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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$501M
AUM Growth
-$11.6M
Cap. Flow
-$28.1M
Cap. Flow %
-5.6%
Top 10 Hldgs %
38.82%
Holding
117
New
8
Increased
26
Reduced
58
Closed
2

Top Buys

Rank Stock Value
1
ADM icon
Archer Daniels Midland
ADM
+$3.77M
2
EMR icon
Emerson Electric
EMR
+$3.53M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.83M
4
FLS icon
Flowserve
FLS
+$2.74M
5
OGE icon
OGE Energy
OGE
+$1.68M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$10.7M
2
WMT icon
Walmart Inc
WMT
+$9.33M
3
GSK icon
GSK
GSK
+$3.98M
4
TEL icon
TE Connectivity
TEL
+$2.91M
5
LNN icon
Lindsay Corp
LNN
+$2.77M

Sector Composition

Rank Sector Weight
1 Healthcare 24.73%
2 Industrials 20.6%
3 Technology 18.39%
4 Energy 10.71%
5 Utilities 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWZ
51
Swiss Helvetia Fund
SWZ
$76.7M
$3.22M 0.64%
252,345
+8,185
+3% +$103K
HDNG
52
DELISTED
Hardinge Inc
HDNG
$3.12M 0.62%
178,837
-1,500
-0.8% -$24.8K
PEG icon
53
Public Service Enterprise Group
PEG
$39.3B
$3.11M 0.62%
60,310
-500
-0.8% -$25.2K
TPC
54
Tutor Perini Cor
TPC
$4.31B
$2.97M 0.59%
117,061
-5,149
-4% -$137K
GSK icon
55
GSK
GSK
$108B
$2.56M 0.51%
57,728
-86,238
-60% -$3.98M
SBNY
56
DELISTED
Signature Bank
SBNY
$2.55M 0.51%
18,602
+100
+0.5% +$13.2K
EWA icon
57
iShares MSCI Australia ETF
EWA
$1.39B
$2.5M 0.5%
107,700
-1,150
-1% -$26.2K
AMGN icon
58
Amgen
AMGN
$212B
$2.19M 0.44%
12,608
-150
-1% -$26.5K
AAPL icon
59
Apple
AAPL
$4.99T
$2.17M 0.43%
51,416
-21,068
-29% -$880K
VIAV icon
60
Viavi Solutions
VIAV
$8.66B
$1.97M 0.39%
225,600
-150,267
-40% -$1.36M
XRX icon
61
Xerox
XRX
$360M
$1.91M 0.38%
65,555
-4,859
-7% -$148K
MMM icon
62
3M
MMM
$94.1B
$1.89M 0.38%
9,625
-5,173
-35% -$995K
GOOG icon
63
Alphabet (Google) Class C
GOOG
$4.07T
$1.81M 0.36%
34,660
-60
-0.2% -$3.05K
GOOGL icon
64
Alphabet (Google) Class A
GOOGL
$4.08T
$1.68M 0.33%
31,880
-60
-0.2% -$3.1K
MOS icon
65
The Mosaic Company
MOS
$7.34B
$1.66M 0.33%
64,800
+43,100
+199% +$990K
AGG icon
66
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.41M 0.28%
12,924
+700
+6% +$76.5K
ZBH icon
67
Zimmer Biomet
ZBH
$18.5B
$1.34M 0.27%
11,406
-206
-2% -$23.3K
PBW icon
68
Invesco WilderHill Clean Energy ETF
PBW
$394M
$1.3M 0.26%
51,170
-2,360
-4% -$58.1K
WMT icon
69
Walmart Inc
WMT
$900B
$1.11M 0.22%
33,801
-304,950
-90% -$9.33M
BSV icon
70
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.02M 0.2%
12,963
+645
+5% +$51.3K
BLBD icon
71
Blue Bird Corp
BLBD
$2.34B
$941K 0.19%
47,300
-900
-2% -$17.8K
CSCO icon
72
Cisco
CSCO
$456B
$931K 0.19%
24,320
– –
KRE icon
73
State Street SPDR S&P Regional Banking ETF
KRE
$4.55B
$759K 0.15%
12,900
– –
VOO icon
74
Vanguard S&P 500 ETF
VOO
$971B
$627K 0.13%
2,557
+1,352
+112% +$323K
BRK.B icon
75
Berkshire Hathaway Class B
BRK.B
$1.11T
$600K 0.12%
3,025
– –
1 2
3
4 5

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FSCM
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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, John G. Ullman & Associates held 117 positions worth $501M, down 2.3% from $513M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

John G. Ullman & Associates withdrew a net $28.1M in Q4 2017, closing 2 positions and reducing 58 holdings. Its most notable exit was Xylem, an estimated $2.37M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in Archer Daniels Midland worth $3.68M.

  • John G. Ullman & Associates's largest Q4 2017 buy was Archer Daniels Midland: 91,750 shares worth $3.68M.
  • John G. Ullman & Associates added most to Emerson Electric in Q4 2017, an estimated $3.53M increase.
  • John G. Ullman & Associates's biggest Q4 2017 reduction was General Motors, cutting an estimated $10.7M.
  • John G. Ullman & Associates fully exited Xylem in Q4 2017, selling an estimated $2.37M.
  • John G. Ullman & Associates's ten largest holdings make up 39% of its $501M portfolio in Q4 2017.
  • John G. Ullman & Associates opened 8 new positions and closed 2 in Q4 2017.
  • John G. Ullman & Associates's portfolio value fell 2.3% quarter-over-quarter to $501M.

Based on John G. Ullman & Associates's 13F filing for Q4 2017, filed 31 Jan 2018.