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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$483M
AUM Growth
+$73.4M
Cap. Flow
+$54.1M
Cap. Flow %
11.2%
Top 10 Hldgs %
36.82%
Holding
132
New
23
Increased
33
Reduced
45
Closed
4

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$10.1M
2
T icon
AT&T
T
+$9.79M
3
XOM icon
ExxonMobil
XOM
+$5.52M
4
CACI icon
CACI
CACI
+$4.78M
5
D icon
Dominion Energy
D
+$3.25M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$1.78M
2
ABT icon
Abbott
ABT
+$1.67M
3
AZTA icon
Azenta
AZTA
+$1.06M
4
LITE icon
Lumentum
LITE
+$601K
5
MSFT icon
Microsoft
MSFT
+$514K

Sector Composition

Rank Sector Weight
1 Healthcare 32.44%
2 Technology 24.17%
3 Industrials 19.52%
4 Utilities 8.63%
5 Communication Services 6.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
26
Merck
MRK
$317B
$6.75M 1.4%
85,313
-140
-0.2% -$11K
HON icon
27
Honeywell
HON
$76.3B
$6.46M 1.34%
41,609
-195
-0.5% -$29K
ELAN icon
28
Elanco Animal Health
ELAN
$12.1B
$6.06M 1.25%
216,900
+56,700
+35% +$1.44M
HZNP
29
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$5.94M 1.23%
76,452
-400
-0.5% -$27.5K
ACM icon
30
Aecom
ACM
$9.63B
$5.83M 1.21%
139,317
-1,233
-0.9% -$47K
FLS icon
31
Flowserve
FLS
$10B
$5.67M 1.17%
207,806
+89,890
+76% +$2.62M
TMP icon
32
Tompkins Financial
TMP
$1.44B
$5.55M 1.15%
97,650
+33,915
+53% +$2.16M
XOM icon
33
ExxonMobil
XOM
$642B
$5.53M 1.14%
161,117
+134,940
+515% +$5.52M
ALB icon
34
Albemarle
ALB
$14.8B
$5.41M 1.12%
60,567
-533
-0.9% -$47.2K
DGX icon
35
Quest Diagnostics
DGX
$26.3B
$5.26M 1.09%
45,926
-700
-2% -$82.7K
LITE icon
36
Lumentum
LITE
$65.2B
$4.76M 0.99%
63,429
-7,249
-10% -$601K
CACI icon
37
CACI
CACI
$13.9B
$4.71M 0.98%
+22,100
New +$4.78M
AVGO icon
38
Broadcom
AVGO
$2T
$4.28M 0.89%
117,500
+8,000
+7% +$268K
AGR
39
DELISTED
Avangrid, Inc.
AGR
$3.94M 0.81%
78,000
-500
-0.6% -$24.1K
VZ icon
40
Verizon
VZ
$195B
$3.79M 0.78%
63,681
– –
ASTE icon
41
Astec Industries
ASTE
$1.02B
$3.59M 0.74%
66,230
-570
-0.9% -$28.5K
IDA icon
42
Idacorp
IDA
$8.15B
$3.58M 0.74%
44,759
-100
-0.2% -$8.81K
WTS icon
43
Watts Water Technologies
WTS
$12.6B
$3.31M 0.69%
33,059
-200
-0.6% -$18.3K
AZTA icon
44
Azenta
AZTA
$1.42B
$3.27M 0.68%
70,718
-21,920
-24% -$1.06M
D icon
45
Dominion Energy
D
$58.8B
$3.27M 0.68%
+41,370
New +$3.25M
LFCR icon
46
Lifecore Biomedical
LFCR
$183M
$3.23M 0.67%
331,785
-3,167
-0.9% -$30.2K
NXST icon
47
Nexstar Media Group
NXST
$5.74B
$3.04M 0.63%
33,850
+28,350
+515% +$2.56M
PEG icon
48
Public Service Enterprise Group
PEG
$37.4B
$2.85M 0.59%
51,842
-33
-0.1% -$1.75K
CCK icon
49
Crown Holdings
CCK
$13.2B
$2.47M 0.51%
32,137
-333
-1% -$24.4K
A icon
50
Agilent Technologies
A
$39.9B
$2.46M 0.51%
24,402
-700
-3% -$67.6K
1
2
3 4 5

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John G. Ullman & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, John G. Ullman & Associates held 132 positions worth $483M, up 18% from $410M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates deployed $54.1M of net new capital in Q3 2020, opening 23 new positions and adding to 33 existing holdings. Its largest new stake was CACI: 22,100 shares worth $4.71M.

By sector, the portfolio is most concentrated in Healthcare at 32% of assets, down from 36% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Thermo Fisher Scientific, an estimated $1.78M trimmed.

  • John G. Ullman & Associates's largest Q3 2020 buy was CACI: 22,100 shares worth $4.71M.
  • John G. Ullman & Associates added most to Cisco in Q3 2020, an estimated $10.1M increase.
  • John G. Ullman & Associates's biggest Q3 2020 reduction was Thermo Fisher Scientific, cutting an estimated $1.78M.
  • John G. Ullman & Associates fully exited Schwab US Large-Cap Growth ETF in Q3 2020, selling an estimated $227K.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $483M portfolio in Q3 2020.
  • John G. Ullman & Associates opened 23 new positions and closed 4 in Q3 2020.
  • John G. Ullman & Associates's portfolio value rose 18% quarter-over-quarter to $483M.

Based on John G. Ullman & Associates's 13F filing for Q3 2020, filed 6 Nov 2020.