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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$453M
AUM Growth
+$31.1M
Cap. Flow
+$3.31M
Cap. Flow %
0.73%
Top 10 Hldgs %
36.14%
Holding
130
New
9
Increased
29
Reduced
70
Closed
15

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$8.09M
2
ADM icon
Archer Daniels Midland
ADM
+$4.18M
3
IBM icon
IBM
IBM
+$2.67M
4
PEG icon
Public Service Enterprise Group
PEG
+$2.65M
5
AKAM icon
Akamai
AKAM
+$2.34M

Top Sells

Rank Stock Value
1
CYT
CYTEC INDS INC
CYT
+$5.48M
2
IXYS
IXYS Corp
IXYS
+$3.15M
3
SR icon
Spire
SR
+$2.24M
4
HPQ icon
HP
HPQ
+$1.91M
5
EWA icon
iShares MSCI Australia ETF
EWA
+$1.79M

Sector Composition

Rank Sector Weight
1 Healthcare 25.61%
2 Technology 19.34%
3 Industrials 17.97%
4 Utilities 8.34%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEG icon
51
Public Service Enterprise Group
PEG
$38.2B
$2.56M 0.57%
+66,160
New +$2.65M
CHMG icon
52
Chemung Financial Corp
CHMG
$393M
$2.53M 0.56%
91,837
+4,386
+5% +$120K
NEOG icon
53
Neogen
NEOG
$2.62B
$2.43M 0.54%
114,789
-4,227
-4% -$86.2K
KRE icon
54
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$2.35M 0.52%
56,050
-1,450
-3% -$62.7K
FLS icon
55
Flowserve
FLS
$9.71B
$2.3M 0.51%
54,750
-11,375
-17% -$502K
KS
56
DELISTED
KapStone Paper and Pack Corp.
KS
$2.27M 0.5%
100,300
+1,600
+2% +$35.1K
BXLT
57
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$2.24M 0.5%
57,455
+22,900
+66% +$798K
AKAM icon
58
Akamai
AKAM
$16.7B
$2.23M 0.49%
42,350
+38,050
+885% +$2.34M
LFCR icon
59
Lifecore Biomedical
LFCR
$166M
$2.17M 0.48%
183,000
-600
-0.3% -$7.37K
MENT
60
DELISTED
Mentor Graphics Corp
MENT
$2.05M 0.45%
111,100
+21,200
+24% +$485K
ADI icon
61
Analog Devices
ADI
$179B
$2.01M 0.44%
36,266
-1,500
-4% -$88.3K
BNS icon
62
Scotiabank
BNS
$107B
$1.89M 0.42%
47,831
+35,619
+292% +$1.54M
HAL icon
63
Halliburton
HAL
$26.9B
$1.88M 0.42%
55,184
-5,200
-9% -$196K
AEGN
64
DELISTED
Aegion Corp
AEGN
$1.85M 0.41%
95,652
-3,700
-4% -$73.4K
EWC icon
65
iShares MSCI Canada ETF
EWC
$6.13B
$1.79M 0.4%
83,400
-28,300
-25% -$657K
ORBK
66
DELISTED
Orbotech Ltd
ORBK
$1.73M 0.38%
+78,242
New +$1.46M
ACM icon
67
Aecom
ACM
$9.3B
$1.68M 0.37%
+55,900
New +$1.68M
BKNG icon
68
Booking.com
BKNG
$149B
$1.66M 0.37%
32,500
– –
TRP icon
69
TC Energy
TRP
$70.2B
$1.65M 0.36%
50,550
-5,870
-10% -$194K
XYL icon
70
Xylem
XYL
$27.3B
$1.64M 0.36%
44,850
-1,150
-3% -$41.6K
GE icon
71
GE Aerospace
GE
$374B
$1.6M 0.35%
10,739
-527
-5% -$74.9K
ABT icon
72
Abbott
ABT
$183B
$1.58M 0.35%
35,248
-3,129
-8% -$138K
ACAS
73
DELISTED
American Capital Ltd
ACAS
$1.56M 0.34%
112,855
-5,600
-5% -$76.5K
TMP icon
74
Tompkins Financial
TMP
$1.43B
$1.51M 0.33%
26,958
-30,689
-53% -$1.77M
ZBH icon
75
Zimmer Biomet
ZBH
$18.2B
$1.41M 0.31%
14,121
-618
-4% -$60.5K
1 2
3
4 5

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John G. Ullman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, John G. Ullman & Associates held 130 positions worth $453M, up 7.4% from $421M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q4 2015 filing shows 9 new, 29 increased, 70 reduced and 15 closed positions. Its largest new stake was Walmart Inc: 403,050 shares worth $8.24M. The largest sale was CYTEC INDS INC, an estimated $5.48M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 26% a quarter earlier, followed by Technology and Industrials.

  • John G. Ullman & Associates's largest Q4 2015 buy was Walmart Inc: 403,050 shares worth $8.24M.
  • John G. Ullman & Associates added most to IBM in Q4 2015, an estimated $2.67M increase.
  • John G. Ullman & Associates's biggest Q4 2015 reduction was IXYS Corp, cutting an estimated $3.15M.
  • John G. Ullman & Associates fully exited CYTEC INDS INC in Q4 2015, selling an estimated $5.48M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $453M portfolio in Q4 2015.
  • John G. Ullman & Associates opened 9 new positions and closed 15 in Q4 2015.
  • John G. Ullman & Associates's portfolio value rose 7.4% quarter-over-quarter to $453M.

Based on John G. Ullman & Associates's 13F filing for Q4 2015, filed 11 Feb 2016.