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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.27%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$477M
AUM Growth
-$8.91M
Cap. Flow
-$21.5M
Cap. Flow %
-4.51%
Top 10 Hldgs %
33.08%
Holding
125
New
9
Increased
29
Reduced
73
Closed
5

Top Buys

Rank Stock Value
1
NVS icon
Novartis
NVS
+$3.71M
2
BAX icon
Baxter International
BAX
+$3.16M
3
CAMP
CalAmp Corp.
CAMP
+$2.58M
4
CGW icon
Invesco S&P Global Water Index ETF
CGW
+$1.69M
5
ATHM icon
Autohome
ATHM
+$1.67M

Top Sells

Rank Stock Value
1
OTTR icon
Otter Tail
OTTR
+$5.75M
2
ADM icon
Archer Daniels Midland
ADM
+$3.95M
3
BCE icon
BCE
BCE
+$2.77M
4
GVA icon
Granite Construction
GVA
+$2.59M
5
DUK icon
Duke Energy
DUK
+$2.47M

Sector Composition

Rank Sector Weight
1 Healthcare 26.1%
2 Industrials 18.87%
3 Technology 17.72%
4 Energy 8.76%
5 Utilities 7.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
51
3M
MMM
$91.8B
$3.42M 0.72%
22,931
+299
+1% +$43.1K
CBI
52
DELISTED
Chicago Bridge & Iron Nv
CBI
$3.05M 0.64%
96,000
+4,400
+5% +$138K
EWS icon
53
iShares MSCI Singapore ETF
EWS
$1.04B
$2.91M 0.61%
145,936
-37,489
-20% -$784K
AMGN icon
54
Amgen
AMGN
$209B
$2.88M 0.6%
19,721
-892
-4% -$134K
PEG icon
55
Public Service Enterprise Group
PEG
$38.7B
$2.81M 0.59%
64,160
-7,800
-11% -$325K
FLG
56
Flagstar Bank National Association
FLG
$5.87B
$2.79M 0.59%
58,533
+9,066
+18% +$415K
XRAY icon
57
Dentsply Sirona
XRAY
$2.84B
$2.75M 0.58%
47,723
-400
-0.8% -$23.6K
EWC icon
58
iShares MSCI Canada ETF
EWC
$6.12B
$2.73M 0.57%
104,275
-825
-0.8% -$21.3K
FLS icon
59
Flowserve
FLS
$8.94B
$2.66M 0.56%
55,405
+27,645
+100% +$1.28M
SYT
60
DELISTED
Syngenta Ag
SYT
$2.63M 0.55%
33,250
+15,300
+85% +$1.23M
XRX icon
61
Xerox
XRX
$345M
$2.62M 0.55%
113,976
-16,850
-13% -$420K
CAMP
62
DELISTED
CalAmp Corp.
CAMP
$2.62M 0.55%
+7,852
New +$2.58M
NEOG icon
63
Neogen
NEOG
$2.05B
$2.61M 0.55%
105,603
-608
-0.6% -$13.5K
ORBK
64
DELISTED
Orbotech Ltd
ORBK
$2.45M 0.51%
73,242
-1,800
-2% -$55K
EEMV icon
65
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$2.34M 0.49%
47,933
-3,700
-7% -$190K
EWA icon
66
iShares MSCI Australia ETF
EWA
$1.38B
$2.33M 0.49%
115,200
+30,600
+36% +$630K
AAPL icon
67
Apple
AAPL
$4.97T
$2.21M 0.46%
76,208
+500
+0.7% +$14.2K
ATHM icon
68
Autohome
ATHM
$2.62B
$2.1M 0.44%
83,200
+64,900
+355% +$1.67M
SWZ
69
Swiss Helvetia Fund
SWZ
$76.4M
$2.08M 0.44%
203,993
-13,375
-6% -$137K
XYL icon
70
Xylem
XYL
$28.5B
$2.01M 0.42%
40,650
-1,850
-4% -$93.8K
ACAS
71
DELISTED
American Capital Ltd
ACAS
$1.93M 0.4%
107,451
-1,354
-1% -$23.3K
SBNY
72
DELISTED
Signature Bank
SBNY
$1.8M 0.38%
12,000
-3,950
-25% -$539K
TEO icon
73
Telecom Argentina
TEO
$5.84B
$1.68M 0.35%
92,600
+8,900
+11% +$163K
OTTR icon
74
Otter Tail
OTTR
$3.81B
$1.62M 0.34%
39,800
-154,776
-80% -$5.75M
PLOW icon
75
Douglas Dynamics
PLOW
$992M
$1.61M 0.34%
47,771
-66,400
-58% -$2.11M
1 2
3
4 5

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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, John G. Ullman & Associates held 125 positions worth $477M, down 1.8% from $486M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates withdrew a net $21.5M in Q4 2016, closing 5 positions and reducing 73 holdings. Its most notable exit was Scana, an estimated $2.43M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in CalAmp Corp. worth $2.62M.

  • John G. Ullman & Associates's largest Q4 2016 buy was CalAmp Corp.: 7,852 shares worth $2.62M.
  • John G. Ullman & Associates added most to Novartis in Q4 2016, an estimated $3.71M increase.
  • John G. Ullman & Associates's biggest Q4 2016 reduction was Otter Tail, cutting an estimated $5.75M.
  • John G. Ullman & Associates fully exited Scana in Q4 2016, selling an estimated $2.43M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $477M portfolio in Q4 2016.
  • John G. Ullman & Associates opened 9 new positions and closed 5 in Q4 2016.
  • John G. Ullman & Associates's portfolio value fell 1.8% quarter-over-quarter to $477M.

Based on John G. Ullman & Associates's 13F filing for Q4 2016, filed 20 Jan 2017.