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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+8.39%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$581M
AUM Growth
+$30.4M
Cap. Flow
-$10M
Cap. Flow %
-1.73%
Top 10 Hldgs %
36.14%
Holding
153
New
9
Increased
29
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
ALB icon
Albemarle
ALB
+$4.84M
2
IBM icon
IBM
IBM
+$2.62M
3
CCK icon
Crown Holdings
CCK
+$2.33M
4
TDC icon
Teradata
TDC
+$2.15M
5
HPQ icon
HP
HPQ
+$2.12M

Top Sells

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$6.69M
2
GVA icon
Granite Construction
GVA
+$6.4M
3
TT icon
Trane Technologies
TT
+$3.27M
4
ANET icon
Arista Networks
ANET
+$2.33M
5
EMR icon
Emerson Electric
EMR
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 26.22%
2 Industrials 24.32%
3 Technology 18.11%
4 Utilities 6.62%
5 Energy 5.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADM icon
26
Archer Daniels Midland
ADM
$38.2B
$7.2M 1.24%
155,350
+5,600
+4% +$239K
LITE icon
27
Lumentum
LITE
$55.5B
$7.17M 1.23%
90,384
-200
-0.2% -$13.1K
HON icon
28
Honeywell
HON
$77B
$7.14M 1.23%
42,786
-8,335
-16% -$1.36M
SLB icon
29
SLB Ltd
SLB
$73.6B
$6.79M 1.17%
168,882
-5,300
-3% -$189K
WTS icon
30
Watts Water Technologies
WTS
$11.5B
$6.42M 1.1%
64,325
-1,100
-2% -$104K
ACM icon
31
Aecom
ACM
$9.3B
$6.39M 1.1%
148,150
-3,000
-2% -$124K
HAL icon
32
Halliburton
HAL
$26.9B
$6.24M 1.07%
255,200
+44,800
+21% +$944K
CGW icon
33
Invesco S&P Global Water Index ETF
CGW
$1.05B
$6.15M 1.06%
149,566
-2,925
-2% -$116K
GVA icon
34
Granite Construction
GVA
$5.29B
$5.91M 1.02%
213,425
-224,900
-51% -$6.4M
EWX icon
35
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$652M
$5.7M 0.98%
123,800
-5,400
-4% -$241K
AGX icon
36
Argan
AGX
$8B
$5.41M 0.93%
134,675
+45,975
+52% +$1.77M
ALB icon
37
Albemarle
ALB
$13.9B
$5.29M 0.91%
+72,500
New +$4.84M
DGX icon
38
Quest Diagnostics
DGX
$25.7B
$5M 0.86%
46,786
-650
-1% -$67.8K
IDA icon
39
Idacorp
IDA
$7.92B
$4.84M 0.83%
45,314
-200
-0.4% -$21.4K
XRX icon
40
Xerox
XRX
$386M
$4.7M 0.81%
127,537
+10,750
+9% +$376K
ELAN icon
41
Elanco Animal Health
ELAN
$13.2B
$4.61M 0.79%
156,500
+65,700
+72% +$1.79M
LFCR icon
42
Lifecore Biomedical
LFCR
$166M
$4.18M 0.72%
369,885
-35,875
-9% -$382K
EWA icon
43
iShares MSCI Australia ETF
EWA
$1.39B
$4.18M 0.72%
184,500
-4,500
-2% -$101K
AZTA icon
44
Azenta
AZTA
$1.3B
$3.94M 0.68%
93,888
-40,300
-30% -$1.69M
DUK icon
45
Duke Energy
DUK
$97.8B
$3.88M 0.67%
42,583
-170
-0.4% -$15.6K
EPU icon
46
iShares MSCI Peru and Global Exposure ETF
EPU
$537M
$3.78M 0.65%
102,041
-3,731
-4% -$130K
EWC icon
47
iShares MSCI Canada ETF
EWC
$6.13B
$3.77M 0.65%
126,233
-2,600
-2% -$75.9K
OC icon
48
Owens Corning
OC
$11.2B
$3.77M 0.65%
57,850
-1,906
-3% -$122K
MOS icon
49
The Mosaic Company
MOS
$7.03B
$3.48M 0.6%
160,650
-3,950
-2% -$78.3K
DAN icon
50
Dana Inc
DAN
$2.9B
$3.25M 0.56%
178,400
-1,400
-0.8% -$23.4K
1
2
3 4 5

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John G. Ullman & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, John G. Ullman & Associates held 153 positions worth $581M, up 5.5% from $551M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q4 2019 filing shows 9 new, 29 increased, 79 reduced and 11 closed positions. Its largest new stake was Albemarle: 72,500 shares worth $5.29M. The largest sale was ExxonMobil, an estimated $6.69M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 25% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2019 buy was Albemarle: 72,500 shares worth $5.29M.
  • John G. Ullman & Associates added most to IBM in Q4 2019, an estimated $2.62M increase.
  • John G. Ullman & Associates's biggest Q4 2019 reduction was ExxonMobil, cutting an estimated $6.69M.
  • John G. Ullman & Associates fully exited Arista Networks in Q4 2019, selling an estimated $2.33M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $581M portfolio in Q4 2019.
  • John G. Ullman & Associates opened 9 new positions and closed 11 in Q4 2019.
  • John G. Ullman & Associates's portfolio value rose 5.5% quarter-over-quarter to $581M.

Based on John G. Ullman & Associates's 13F filing for Q4 2019, filed 29 Jan 2020.