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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$531M
AUM Growth
+$11.2M
Cap. Flow
-$11.3M
Cap. Flow %
-2.13%
Top 10 Hldgs %
33.37%
Holding
161
New
13
Increased
36
Reduced
86
Closed
16

Top Buys

Rank Stock Value
1
OGE icon
OGE Energy
OGE
+$2.24M
2
HAL icon
Halliburton
HAL
+$2.23M
3
CBI
Chicago Bridge & Iron Nv
CBI
+$2.21M
4
FCX icon
Freeport-McMoran
FCX
+$2.04M
5
BKNG icon
Booking.com
BKNG
+$1.78M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$3.77M
2
OVV icon
Ovintiv
OVV
+$3.58M
3
AAPL icon
Apple
AAPL
+$3.52M
4
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$2.71M
5
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$2.41M

Sector Composition

Rank Sector Weight
1 Healthcare 25.33%
2 Industrials 20.74%
3 Technology 17.61%
4 Utilities 7.94%
5 Energy 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDU icon
51
MDU Resources
MDU
$4.18B
$3.23M 0.61%
362,004
+13,150
+4% +$127K
EEM icon
52
iShares MSCI Emerging Markets ETF
EEM
$27.5B
$3.17M 0.6%
80,750
-2,200
-3% -$89.4K
LFCR icon
53
Lifecore Biomedical
LFCR
$162M
$3.1M 0.58%
224,100
+45,500
+25% +$588K
YAO
54
DELISTED
Invesco China All-Cap ETF
YAO
$3.01M 0.57%
108,644
-4,900
-4% -$135K
FLS icon
55
Flowserve
FLS
$8.94B
$2.84M 0.53%
47,405
-410
-0.9% -$26.1K
ADT
56
DELISTED
ADT Corp
ADT
$2.81M 0.53%
77,537
-7,850
-9% -$270K
CCC
57
DELISTED
Calgon Carbon Corp
CCC
$2.79M 0.52%
134,075
+53,725
+67% +$1.09M
CHL
58
DELISTED
China Mobile Limited
CHL
$2.71M 0.51%
46,050
-450
-1% -$27K
HOLX
59
DELISTED
Hologic
HOLX
$2.67M 0.5%
100,050
-2,800
-3% -$72.3K
DLB icon
60
Dolby
DLB
$4.97B
$2.55M 0.48%
59,050
-2,350
-4% -$99.8K
SR icon
61
Spire
SR
$4.79B
$2.5M 0.47%
47,050
-1,550
-3% -$78K
NEOG icon
62
Neogen
NEOG
$2.05B
$2.46M 0.46%
132,061
-1,400
-1% -$23K
MON
63
DELISTED
Monsanto Co
MON
$2.38M 0.45%
19,960
-450
-2% -$52.3K
EWA icon
64
iShares MSCI Australia ETF
EWA
$1.38B
$2.38M 0.45%
107,125
+23,300
+28% +$554K
MENT
65
DELISTED
Mentor Graphics Corp
MENT
$2.29M 0.43%
104,650
+8,950
+9% +$189K
XYL icon
66
Xylem
XYL
$28.5B
$2.29M 0.43%
60,215
-3,250
-5% -$119K
EWC icon
67
iShares MSCI Canada ETF
EWC
$6.12B
$2.23M 0.42%
77,210
+13,450
+21% +$396K
ABT icon
68
Abbott
ABT
$187B
$2.19M 0.41%
48,677
-1,020
-2% -$44.4K
LGTY
69
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$2.18M 0.41%
239,273
+74,150
+45% +$678K
TTEK icon
70
Tetra Tech
TTEK
$8.77B
$2.06M 0.39%
385,905
+247,500
+179% +$1.29M
CBI
71
DELISTED
Chicago Bridge & Iron Nv
CBI
$1.88M 0.35%
+44,800
New +$2.21M
AGX icon
72
Argan
AGX
$6.9B
$1.87M 0.35%
55,550
-1,617
-3% -$52.9K
ZBH icon
73
Zimmer Biomet
ZBH
$18.8B
$1.82M 0.34%
16,542
-164
-1% -$17.3K
HAL icon
74
Halliburton
HAL
$26.1B
$1.8M 0.34%
+45,734
New +$2.23M
BKNG icon
75
Booking.com
BKNG
$156B
$1.8M 0.34%
+39,375
New +$1.78M
1 2
3
4 5

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SF
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RMC
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BEC
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GFM
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MWA
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John G. Ullman & Associates's Q4 2014 Portfolio in Review

As of Q4 2014, John G. Ullman & Associates held 161 positions worth $531M, up 2.2% from $520M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

John G. Ullman & Associates's Q4 2014 filing shows 13 new, 36 increased, 86 reduced and 16 closed positions. Its largest new stake was Halliburton: 45,734 shares worth $1.8M. The largest sale was Procter & Gamble, an estimated $3.77M.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2014 buy was Halliburton: 45,734 shares worth $1.8M.
  • John G. Ullman & Associates added most to OGE Energy in Q4 2014, an estimated $2.24M increase.
  • John G. Ullman & Associates's biggest Q4 2014 reduction was Apple, cutting an estimated $3.52M.
  • John G. Ullman & Associates fully exited Procter & Gamble in Q4 2014, selling an estimated $3.77M.
  • John G. Ullman & Associates's ten largest holdings make up 33% of its $531M portfolio in Q4 2014.
  • John G. Ullman & Associates opened 13 new positions and closed 16 in Q4 2014.
  • John G. Ullman & Associates's portfolio value rose 2.2% quarter-over-quarter to $531M.

Based on John G. Ullman & Associates's 13F filing for Q4 2014, filed 26 Jan 2015.