We are live on ! Find out more
JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-1.15%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$517M
AUM Growth
+$15.9M
Cap. Flow
+$23.5M
Cap. Flow %
4.53%
Top 10 Hldgs %
36.73%
Holding
119
New
4
Increased
32
Reduced
57
Closed
5

Top Buys

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$7.25M
2
GE icon
GE Aerospace
GE
+$7.12M
3
XOM icon
ExxonMobil
XOM
+$6.33M
4
BCE icon
BCE
BCE
+$2.73M
5
SLB icon
SLB Ltd
SLB
+$2.21M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$7.67M
2
JNJ icon
Johnson & Johnson
JNJ
+$2.51M
3
ABT icon
Abbott
ABT
+$2.33M
4
HDNG
Hardinge Inc
HDNG
+$1.67M
5
TEL icon
TE Connectivity
TEL
+$1.59M

Sector Composition

Rank Sector Weight
1 Healthcare 23.04%
2 Industrials 20.82%
3 Technology 18.73%
4 Energy 10.11%
5 Utilities 7.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWZ
51
Swiss Helvetia Fund
SWZ
$76.8M
$3.48M 0.67%
284,040
+31,695
+13% +$406K
DUK icon
52
Duke Energy
DUK
$96.9B
$3.47M 0.67%
44,766
-40
-0.1% -$3.09K
PEG icon
53
Public Service Enterprise Group
PEG
$38.2B
$3M 0.58%
59,760
-550
-0.9% -$27K
GSK icon
54
GSK
GSK
$103B
$2.98M 0.58%
60,908
+3,180
+6% +$148K
SBNY
55
DELISTED
Signature Bank
SBNY
$2.6M 0.5%
18,302
-300
-2% -$45.2K
VIAV icon
56
Viavi Solutions
VIAV
$9.31B
$2.57M 0.5%
264,400
+38,800
+17% +$370K
EWA icon
57
iShares MSCI Australia ETF
EWA
$1.41B
$2.33M 0.45%
105,700
-2,000
-2% -$46.1K
AAPL icon
58
Apple
AAPL
$4.46T
$2.2M 0.43%
52,416
+1,000
+2% +$43K
AMGN icon
59
Amgen
AMGN
$204B
$1.97M 0.38%
11,558
-1,050
-8% -$193K
GOOG icon
60
Alphabet (Google) Class C
GOOG
$4.56T
$1.77M 0.34%
34,260
-400
-1% -$22.1K
XRX icon
61
Xerox
XRX
$411M
$1.76M 0.34%
61,131
-4,424
-7% -$136K
GOOGL icon
62
Alphabet (Google) Class A
GOOGL
$4.57T
$1.65M 0.32%
31,880
– –
HAL icon
63
Halliburton
HAL
$26.6B
$1.63M 0.32%
+34,800
New +$1.72M
HDNG
64
DELISTED
Hardinge Inc
HDNG
$1.6M 0.31%
87,341
-91,496
-51% -$1.67M
MOS icon
65
The Mosaic Company
MOS
$6.93B
$1.48M 0.29%
61,100
-3,700
-6% -$97.3K
AGG icon
66
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.45M 0.28%
13,490
+566
+4% +$60.8K
COP icon
67
ConocoPhillips
COP
$145B
$1.31M 0.25%
22,110
-135,640
-86% -$7.67M
ZBH icon
68
Zimmer Biomet
ZBH
$18.8B
$1.21M 0.23%
11,458
+52
+0.5% +$6.04K
PBW icon
69
Invesco WilderHill Clean Energy ETF
PBW
$406M
$1.2M 0.23%
48,150
-3,020
-6% -$75.5K
MMM icon
70
3M
MMM
$91.4B
$1.11M 0.22%
6,058
-3,567
-37% -$707K
BLBD icon
71
Blue Bird Corp
BLBD
$2.36B
$1.09M 0.21%
46,100
-1,200
-3% -$26.3K
CSCO icon
72
Cisco
CSCO
$457B
$1.04M 0.2%
24,260
-60
-0.2% -$2.54K
BSV icon
73
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.01M 0.2%
12,873
-90
-0.7% -$7.07K
WMT icon
74
Walmart Inc
WMT
$881B
$838K 0.16%
28,251
-5,550
-16% -$179K
KRE icon
75
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
$779K 0.15%
12,900
– –
1 2
3
4 5

Similar funds

HCM
HMI Capital Management San Francisco, California $754M AUM 23.78% 1-Year Est. Return
FSCM
Front Street Capital Management Missoula, Montana $754M AUM 73.72% 1-Year Est. Return
SF
Symphony Financial Houston, Texas $755M AUM 25.99% 1-Year Est. Return
RMC
Resources Management Corp West Hartford, Connecticut $753M AUM 20.77% 1-Year Est. Return
BEC
Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return
GFM
GCQ Funds Management Sydney, Australia $753M AUM 2.76% 1-Year Est. Return
TPW
Talon Private Wealth The Villages, Florida $753M AUM
MWA
Meridian Wealth Advisors Austin, Texas $756M AUM 21.36% 1-Year Est. Return

John G. Ullman & Associates's Q1 2018 Portfolio in Review

As of Q1 2018, John G. Ullman & Associates held 119 positions worth $517M, up 3.2% from $501M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates deployed $23.5M of net new capital in Q1 2018, opening 4 new positions and adding to 32 existing holdings. Its largest new stake was Halliburton: 34,800 shares worth $1.63M.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was ConocoPhillips, an estimated $7.67M trimmed.

  • John G. Ullman & Associates's largest Q1 2018 buy was Halliburton: 34,800 shares worth $1.63M.
  • John G. Ullman & Associates added most to Procter & Gamble in Q1 2018, an estimated $7.25M increase.
  • John G. Ullman & Associates's biggest Q1 2018 reduction was ConocoPhillips, cutting an estimated $7.67M.
  • John G. Ullman & Associates fully exited State Street Utilities Select Sector SPDR ETF in Q1 2018, selling an estimated $527K.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $517M portfolio in Q1 2018.
  • John G. Ullman & Associates opened 4 new positions and closed 5 in Q1 2018.
  • John G. Ullman & Associates's portfolio value rose 3.2% quarter-over-quarter to $517M.

Based on John G. Ullman & Associates's 13F filing for Q1 2018, filed 19 Apr 2018.