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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+4.74%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$513M
AUM Growth
+$8.91M
Cap. Flow
-$11.6M
Cap. Flow %
-2.27%
Top 10 Hldgs %
35.49%
Holding
121
New
7
Increased
25
Reduced
58
Closed
12

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$5.26M
2
NVS icon
Novartis
NVS
+$3.43M
3
SLB icon
SLB Ltd
SLB
+$2.5M
4
GE icon
GE Aerospace
GE
+$2.45M
5
EMR icon
Emerson Electric
EMR
+$2.19M

Top Sells

Rank Stock Value
1
CCC
Calgon Carbon Corp
CCC
+$5.95M
2
AGCO icon
AGCO
AGCO
+$5.07M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$4.26M
4
HLIO icon
Helios Technologies
HLIO
+$3.78M
5
HAL icon
Halliburton
HAL
+$2.72M

Sector Composition

Rank Sector Weight
1 Healthcare 25.86%
2 Industrials 20.24%
3 Technology 17.39%
4 Energy 9.89%
5 Utilities 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG
51
Flagstar Bank National Association
FLG
$5.72B
$3M 0.59%
77,705
-6,628
-8% -$250K
MON
52
DELISTED
Monsanto Co
MON
$2.98M 0.58%
24,827
-300
-1% -$35.3K
ORBK
53
DELISTED
Orbotech Ltd
ORBK
$2.97M 0.58%
70,417
-1,725
-2% -$65.9K
CNDT icon
54
Conduent
CNDT
$245M
$2.92M 0.57%
186,485
+2,251
+1% +$36.8K
PEG icon
55
Public Service Enterprise Group
PEG
$40.1B
$2.81M 0.55%
60,810
-700
-1% -$31.7K
AAPL icon
56
Apple
AAPL
$4.97T
$2.79M 0.54%
72,484
+28
+0% +$1.09K
HDNG
57
DELISTED
Hardinge Inc
HDNG
$2.75M 0.54%
180,337
-2,275
-1% -$30.6K
ESBK
58
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$2.63M 0.51%
137,378
+52,714
+62% +$1.01M
MMM icon
59
3M
MMM
$94.4B
$2.6M 0.51%
14,798
-180
-1% -$31.2K
EWA icon
60
iShares MSCI Australia ETF
EWA
$1.38B
$2.44M 0.48%
108,850
-900
-0.8% -$20.2K
AMGN icon
61
Amgen
AMGN
$214B
$2.38M 0.46%
12,758
-3,713
-23% -$658K
XYL icon
62
Xylem
XYL
$30.1B
$2.37M 0.46%
37,850
-1,050
-3% -$62.8K
SBNY
63
DELISTED
Signature Bank
SBNY
$2.37M 0.46%
18,502
+9,150
+98% +$1.2M
XRX icon
64
Xerox
XRX
$353M
$2.34M 0.46%
70,414
-3,868
-5% -$122K
GOOG icon
65
Alphabet (Google) Class C
GOOG
$4T
$1.67M 0.32%
34,720
-100
-0.3% -$4.66K
GOOGL icon
66
Alphabet (Google) Class A
GOOGL
$4.01T
$1.55M 0.3%
31,940
-400
-1% -$19K
AGG icon
67
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.34M 0.26%
12,224
+613
+5% +$67.3K
ZBH icon
68
Zimmer Biomet
ZBH
$18.7B
$1.32M 0.26%
11,612
-68
-0.6% -$7.85K
PBW icon
69
Invesco WilderHill Clean Energy ETF
PBW
$387M
$1.26M 0.25%
53,530
-2,820
-5% -$62.7K
KO icon
70
Coca-Cola
KO
$387B
$1.02M 0.2%
22,724
-550
-2% -$25K
BLBD icon
71
Blue Bird Corp
BLBD
$2.27B
$993K 0.19%
48,200
-300
-0.6% -$5.39K
TYG
72
Tortoise Energy Infrastructure Corp
TYG
$1.1B
$987K 0.19%
+8,520
New +$996K
BSV icon
73
Vanguard Short-Term Bond ETF
BSV
$44.7B
$983K 0.19%
12,318
-1,500
-11% -$120K
CSCO icon
74
Cisco
CSCO
$449B
$818K 0.16%
24,320
– –
KRE icon
75
State Street SPDR S&P Regional Banking ETF
KRE
$4.51B
$732K 0.14%
12,900
– –
1 2
3
4 5

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FSCM
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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2017 Portfolio in Review

As of Q3 2017, John G. Ullman & Associates held 121 positions worth $513M, up 1.8% from $504M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates's Q3 2017 filing shows 7 new, 25 increased, 58 reduced and 12 closed positions. Its largest new stake was Tortoise Energy Infrastructure Corp: 8,520 shares worth $987K. The largest sale was Calgon Carbon Corp, an estimated $5.95M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q3 2017 buy was Tortoise Energy Infrastructure Corp: 8,520 shares worth $987K.
  • John G. Ullman & Associates added most to ExxonMobil in Q3 2017, an estimated $5.26M increase.
  • John G. Ullman & Associates's biggest Q3 2017 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $4.26M.
  • John G. Ullman & Associates fully exited Calgon Carbon Corp in Q3 2017, selling an estimated $5.95M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $513M portfolio in Q3 2017.
  • John G. Ullman & Associates opened 7 new positions and closed 12 in Q3 2017.
  • John G. Ullman & Associates's portfolio value rose 1.8% quarter-over-quarter to $513M.

Based on John G. Ullman & Associates's 13F filing for Q3 2017, filed 3 Nov 2017.