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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+14.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$645M
AUM Growth
+$162M
Cap. Flow
+$96.4M
Cap. Flow %
14.95%
Top 10 Hldgs %
32.1%
Holding
158
New
30
Increased
45
Reduced
52
Closed
6

Top Buys

Rank Stock Value
1
NJR icon
New Jersey Resources
NJR
+$8.37M
2
XOM icon
ExxonMobil
XOM
+$8.13M
3
D icon
Dominion Energy
D
+$6.92M
4
HE icon
Hawaiian Electric Industries
HE
+$6.87M
5
BKH icon
Black Hills Corp
BKH
+$6.28M

Top Sells

Rank Stock Value
1
ADM icon
Archer Daniels Midland
ADM
+$7.14M
2
ALB icon
Albemarle
ALB
+$1.84M
3
AZTA icon
Azenta
AZTA
+$1.04M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$651K
5
GLW icon
Corning
GLW
+$631K

Sector Composition

Rank Sector Weight
1 Healthcare 26.21%
2 Technology 23.46%
3 Industrials 19.39%
4 Utilities 14.67%
5 Communication Services 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSFT icon
26
Microsoft
MSFT
$3.71T
$8.97M 1.39%
40,345
-993
-2% -$214K
TMO icon
27
Thermo Fisher Scientific
TMO
$214B
$8.69M 1.35%
18,662
-89
-0.5% -$41.7K
ELAN icon
28
Elanco Animal Health
ELAN
$12.1B
$8.31M 1.29%
271,100
+54,200
+25% +$1.65M
HON icon
29
Honeywell
HON
$76.3B
$8.26M 1.28%
41,203
-406
-1% -$73.8K
ABT icon
30
Abbott
ABT
$187B
$7.59M 1.18%
69,338
-120
-0.2% -$13K
TMP icon
31
Tompkins Financial
TMP
$1.44B
$7.27M 1.13%
102,925
+5,275
+5% +$334K
HE icon
32
Hawaiian Electric Industries
HE
$2.16B
$6.87M 1.07%
+194,200
New +$6.87M
ACM icon
33
Aecom
ACM
$9.63B
$6.85M 1.06%
137,542
-1,775
-1% -$84.8K
ALB icon
34
Albemarle
ALB
$14.8B
$6.65M 1.03%
45,108
-15,459
-26% -$1.84M
MRK icon
35
Merck
MRK
$317B
$6.61M 1.02%
84,703
-610
-0.7% -$46.7K
BKH icon
36
Black Hills Corp
BKH
$5.54B
$6.45M 1%
+105,000
New +$6.28M
AQN icon
37
Algonquin Power & Utilities
AQN
$4.43B
$6.29M 0.97%
+382,000
New +$6.02M
LITE icon
38
Lumentum
LITE
$65.2B
$5.96M 0.92%
62,829
-600
-0.9% -$51.7K
POR icon
39
Portland General Electric
POR
$5.71B
$5.92M 0.92%
+138,300
New +$5.64M
CACI icon
40
CACI
CACI
$13.9B
$5.71M 0.89%
22,900
+800
+4% +$184K
SLB icon
41
SLB Ltd
SLB
$76.5B
$5.58M 0.86%
+255,400
New +$4.82M
HZNP
42
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$5.53M 0.86%
75,527
-925
-1% -$68.8K
DGX icon
43
Quest Diagnostics
DGX
$26.3B
$5.44M 0.84%
45,626
-300
-0.7% -$36.6K
AVGO icon
44
Broadcom
AVGO
$2T
$5.1M 0.79%
116,500
-1,000
-0.9% -$39K
VMW
45
DELISTED
VMware, Inc
VMW
$4.41M 0.68%
31,405
+28,605
+1,022% +$4.1M
IDA icon
46
Idacorp
IDA
$8.15B
$4.32M 0.67%
45,009
+250
+0.6% +$22.8K
LFCR icon
47
Lifecore Biomedical
LFCR
$183M
$3.98M 0.62%
366,867
+35,082
+11% +$362K
EWS icon
48
iShares MSCI Singapore ETF
EWS
$1.06B
$3.94M 0.61%
+183,350
New +$3.73M
NXST icon
49
Nexstar Media Group
NXST
$5.74B
$3.89M 0.6%
35,650
+1,800
+5% +$176K
ASTE icon
50
Astec Industries
ASTE
$1.02B
$3.8M 0.59%
65,730
-500
-0.8% -$28.5K
1
2
3 4 5

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John G. Ullman & Associates's Q4 2020 Portfolio in Review

As of Q4 2020, John G. Ullman & Associates held 158 positions worth $645M, up 34% from $483M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

John G. Ullman & Associates deployed $96.4M of net new capital in Q4 2020, opening 30 new positions and adding to 45 existing holdings. Its largest new stake was New Jersey Resources: 257,165 shares worth $9.14M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 32% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Albemarle, an estimated $1.84M trimmed.

  • John G. Ullman & Associates's largest Q4 2020 buy was New Jersey Resources: 257,165 shares worth $9.14M.
  • John G. Ullman & Associates added most to ExxonMobil in Q4 2020, an estimated $8.13M increase.
  • John G. Ullman & Associates's biggest Q4 2020 reduction was Albemarle, cutting an estimated $1.84M.
  • John G. Ullman & Associates fully exited Archer Daniels Midland in Q4 2020, selling an estimated $7.14M.
  • John G. Ullman & Associates's ten largest holdings make up 32% of its $645M portfolio in Q4 2020.
  • John G. Ullman & Associates opened 30 new positions and closed 6 in Q4 2020.
  • John G. Ullman & Associates's portfolio value rose 34% quarter-over-quarter to $645M.

Based on John G. Ullman & Associates's 13F filing for Q4 2020, filed 5 Feb 2021.