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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-1.45%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$551M
AUM Growth
-$18M
Cap. Flow
-$3.48M
Cap. Flow %
-0.63%
Top 10 Hldgs %
36.14%
Holding
161
New
13
Increased
35
Reduced
76
Closed
17

Top Buys

Rank Stock Value
1
MMM icon
3M
MMM
+$6.58M
2
HAL icon
Halliburton
HAL
+$2.97M
3
DAN icon
Dana Inc
DAN
+$2.79M
4
ELAN icon
Elanco Animal Health
ELAN
+$2.72M
5
BMY icon
Bristol-Myers Squibb
BMY
+$2.68M

Top Sells

Rank Stock Value
1
EVRG icon
Evergy
EVRG
+$9.16M
2
XOM icon
ExxonMobil
XOM
+$5.21M
3
GVA icon
Granite Construction
GVA
+$4.89M
4
BAX icon
Baxter International
BAX
+$2.89M
5
ESBK
Elmira Savings Bank Elmira NY
ESBK
+$1.91M

Sector Composition

Rank Sector Weight
1 Industrials 25.67%
2 Healthcare 25.14%
3 Technology 17.1%
4 Utilities 7.21%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
26
Merck
MRK
$322B
$7.08M 1.29%
88,101
-1,686
-2% -$135K
IBM icon
27
IBM
IBM
$211B
$6.98M 1.27%
50,213
-650
-1% -$87.7K
ADM icon
28
Archer Daniels Midland
ADM
$38.2B
$6.15M 1.12%
149,750
+27,750
+23% +$1.1M
WTS icon
29
Watts Water Technologies
WTS
$11.5B
$6.13M 1.11%
65,425
-15,157
-19% -$1.41M
SLB icon
30
SLB Ltd
SLB
$73.6B
$5.95M 1.08%
174,182
+59,757
+52% +$2.18M
TT icon
31
Trane Technologies
TT
$101B
$5.85M 1.06%
47,466
-250
-0.5% -$30.5K
CGW icon
32
Invesco S&P Global Water Index ETF
CGW
$1.05B
$5.83M 1.06%
152,491
-2,534
-2% -$94.6K
ACM icon
33
Aecom
ACM
$9.3B
$5.68M 1.03%
151,150
-2,175
-1% -$78.3K
EWX icon
34
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$652M
$5.61M 1.02%
129,200
-900
-0.7% -$39.7K
IDA icon
35
Idacorp
IDA
$7.92B
$5.13M 0.93%
45,514
-525
-1% -$55.9K
DGX icon
36
Quest Diagnostics
DGX
$25.7B
$5.08M 0.92%
47,436
-50
-0.1% -$5.13K
AZTA icon
37
Azenta
AZTA
$1.3B
$4.97M 0.9%
134,188
-9,157
-6% -$332K
LITE icon
38
Lumentum
LITE
$55.5B
$4.85M 0.88%
90,584
-25
-0% -$1.41K
LFCR icon
39
Lifecore Biomedical
LFCR
$166M
$4.41M 0.8%
405,760
+3,035
+0.8% +$33K
EWA icon
40
iShares MSCI Australia ETF
EWA
$1.39B
$4.21M 0.76%
189,000
-2,950
-2% -$65.2K
DUK icon
41
Duke Energy
DUK
$97.8B
$4.1M 0.74%
42,753
-829
-2% -$75.4K
HAL icon
42
Halliburton
HAL
$26.9B
$3.97M 0.72%
210,400
+143,372
+214% +$2.97M
OC icon
43
Owens Corning
OC
$11.2B
$3.78M 0.69%
59,756
-794
-1% -$45.5K
EWC icon
44
iShares MSCI Canada ETF
EWC
$6.13B
$3.72M 0.68%
128,833
-2,268
-2% -$64.6K
EPU icon
45
iShares MSCI Peru and Global Exposure ETF
EPU
$537M
$3.71M 0.67%
105,772
+1,866
+2% +$65.8K
XRX icon
46
Xerox
XRX
$386M
$3.49M 0.63%
116,787
+22,948
+24% +$719K
AGX icon
47
Argan
AGX
$8B
$3.48M 0.63%
88,700
+4,400
+5% +$178K
MOS icon
48
The Mosaic Company
MOS
$7.03B
$3.37M 0.61%
164,600
+86,500
+111% +$1.88M
PEG icon
49
Public Service Enterprise Group
PEG
$38.2B
$3.3M 0.6%
53,185
-3,990
-7% -$238K
NEE icon
50
NextEra Energy
NEE
$181B
$3.29M 0.6%
56,540
-15,404
-21% -$834K
1
2
3 4 5

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John G. Ullman & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, John G. Ullman & Associates held 161 positions worth $551M, down 3.2% from $569M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q3 2019 filing shows 13 new, 35 increased, 76 reduced and 17 closed positions. Its largest new stake was Dana Inc: 179,800 shares worth $2.6M. The largest sale was Evergy, an estimated $9.16M.

By sector, the portfolio is most concentrated in Industrials at 26% of assets, down from 26% a quarter earlier, followed by Healthcare and Technology.

  • John G. Ullman & Associates's largest Q3 2019 buy was Dana Inc: 179,800 shares worth $2.6M.
  • John G. Ullman & Associates added most to 3M in Q3 2019, an estimated $6.58M increase.
  • John G. Ullman & Associates's biggest Q3 2019 reduction was ExxonMobil, cutting an estimated $5.21M.
  • John G. Ullman & Associates fully exited Evergy in Q3 2019, selling an estimated $9.16M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $551M portfolio in Q3 2019.
  • John G. Ullman & Associates opened 13 new positions and closed 17 in Q3 2019.
  • John G. Ullman & Associates's portfolio value fell 3.2% quarter-over-quarter to $551M.

Based on John G. Ullman & Associates's 13F filing for Q3 2019, filed 21 Oct 2019.