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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$426M
AUM Growth
-$26.3M
Cap. Flow
-$45.8M
Cap. Flow %
-10.76%
Top 10 Hldgs %
37.3%
Holding
120
New
5
Increased
34
Reduced
59
Closed
15

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$2.96M
2
STJ
St Jude Medical
STJ
+$2.76M
3
WTS icon
Watts Water Technologies
WTS
+$2.4M
4
DST
DST Systems Inc.
DST
+$1.42M
5
AAPL icon
Apple
AAPL
+$1.29M

Top Sells

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$16.3M
2
CSCO icon
Cisco
CSCO
+$5.99M
3
GLW icon
Corning
GLW
+$4.35M
4
POR icon
Portland General Electric
POR
+$4.03M
5
IDA icon
Idacorp
IDA
+$3.22M

Sector Composition

Rank Sector Weight
1 Healthcare 27.11%
2 Industrials 19.25%
3 Technology 17.52%
4 Energy 8.24%
5 Utilities 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEMV icon
51
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$2.72M 0.64%
52,867
-34,508
-39% -$1.64M
HAL icon
52
Halliburton
HAL
$26.1B
$2.64M 0.62%
73,834
+18,650
+34% +$609K
MENT
53
DELISTED
Mentor Graphics Corp
MENT
$2.59M 0.61%
127,267
+16,167
+15% +$295K
TRP icon
54
TC Energy
TRP
$70.1B
$2.53M 0.59%
64,450
+13,900
+27% +$487K
BKNG icon
55
Booking.com
BKNG
$156B
$2.45M 0.57%
47,500
+15,000
+46% +$718K
EWC icon
56
iShares MSCI Canada ETF
EWC
$6.12B
$2.31M 0.54%
97,200
+13,800
+17% +$296K
ACM icon
57
Aecom
ACM
$9.46B
$2.27M 0.53%
73,900
+18,000
+32% +$500K
BNS icon
58
Scotiabank
BNS
$105B
$2.26M 0.53%
47,218
-613
-1% -$25.1K
BXLT
59
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$2.24M 0.52%
55,372
-2,083
-4% -$82.4K
NEOG icon
60
Neogen
NEOG
$2.05B
$2.11M 0.49%
111,576
-3,213
-3% -$61.2K
AAPL icon
61
Apple
AAPL
$4.97T
$2.11M 0.49%
77,308
+51,800
+203% +$1.29M
ORBK
62
DELISTED
Orbotech Ltd
ORBK
$1.84M 0.43%
77,242
-1,000
-1% -$21.7K
KO icon
63
Coca-Cola
KO
$383B
$1.78M 0.42%
38,356
-375,221
-91% -$16.3M
XYL icon
64
Xylem
XYL
$28.5B
$1.78M 0.42%
43,500
-1,350
-3% -$49.7K
EWA icon
65
iShares MSCI Australia ETF
EWA
$1.38B
$1.74M 0.41%
90,000
+17,400
+24% +$313K
ACAS
66
DELISTED
American Capital Ltd
ACAS
$1.66M 0.39%
109,005
-3,850
-3% -$53.7K
ENTG icon
67
Entegris
ENTG
$16.3B
$1.66M 0.39%
121,494
+77,800
+178% +$941K
MOS icon
68
The Mosaic Company
MOS
$7.19B
$1.55M 0.36%
57,525
+6,650
+13% +$174K
CIEN icon
69
Ciena
CIEN
$46.8B
$1.51M 0.35%
79,500
-56,300
-41% -$1.04M
DST
70
DELISTED
DST Systems Inc.
DST
$1.5M 0.35%
+26,700
New +$1.42M
GE icon
71
GE Aerospace
GE
$364B
$1.43M 0.34%
9,412
-1,327
-12% -$187K
ZBH icon
72
Zimmer Biomet
ZBH
$18.8B
$1.4M 0.33%
13,503
-618
-4% -$59.8K
GOOG icon
73
Alphabet (Google) Class C
GOOG
$4.11T
$1.38M 0.32%
37,020
+2,160
+6% +$77.4K
ABT icon
74
Abbott
ABT
$187B
$1.36M 0.32%
32,498
-2,750
-8% -$109K
GOOGL icon
75
Alphabet (Google) Class A
GOOGL
$4.12T
$1.33M 0.31%
34,880
-100
-0.3% -$3.68K
1 2
3
4 5

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RMC
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BEC
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MWA
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John G. Ullman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, John G. Ullman & Associates held 120 positions worth $426M, down 5.8% from $453M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates withdrew a net $45.8M in Q1 2016, closing 15 positions and reducing 59 holdings. Its most notable exit was State Street SPDR S&P Regional Banking ETF, an estimated $2.35M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in DST Systems Inc. worth $1.5M.

  • John G. Ullman & Associates's largest Q1 2016 buy was DST Systems Inc.: 26,700 shares worth $1.5M.
  • John G. Ullman & Associates added most to General Motors in Q1 2016, an estimated $2.96M increase.
  • John G. Ullman & Associates's biggest Q1 2016 reduction was Coca-Cola, cutting an estimated $16.3M.
  • John G. Ullman & Associates fully exited State Street SPDR S&P Regional Banking ETF in Q1 2016, selling an estimated $2.35M.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $426M portfolio in Q1 2016.
  • John G. Ullman & Associates opened 5 new positions and closed 15 in Q1 2016.
  • John G. Ullman & Associates's portfolio value fell 5.8% quarter-over-quarter to $426M.

Based on John G. Ullman & Associates's 13F filing for Q1 2016, filed 27 Apr 2016.