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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-10.91%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$496M
AUM Growth
-$54.3M
Cap. Flow
+$14.3M
Cap. Flow %
2.89%
Top 10 Hldgs %
37.7%
Holding
138
New
9
Increased
41
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$9.45M
2
GVA icon
Granite Construction
GVA
+$6.47M
3
BMY icon
Bristol-Myers Squibb
BMY
+$3.74M
4
GSK icon
GSK
GSK
+$3.67M
5
XRAY icon
Dentsply Sirona
XRAY
+$3.06M

Top Sells

Rank Stock Value
1
SLB icon
SLB Ltd
SLB
+$11.5M
2
IBM icon
IBM
IBM
+$5.1M
3
MRK icon
Merck
MRK
+$3.95M
4
EXC icon
Exelon
EXC
+$3.95M
5
NEE icon
NextEra Energy
NEE
+$3.71M

Sector Composition

Rank Sector Weight
1 Healthcare 26.2%
2 Industrials 23.34%
3 Technology 17.3%
4 Utilities 8.88%
5 Energy 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
51
DuPont de Nemours
DD
$18.5B
$2.56M 0.52%
18,867
+17,573
+1,358% +$2.52M
VIAV icon
52
Viavi Solutions
VIAV
$9.12B
$2.45M 0.49%
243,800
-4,450
-2% -$48K
OC icon
53
Owens Corning
OC
$11.2B
$2.42M 0.49%
55,100
+2,500
+5% +$121K
CAMP
54
DELISTED
CalAmp Corp.
CAMP
$2.34M 0.47%
7,820
-547
-7% -$227K
ASTE icon
55
Astec Industries
ASTE
$1.16B
$2.25M 0.45%
+74,600
New +$2.83M
AMGN icon
56
Amgen
AMGN
$208B
$2.25M 0.45%
11,550
-93
-0.8% -$18.1K
SWK icon
57
Stanley Black & Decker
SWK
$14.3B
$2.23M 0.45%
18,600
-650
-3% -$81.1K
CNDT icon
58
Conduent
CNDT
$244M
$2.19M 0.44%
206,300
-1,101
-0.5% -$17.2K
XRX icon
59
Xerox
XRX
$387M
$2.11M 0.43%
106,714
+19,077
+22% +$490K
KMI icon
60
Kinder Morgan
KMI
$71.7B
$1.91M 0.38%
+123,900
New +$2.1M
SLB icon
61
SLB Ltd
SLB
$73.6B
$1.86M 0.38%
51,693
-233,235
-82% -$11.5M
MOS icon
62
The Mosaic Company
MOS
$7.03B
$1.69M 0.34%
57,900
-1,600
-3% -$52.7K
GOOGL icon
63
Alphabet (Google) Class A
GOOGL
$4.36T
$1.65M 0.33%
31,580
– –
GE icon
64
GE Aerospace
GE
$374B
$1.59M 0.32%
43,956
-50,042
-53% -$2.26M
SBNY
65
DELISTED
Signature Bank
SBNY
$1.5M 0.3%
14,600
-1,700
-10% -$191K
AGG icon
66
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.46M 0.29%
13,672
-4,668
-25% -$490K
EAF icon
67
GrafTech
EAF
$175M
$1.31M 0.26%
+11,438
New +$1.75M
VOO icon
68
Vanguard S&P 500 ETF
VOO
$979B
$1.21M 0.24%
5,274
+1,818
+53% +$450K
XBI icon
69
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$1.15M 0.23%
+16,000
New +$1.29M
ZBH icon
70
Zimmer Biomet
ZBH
$18.2B
$1.12M 0.23%
11,080
-448
-4% -$50.4K
BSV icon
71
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.09M 0.22%
13,891
+1,244
+10% +$97K
AAPL icon
72
Apple
AAPL
$4.54T
$1.08M 0.22%
27,516
+1,700
+7% +$82.4K
CSCO icon
73
Cisco
CSCO
$457B
$1.03M 0.21%
23,700
+100
+0.4% +$4.58K
ADM icon
74
Archer Daniels Midland
ADM
$38.2B
$994K 0.2%
+24,260
New +$1.13M
PBW icon
75
Invesco WilderHill Clean Energy ETF
PBW
$407M
$982K 0.2%
45,900
– –
1 2
3
4 5

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FSCM
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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q4 2018 Portfolio in Review

As of Q4 2018, John G. Ullman & Associates held 138 positions worth $496M, down 9.9% from $550M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

John G. Ullman & Associates's Q4 2018 filing shows 9 new, 41 increased, 59 reduced and 9 closed positions. Its largest new stake was Astec Industries: 74,600 shares worth $2.25M. The largest sale was SLB Ltd, an estimated $11.5M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2018 buy was Astec Industries: 74,600 shares worth $2.25M.
  • John G. Ullman & Associates added most to Emerson Electric in Q4 2018, an estimated $9.45M increase.
  • John G. Ullman & Associates's biggest Q4 2018 reduction was SLB Ltd, cutting an estimated $11.5M.
  • John G. Ullman & Associates fully exited Swiss Helvetia Fund in Q4 2018, selling an estimated $2.51M.
  • John G. Ullman & Associates's ten largest holdings make up 38% of its $496M portfolio in Q4 2018.
  • John G. Ullman & Associates opened 9 new positions and closed 9 in Q4 2018.
  • John G. Ullman & Associates's portfolio value fell 9.9% quarter-over-quarter to $496M.

Based on John G. Ullman & Associates's 13F filing for Q4 2018, filed 29 Jan 2019.