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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$484M
AUM Growth
+$6.33M
Cap. Flow
-$15.1M
Cap. Flow %
-3.11%
Top 10 Hldgs %
33.62%
Holding
129
New
9
Increased
21
Reduced
67
Closed
12

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$3.88M
2
FLS icon
Flowserve
FLS
+$3.34M
3
ABT icon
Abbott
ABT
+$2.52M
4
GXP
Great Plains Energy Incorporated
GXP
+$2.47M
5
WTS icon
Watts Water Technologies
WTS
+$2.26M

Top Sells

Rank Stock Value
1
STJ
St Jude Medical
STJ
+$5.9M
2
AMAT icon
Applied Materials
AMAT
+$5.05M
3
MENT
Mentor Graphics Corp
MENT
+$4.5M
4
GLW icon
Corning
GLW
+$4.34M
5
CHMG icon
Chemung Financial Corp
CHMG
+$3.09M

Sector Composition

Rank Sector Weight
1 Healthcare 26.5%
2 Industrials 19.24%
3 Technology 16.19%
4 Energy 9.31%
5 Utilities 7.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGE icon
26
OGE Energy
OGE
$10.2B
$6.26M 1.3%
179,101
-1,900
-1% -$66.2K
DUK icon
27
Duke Energy
DUK
$100B
$6.19M 1.28%
75,525
-12,106
-14% -$962K
LGTY
28
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$6.13M 1.27%
596,125
+177,240
+42% +$1.83M
FLS icon
29
Flowserve
FLS
$9.29B
$6.02M 1.24%
124,340
+68,935
+124% +$3.34M
BCE icon
30
BCE
BCE
$19.8B
$5.87M 1.21%
132,677
-2,550
-2% -$112K
EXC icon
31
Exelon
EXC
$48.2B
$5.79M 1.2%
225,526
-4,444
-2% -$113K
CGW icon
32
Invesco S&P Global Water Index ETF
CGW
$1.05B
$5.64M 1.17%
181,450
+11,900
+7% +$355K
NEE icon
33
NextEra Energy
NEE
$185B
$5.59M 1.16%
174,340
-1,400
-0.8% -$44K
GSK icon
34
GSK
GSK
$104B
$5.37M 1.11%
101,910
+4,592
+5% +$233K
BAX icon
35
Baxter International
BAX
$12.1B
$5.24M 1.08%
101,023
-2,623
-3% -$129K
MDU icon
36
MDU Resources
MDU
$4.37B
$5.14M 1.06%
493,827
-7,100
-1% -$74.2K
IDA icon
37
Idacorp
IDA
$8.2B
$5.02M 1.04%
60,510
-750
-1% -$60.5K
DGX icon
38
Quest Diagnostics
DGX
$25.6B
$4.95M 1.02%
50,449
-800
-2% -$76.3K
AGCO icon
39
AGCO
AGCO
$8.71B
$4.58M 0.95%
76,100
-1,100
-1% -$67.7K
LFCR icon
40
Lifecore Biomedical
LFCR
$163M
$4.5M 0.93%
375,025
-7,450
-2% -$94.3K
CCC
41
DELISTED
Calgon Carbon Corp
CCC
$4.41M 0.91%
301,702
+82,002
+37% +$1.26M
TMO icon
42
Thermo Fisher Scientific
TMO
$208B
$4.04M 0.84%
26,333
-600
-2% -$91.7K
XBI icon
43
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$3.92M 0.81%
56,600
-1,320
-2% -$88.7K
CIEN icon
44
Ciena
CIEN
$53.4B
$3.73M 0.77%
158,200
-2,200
-1% -$54K
EEMV icon
45
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
$3.67M 0.76%
68,683
+20,750
+43% +$1.07M
FLG
46
Flagstar Bank National Association
FLG
$5.74B
$3.66M 0.76%
87,317
+28,784
+49% +$1.3M
MMM icon
47
3M
MMM
$91.9B
$3.58M 0.74%
22,393
-538
-2% -$82.5K
CAMP
48
DELISTED
CalAmp Corp.
CAMP
$3.56M 0.74%
9,222
+1,370
+17% +$497K
EWS icon
49
iShares MSCI Singapore ETF
EWS
$1.03B
$3.42M 0.71%
149,786
+3,850
+3% +$84.5K
HLIO icon
50
Helios Technologies
HLIO
$2.59B
$3.33M 0.69%
92,075
-2,350
-2% -$88.1K
1
2
3 4 5

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SF
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RMC
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BEC
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MWA
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John G. Ullman & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, John G. Ullman & Associates held 129 positions worth $484M, up 1.3% from $477M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $15.1M in Q1 2017, closing 12 positions and reducing 67 holdings. Its most notable exit was St Jude Medical, an estimated $5.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in Conduent worth $1.56M.

  • John G. Ullman & Associates's largest Q1 2017 buy was Conduent: 92,776 shares worth $1.56M.
  • John G. Ullman & Associates added most to ExxonMobil in Q1 2017, an estimated $3.88M increase.
  • John G. Ullman & Associates's biggest Q1 2017 reduction was Corning, cutting an estimated $4.34M.
  • John G. Ullman & Associates fully exited St Jude Medical in Q1 2017, selling an estimated $5.9M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $484M portfolio in Q1 2017.
  • John G. Ullman & Associates opened 9 new positions and closed 12 in Q1 2017.
  • John G. Ullman & Associates's portfolio value rose 1.3% quarter-over-quarter to $484M.

Based on John G. Ullman & Associates's 13F filing for Q1 2017, filed 25 Apr 2017.