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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-8.14%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$421M
AUM Growth
-$110M
Cap. Flow
-$66.4M
Cap. Flow %
-15.76%
Top 10 Hldgs %
35.48%
Holding
151
New
7
Increased
29
Reduced
78
Closed
30

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$2.73M
2
AMAT icon
Applied Materials
AMAT
+$2.45M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.44M
4
LNN icon
Lindsay Corp
LNN
+$2.31M
5
DGX icon
Quest Diagnostics
DGX
+$2.21M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$10.3M
2
GE icon
GE Aerospace
GE
+$8.17M
3
DRC
DRESSER-RAND GROUP INC
DRC
+$5.17M
4
ALTR
Altera Corp
ALTR
+$4.47M
5
LLY icon
Eli Lilly
LLY
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 26.28%
2 Technology 19.9%
3 Industrials 17.08%
4 Utilities 8.46%
5 Energy 7.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHMG icon
51
Chemung Financial Corp
CHMG
$393M
$2.45M 0.58%
87,451
+9,355
+12% +$250K
KRE icon
52
State Street SPDR S&P Regional Banking ETF
KRE
$4.5B
$2.37M 0.56%
+57,500
New +$2.44M
GOOG icon
53
Alphabet (Google) Class C
GOOG
$4.36T
$2.24M 0.53%
71,720
-5,600
-7% -$172K
SR icon
54
Spire
SR
$4.72B
$2.24M 0.53%
41,000
-2,400
-6% -$128K
MENT
55
DELISTED
Mentor Graphics Corp
MENT
$2.21M 0.53%
89,900
-4,400
-5% -$112K
DGX icon
56
Quest Diagnostics
DGX
$25.7B
$2.2M 0.52%
35,826
+31,600
+748% +$2.21M
LFCR icon
57
Lifecore Biomedical
LFCR
$166M
$2.14M 0.51%
183,600
-13,300
-7% -$176K
HAL icon
58
Halliburton
HAL
$26.9B
$2.13M 0.51%
60,384
-3,700
-6% -$146K
ADI icon
59
Analog Devices
ADI
$179B
$2.13M 0.51%
37,766
-3,600
-9% -$209K
XRX icon
60
Xerox
XRX
$386M
$2.03M 0.48%
79,050
+5,882
+8% +$163K
NEOG icon
61
Neogen
NEOG
$2.62B
$2.01M 0.48%
119,016
-5,280
-4% -$104K
DUK icon
62
Duke Energy
DUK
$97.8B
$1.97M 0.47%
27,322
-1,032
-4% -$74.7K
HPQ icon
63
HP
HPQ
$24.9B
$1.91M 0.45%
163,829
+24,883
+18% +$323K
TRP icon
64
TC Energy
TRP
$70.2B
$1.78M 0.42%
56,420
+11,980
+27% +$430K
NXPI icon
65
NXP Semiconductors
NXPI
$57.8B
$1.67M 0.4%
19,200
+14,600
+317% +$1.32M
AEGN
66
DELISTED
Aegion Corp
AEGN
$1.64M 0.39%
99,352
+18,102
+22% +$327K
KS
67
DELISTED
KapStone Paper and Pack Corp.
KS
$1.63M 0.39%
+98,700
New +$2.16M
BKNG icon
68
Booking.com
BKNG
$149B
$1.61M 0.38%
+32,500
New +$1.61M
AGX icon
69
Argan
AGX
$8B
$1.58M 0.38%
45,650
-1,900
-4% -$73.1K
QIHU
70
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$1.56M 0.37%
32,575
-2,100
-6% -$118K
ABT icon
71
Abbott
ABT
$183B
$1.54M 0.37%
38,377
-3,720
-9% -$175K
XYL icon
72
Xylem
XYL
$27.3B
$1.51M 0.36%
46,000
-4,800
-9% -$161K
GM icon
73
General Motors
GM
$80.4B
$1.46M 0.35%
+48,762
New +$1.49M
ACAS
74
DELISTED
American Capital Ltd
ACAS
$1.44M 0.34%
118,455
+6,700
+6% +$89.8K
MOS icon
75
The Mosaic Company
MOS
$7.03B
$1.43M 0.34%
46,075
+34,840
+310% +$1.44M
1 2
3
4 5

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FSCM
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SF
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RMC
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BEC
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GFM
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TPW
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MWA
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John G. Ullman & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, John G. Ullman & Associates held 151 positions worth $421M, down 21% from $531M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates withdrew a net $66.4M in Q3 2015, closing 30 positions and reducing 78 holdings. Its most notable exit was PALL CORP, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Technology and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in State Street SPDR S&P Regional Banking ETF worth $2.37M.

  • John G. Ullman & Associates's largest Q3 2015 buy was State Street SPDR S&P Regional Banking ETF: 57,500 shares worth $2.37M.
  • John G. Ullman & Associates added most to Monsanto Co in Q3 2015, an estimated $2.73M increase.
  • John G. Ullman & Associates's biggest Q3 2015 reduction was GE Aerospace, cutting an estimated $8.17M.
  • John G. Ullman & Associates fully exited PALL CORP in Q3 2015, selling an estimated $10.3M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $421M portfolio in Q3 2015.
  • John G. Ullman & Associates opened 7 new positions and closed 30 in Q3 2015.
  • John G. Ullman & Associates's portfolio value fell 21% quarter-over-quarter to $421M.

Based on John G. Ullman & Associates's 13F filing for Q3 2015, filed 21 Oct 2015.