.29M 0.34%
15,865
-4,861
-23% -$419K
VIAV icon
61
Viavi Solutions
VIAV
$9.66B
$1.27M 0.34%
113,625
-3,000
-3% -$40.8K
A icon
62
Agilent Technologies
A
$41.2B
$1.07M 0.28%
+15,002
New +$1.21M
BSV icon
63
Vanguard Short-Term Bond ETF
BSV
$44.6B
$976K 0.26%
11,873
+1,558
+15% +$127K
SLB icon
64
SLB Ltd
SLB
$75B
$957K 0.25%
70,932
-97,950
-58% -$2.83M
ALC icon
65
Alcon
ALC
$35B
$945K 0.25%
18,599
-2,298
-11% -$132K
CSCO icon
66
Cisco
CSCO
$479B
$928K 0.25%
23,600
– –
ESBK
67
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$888K 0.24%
77,203
-834
-1% -$12.8K
FLG
68
Flagstar Bank National Association
FLG
$5.82B
$834K 0.22%
29,600
-2,200
-7% -$73.1K
SBNY
69
DELISTED
Signature Bank
SBNY
$659K 0.17%
8,200
-1,800
-18% -$226K
BRK.B icon
70
Berkshire Hathaway Class B
BRK.B
$1.13T
$651K 0.17%
3,562
-90
-2% -$19.1K
DUK icon
71
Duke Energy
DUK
$97.3B
$616K 0.16%
7,620
-34,963
-82% -$3.21M
CRUS icon
72
Cirrus Logic
CRUS
$6.26B
$591K 0.16%
9,000
– –
LLY icon
73
Eli Lilly
LLY
$1.06T
$555K 0.15%
4,000
-150
-4% -$20.6K
AQUA
74
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$502K 0.13%
44,800
+24,000
+115% +$452K
COHR icon
75
Coherent
COHR
$74.2B
$493K 0.13%
17,300
+200
+1% +$6.5K
1 2
3
4 5

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RMC
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BEC
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GFM
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MWA
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John G. Ullman & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, John G. Ullman & Associates held 146 positions worth $377M, down 35% from $581M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

John G. Ullman & Associates withdrew a net $90.4M in Q1 2020, closing 45 positions and reducing 60 holdings. Its most notable exit was iShares MSCI Emerging Markets Min Vol Factor ETF, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 35% of assets, up from 26% a quarter earlier, followed by Technology and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in Broadcom worth $2.7M.

  • John G. Ullman & Associates's largest Q1 2020 buy was Broadcom: 114,000 shares worth $2.7M.
  • John G. Ullman & Associates added most to GSK in Q1 2020, an estimated $4.89M increase.
  • John G. Ullman & Associates's biggest Q1 2020 reduction was ExxonMobil, cutting an estimated $9.24M.
  • John G. Ullman & Associates fully exited iShares MSCI Emerging Markets Min Vol Factor ETF in Q1 2020, selling an estimated $11.9M.
  • John G. Ullman & Associates's ten largest holdings make up 43% of its $377M portfolio in Q1 2020.
  • John G. Ullman & Associates opened 4 new positions and closed 45 in Q1 2020.
  • John G. Ullman & Associates's portfolio value fell 35% quarter-over-quarter to $377M.

Based on John G. Ullman & Associates's 13F filing for Q1 2020, filed 14 Apr 2020.