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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$501M
AUM Growth
-$11.6M
Cap. Flow
-$28.1M
Cap. Flow %
-5.6%
Top 10 Hldgs %
38.82%
Holding
117
New
8
Increased
26
Reduced
58
Closed
2

Top Buys

Rank Stock Value
1
ADM icon
Archer Daniels Midland
ADM
+$3.77M
2
EMR icon
Emerson Electric
EMR
+$3.53M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$2.83M
4
FLS icon
Flowserve
FLS
+$2.74M
5
OGE icon
OGE Energy
OGE
+$1.68M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$10.7M
2
WMT icon
Walmart Inc
WMT
+$9.33M
3
GSK icon
GSK
GSK
+$3.98M
4
TEL icon
TE Connectivity
TEL
+$2.91M
5
LNN icon
Lindsay Corp
LNN
+$2.77M

Sector Composition

Rank Sector Weight
1 Healthcare 24.73%
2 Industrials 20.6%
3 Technology 18.39%
4 Energy 10.71%
5 Utilities 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNS icon
26
Scotiabank
BNS
$107B
$6.91M 1.38%
107,067
-1,550
-1% -$100K
NEE icon
27
NextEra Energy
NEE
$183B
$6.65M 1.33%
170,212
-560
-0.3% -$21.6K
FLS icon
28
Flowserve
FLS
$8.51B
$6.24M 1.25%
148,144
+65,483
+79% +$2.74M
CGW icon
29
Invesco S&P Global Water Index ETF
CGW
$1.06B
$6.08M 1.21%
170,966
-3,434
-2% -$121K
EEMV icon
30
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.43B
$5.79M 1.16%
95,297
+131
+0.1% +$7.79K
AZTA icon
31
Azenta
AZTA
$1.22B
$5.45M 1.09%
228,358
-35,339
-13% -$1M
BAX icon
32
Baxter International
BAX
$11.5B
$4.95M 0.99%
76,577
-22,431
-23% -$1.44M
CIEN icon
33
Ciena
CIEN
$54.1B
$4.82M 0.96%
230,133
+4,100
+2% +$86.9K
TMO icon
34
Thermo Fisher Scientific
TMO
$196B
$4.8M 0.96%
25,266
-200
-0.8% -$38.3K
DGX icon
35
Quest Diagnostics
DGX
$23B
$4.76M 0.95%
48,369
-374
-0.8% -$35.5K
LFCR icon
36
Lifecore Biomedical
LFCR
$176M
$4.52M 0.9%
358,559
-5,525
-2% -$69.8K
CAMP
37
DELISTED
CalAmp Corp.
CAMP
$4.41M 0.88%
8,942
-128
-1% -$66.1K
IDA icon
38
Idacorp
IDA
$8.16B
$4.32M 0.86%
47,264
-12,761
-21% -$1.19M
FLG
39
Flagstar Bank National Association
FLG
$6.19B
$4.26M 0.85%
109,142
+31,437
+40% +$1.22M
TYG
40
Tortoise Energy Infrastructure Corp
TYG
$1.12B
$4.06M 0.81%
34,914
+26,394
+310% +$2.83M
EWC icon
41
iShares MSCI Canada ETF
EWC
$6.02B
$3.89M 0.78%
131,091
-1,500
-1% -$43.7K
DUK icon
42
Duke Energy
DUK
$98B
$3.77M 0.75%
44,806
-474
-1% -$41.4K
GE icon
43
GE Aerospace
GE
$353B
$3.77M 0.75%
45,056
-10,687
-19% -$1.02M
EXC icon
44
Exelon
EXC
$46.9B
$3.75M 0.75%
133,239
-86,602
-39% -$2.49M
ADM icon
45
Archer Daniels Midland
ADM
$41.3B
$3.68M 0.73%
+91,750
New +$3.77M
ACM icon
46
Aecom
ACM
$8.78B
$3.61M 0.72%
97,200
-1,600
-2% -$58.2K
EWS icon
47
iShares MSCI Singapore ETF
EWS
$1.01B
$3.58M 0.71%
138,120
-2,750
-2% -$70.7K
ESBK
48
DELISTED
Elmira Savings Bank Elmira NY
ESBK
$3.54M 0.71%
182,215
+44,837
+33% +$879K
ORBK
49
DELISTED
Orbotech Ltd
ORBK
$3.49M 0.7%
69,417
-1,000
-1% -$48.7K
CNDT icon
50
Conduent
CNDT
$248M
$3.37M 0.67%
208,809
+22,324
+12% +$349K
1
2
3 4 5

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John G. Ullman & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, John G. Ullman & Associates held 117 positions worth $501M, down 2.3% from $513M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

John G. Ullman & Associates withdrew a net $28.1M in Q4 2017, closing 2 positions and reducing 58 holdings. Its most notable exit was Xylem, an estimated $2.37M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 25% of assets, down from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in Archer Daniels Midland worth $3.68M.

  • John G. Ullman & Associates's largest Q4 2017 buy was Archer Daniels Midland: 91,750 shares worth $3.68M.
  • John G. Ullman & Associates added most to Emerson Electric in Q4 2017, an estimated $3.53M increase.
  • John G. Ullman & Associates's biggest Q4 2017 reduction was General Motors, cutting an estimated $10.7M.
  • John G. Ullman & Associates fully exited Xylem in Q4 2017, selling an estimated $2.37M.
  • John G. Ullman & Associates's ten largest holdings make up 39% of its $501M portfolio in Q4 2017.
  • John G. Ullman & Associates opened 8 new positions and closed 2 in Q4 2017.
  • John G. Ullman & Associates's portfolio value fell 2.3% quarter-over-quarter to $501M.

Based on John G. Ullman & Associates's 13F filing for Q4 2017, filed 31 Jan 2018.