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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+4.17%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$486M
AUM Growth
-$716K
Cap. Flow
-$16.7M
Cap. Flow %
-3.43%
Top 10 Hldgs %
33.74%
Holding
125
New
8
Increased
27
Reduced
71
Closed
9

Top Buys

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$5.37M
2
ABT icon
Abbott
ABT
+$2.03M
3
AGCO icon
AGCO
AGCO
+$1.91M
4
DUK icon
Duke Energy
DUK
+$1.79M
5
BNS icon
Scotiabank
BNS
+$1.47M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$7.04M
2
AMAT icon
Applied Materials
AMAT
+$6.13M
3
EMC
EMC CORPORATION
EMC
+$4.68M
4
MDT icon
Medtronic
MDT
+$4.21M
5
GXP
Great Plains Energy Incorporated
GXP
+$3.26M

Sector Composition

Rank Sector Weight
1 Healthcare 25.61%
2 Industrials 20.14%
3 Technology 16.96%
4 Utilities 8.7%
5 Energy 8.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGW icon
51
Invesco S&P Global Water Index ETF
CGW
$1.05B
$3.44M 0.71%
111,450
-2,100
-2% -$63.7K
AMGN icon
52
Amgen
AMGN
$209B
$3.44M 0.71%
20,613
-200
-1% -$33.8K
CCC
53
DELISTED
Calgon Carbon Corp
CCC
$3.37M 0.69%
221,950
+87,450
+65% +$1.24M
MMM icon
54
3M
MMM
$92.2B
$3.33M 0.69%
22,632
-1,316
-5% -$196K
MENT
55
DELISTED
Mentor Graphics Corp
MENT
$3.26M 0.67%
123,367
-2,300
-2% -$52.2K
HAL icon
56
Halliburton
HAL
$26.1B
$3.18M 0.65%
70,884
-2,750
-4% -$120K
PEG icon
57
Public Service Enterprise Group
PEG
$38.7B
$3.01M 0.62%
71,960
-400
-0.6% -$17.6K
XRAY icon
58
Dentsply Sirona
XRAY
$2.87B
$2.86M 0.59%
48,123
-2,700
-5% -$166K
EEMV icon
59
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.39B
$2.79M 0.57%
51,633
-1,600
-3% -$85.3K
EWC icon
60
iShares MSCI Canada ETF
EWC
$6.15B
$2.7M 0.56%
105,100
+8,700
+9% +$220K
CBI
61
DELISTED
Chicago Bridge & Iron Nv
CBI
$2.57M 0.53%
91,600
+29,200
+47% +$947K
SCG
62
DELISTED
Scana
SCG
$2.43M 0.5%
33,525
-1,500
-4% -$110K
SWZ
63
Swiss Helvetia Fund
SWZ
$76.4M
$2.32M 0.48%
217,368
+93,178
+75% +$971K
XYL icon
64
Xylem
XYL
$28.3B
$2.23M 0.46%
42,500
-800
-2% -$39.2K
NEOG icon
65
Neogen
NEOG
$2.04B
$2.23M 0.46%
106,211
-4,432
-4% -$94.8K
ORBK
66
DELISTED
Orbotech Ltd
ORBK
$2.22M 0.46%
75,042
-1,800
-2% -$51K
AAPL icon
67
Apple
AAPL
$5.02T
$2.14M 0.44%
75,708
-400
-0.5% -$10.6K
ACM icon
68
Aecom
ACM
$9.42B
$2.13M 0.44%
71,500
-1,500
-2% -$48.3K
FLG
69
Flagstar Bank National Association
FLG
$5.92B
$2.11M 0.43%
49,467
+11,534
+30% +$507K
SBNY
70
DELISTED
Signature Bank
SBNY
$1.89M 0.39%
15,950
-300
-2% -$36.1K
ACAS
71
DELISTED
American Capital Ltd
ACAS
$1.84M 0.38%
108,805
-200
-0.2% -$3.31K
EWA icon
72
iShares MSCI Australia ETF
EWA
$1.39B
$1.77M 0.36%
84,600
-700
-0.8% -$14.3K
HDNG
73
DELISTED
Hardinge Inc
HDNG
$1.69M 0.35%
151,760
-3,400
-2% -$35.8K
BAX icon
74
Baxter International
BAX
$12.7B
$1.68M 0.34%
35,219
+24,145
+218% +$1.14M
ZBH icon
75
Zimmer Biomet
ZBH
$18.7B
$1.66M 0.34%
13,143
-257
-2% -$31.8K
1 2
3
4 5

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RMC
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BEC
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MWA
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John G. Ullman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, John G. Ullman & Associates held 125 positions worth $486M, down 0.15% from $487M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $16.7M in Q3 2016, closing 9 positions and reducing 71 holdings. Its most notable exit was EMC CORPORATION, an estimated $4.68M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in ConocoPhillips worth $5.62M.

  • John G. Ullman & Associates's largest Q3 2016 buy was ConocoPhillips: 129,235 shares worth $5.62M.
  • John G. Ullman & Associates added most to Abbott in Q3 2016, an estimated $2.03M increase.
  • John G. Ullman & Associates's biggest Q3 2016 reduction was Johnson & Johnson, cutting an estimated $7.04M.
  • John G. Ullman & Associates fully exited EMC CORPORATION in Q3 2016, selling an estimated $4.68M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $486M portfolio in Q3 2016.
  • John G. Ullman & Associates opened 8 new positions and closed 9 in Q3 2016.
  • John G. Ullman & Associates's portfolio value fell 0.15% quarter-over-quarter to $486M.

Based on John G. Ullman & Associates's 13F filing for Q3 2016, filed 20 Oct 2016.