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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-10.91%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$496M
AUM Growth
-$54.3M
Cap. Flow
+$14.3M
Cap. Flow %
2.89%
Top 10 Hldgs %
37.7%
Holding
138
New
9
Increased
41
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
EMR icon
Emerson Electric
EMR
+$9.45M
2
GVA icon
Granite Construction
GVA
+$6.47M
3
BMY icon
Bristol-Myers Squibb
BMY
+$3.74M
4
GSK icon
GSK
GSK
+$3.67M
5
XRAY icon
Dentsply Sirona
XRAY
+$3.06M

Top Sells

Rank Stock Value
1
SLB icon
SLB Ltd
SLB
+$11.5M
2
IBM icon
IBM
IBM
+$5.1M
3
MRK icon
Merck
MRK
+$3.95M
4
EXC icon
Exelon
EXC
+$3.95M
5
NEE icon
NextEra Energy
NEE
+$3.71M

Sector Composition

Rank Sector Weight
1 Healthcare 26.2%
2 Industrials 23.34%
3 Technology 17.3%
4 Utilities 8.88%
5 Energy 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNS icon
26
Scotiabank
BNS
$107B
$6.52M 1.32%
130,734
+26,350
+25% +$1.42M
HON icon
27
Honeywell
HON
$77.2B
$6.52M 1.31%
52,344
-3,030
-5% -$414K
TEL icon
28
TE Connectivity
TEL
$60.2B
$6.08M 1.23%
80,400
-600
-0.7% -$46.2K
TMO icon
29
Thermo Fisher Scientific
TMO
$212B
$5.9M 1.19%
26,364
-386
-1% -$90.6K
HAL icon
30
Halliburton
HAL
$26.8B
$5.72M 1.15%
215,400
+86,600
+67% +$2.92M
ESBK
31
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$5.04M 1.02%
288,724
+45,168
+19% +$897K
IBM icon
32
IBM
IBM
$208B
$5M 1.01%
46,030
-42,503
-48% -$5.1M
CGW icon
33
Invesco S&P Global Water Index ETF
CGW
$1.05B
$5M 1.01%
160,416
-2,100
-1% -$69K
IDA icon
34
Idacorp
IDA
$8.01B
$4.32M 0.87%
46,364
-300
-0.6% -$29.3K
DGX icon
35
Quest Diagnostics
DGX
$26B
$3.96M 0.8%
47,496
-200
-0.4% -$18.8K
LFCR icon
36
Lifecore Biomedical
LFCR
$163M
$3.92M 0.79%
331,109
-8,100
-2% -$111K
AZTA icon
37
Azenta
AZTA
$1.3B
$3.85M 0.78%
146,920
-1,415
-1% -$41.3K
DUK icon
38
Duke Energy
DUK
$98.1B
$3.8M 0.77%
44,020
+87
+0.2% +$7.41K
ORBK
39
DELISTED
Orbotech Ltd
ORBK
$3.74M 0.75%
66,092
-750
-1% -$41.9K
BAX icon
40
Baxter International
BAX
$13.6B
$3.72M 0.75%
56,534
-1,237
-2% -$83.1K
NEE icon
41
NextEra Energy
NEE
$183B
$3.44M 0.69%
79,284
-84,852
-52% -$3.71M
EWX icon
42
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$652M
$3.42M 0.69%
83,506
+35,400
+74% +$1.49M
EPU icon
43
iShares MSCI Peru and Global Exposure ETF
EPU
$540M
$3.3M 0.67%
93,056
+6,700
+8% +$238K
ACM icon
44
Aecom
ACM
$9.35B
$3.27M 0.66%
123,550
-81,950
-40% -$2.49M
EWC icon
45
iShares MSCI Canada ETF
EWC
$6.15B
$3.25M 0.65%
135,533
+9,700
+8% +$256K
EWA icon
46
iShares MSCI Australia ETF
EWA
$1.39B
$3.19M 0.64%
165,950
+60,850
+58% +$1.25M
AGX icon
47
Argan
AGX
$8.12B
$3.17M 0.64%
83,694
+28,194
+51% +$1.19M
PEG icon
48
Public Service Enterprise Group
PEG
$38.5B
$3.06M 0.62%
58,735
-100
-0.2% -$5.38K
TPC
49
Tutor Perini Cor
TPC
$4.47B
$2.94M 0.59%
184,300
+90,548
+97% +$1.57M
EWS icon
50
iShares MSCI Singapore ETF
EWS
$1.04B
$2.85M 0.58%
129,075
-1,125
-0.9% -$25.5K
1
2
3 4 5

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John G. Ullman & Associates's Q4 2018 Portfolio in Review

As of Q4 2018, John G. Ullman & Associates held 138 positions worth $496M, down 9.9% from $550M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

John G. Ullman & Associates's Q4 2018 filing shows 9 new, 41 increased, 59 reduced and 9 closed positions. Its largest new stake was Astec Industries: 74,600 shares worth $2.25M. The largest sale was SLB Ltd, an estimated $11.5M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Industrials and Technology.

  • John G. Ullman & Associates's largest Q4 2018 buy was Astec Industries: 74,600 shares worth $2.25M.
  • John G. Ullman & Associates added most to Emerson Electric in Q4 2018, an estimated $9.45M increase.
  • John G. Ullman & Associates's biggest Q4 2018 reduction was SLB Ltd, cutting an estimated $11.5M.
  • John G. Ullman & Associates fully exited Swiss Helvetia Fund in Q4 2018, selling an estimated $2.51M.
  • John G. Ullman & Associates's ten largest holdings make up 38% of its $496M portfolio in Q4 2018.
  • John G. Ullman & Associates opened 9 new positions and closed 9 in Q4 2018.
  • John G. Ullman & Associates's portfolio value fell 9.9% quarter-over-quarter to $496M.

Based on John G. Ullman & Associates's 13F filing for Q4 2018, filed 29 Jan 2019.