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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+4.17%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$486M
AUM Growth
-$716K
Cap. Flow
-$16.7M
Cap. Flow %
-3.43%
Top 10 Hldgs %
33.74%
Holding
125
New
8
Increased
27
Reduced
71
Closed
9

Top Buys

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$5.37M
2
ABT icon
Abbott
ABT
+$2.03M
3
AGCO icon
AGCO
AGCO
+$1.91M
4
DUK icon
Duke Energy
DUK
+$1.79M
5
BNS icon
Scotiabank
BNS
+$1.47M

Top Sells

Rank Stock Value
1
JNJ icon
Johnson & Johnson
JNJ
+$7.04M
2
AMAT icon
Applied Materials
AMAT
+$6.13M
3
EMC
EMC CORPORATION
EMC
+$4.68M
4
MDT icon
Medtronic
MDT
+$4.21M
5
GXP
Great Plains Energy Incorporated
GXP
+$3.26M

Sector Composition

Rank Sector Weight
1 Healthcare 25.61%
2 Industrials 20.14%
3 Technology 16.96%
4 Utilities 8.7%
5 Energy 8.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGE icon
26
OGE Energy
OGE
$10.2B
$5.93M 1.22%
187,685
+25,600
+16% +$810K
STJ
27
DELISTED
St Jude Medical
STJ
$5.87M 1.21%
73,568
-11,966
-14% -$966K
COP icon
28
ConocoPhillips
COP
$141B
$5.62M 1.16%
+129,235
New +$5.37M
EXC icon
29
Exelon
EXC
$48.2B
$5.6M 1.15%
235,718
-4,697
-2% -$118K
NEE icon
30
NextEra Energy
NEE
$185B
$5.47M 1.13%
179,040
-7,900
-4% -$249K
LFCR icon
31
Lifecore Biomedical
LFCR
$163M
$5.46M 1.12%
407,425
+22,600
+6% +$274K
MDU icon
32
MDU Resources
MDU
$4.37B
$5.33M 1.1%
551,421
-9,731
-2% -$88.8K
ADM icon
33
Archer Daniels Midland
ADM
$40.1B
$5.18M 1.06%
122,800
-5,700
-4% -$246K
WTS icon
34
Watts Water Technologies
WTS
$11.5B
$5.1M 1.05%
78,625
-2,850
-3% -$179K
GXP
35
DELISTED
Great Plains Energy Incorporated
GXP
$5M 1.03%
183,285
-114,015
-38% -$3.26M
IDA icon
36
Idacorp
IDA
$8.2B
$4.94M 1.02%
63,110
-1,850
-3% -$146K
AMAT icon
37
Applied Materials
AMAT
$410B
$4.73M 0.97%
156,850
-219,575
-58% -$6.13M
LGTY
38
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$4.55M 0.94%
410,285
+930
+0.2% +$10.1K
MON
39
DELISTED
Monsanto Co
MON
$4.49M 0.92%
43,890
-1,200
-3% -$126K
TMO icon
40
Thermo Fisher Scientific
TMO
$208B
$4.36M 0.9%
27,417
-1,075
-4% -$166K
NVS icon
41
Novartis
NVS
$297B
$4.24M 0.87%
59,911
+6,288
+12% +$458K
DGX icon
42
Quest Diagnostics
DGX
$25.6B
$4.15M 0.85%
48,986
-1,000
-2% -$84K
CHMG icon
43
Chemung Financial Corp
CHMG
$388M
$4.13M 0.85%
142,532
-2,600
-2% -$77.3K
EWS icon
44
iShares MSCI Singapore ETF
EWS
$1.03B
$3.98M 0.82%
183,425
+42,420
+30% +$922K
HLIO icon
45
Helios Technologies
HLIO
$2.59B
$3.87M 0.8%
119,825
+4,200
+4% +$127K
CIEN icon
46
Ciena
CIEN
$53.4B
$3.86M 0.79%
177,100
+6,600
+4% +$138K
AGCO icon
47
AGCO
AGCO
$8.71B
$3.83M 0.79%
77,600
+39,800
+105% +$1.91M
XBI icon
48
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$3.76M 0.77%
56,720
-1,000
-2% -$61.9K
PLOW icon
49
Douglas Dynamics
PLOW
$1.04B
$3.65M 0.75%
114,171
-7,800
-6% -$234K
XRX icon
50
Xerox
XRX
$357M
$3.49M 0.72%
130,826
+29,070
+29% +$751K
1
2
3 4 5

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John G. Ullman & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, John G. Ullman & Associates held 125 positions worth $486M, down 0.15% from $487M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

John G. Ullman & Associates withdrew a net $16.7M in Q3 2016, closing 9 positions and reducing 71 holdings. Its most notable exit was EMC CORPORATION, an estimated $4.68M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 28% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in ConocoPhillips worth $5.62M.

  • John G. Ullman & Associates's largest Q3 2016 buy was ConocoPhillips: 129,235 shares worth $5.62M.
  • John G. Ullman & Associates added most to Abbott in Q3 2016, an estimated $2.03M increase.
  • John G. Ullman & Associates's biggest Q3 2016 reduction was Johnson & Johnson, cutting an estimated $7.04M.
  • John G. Ullman & Associates fully exited EMC CORPORATION in Q3 2016, selling an estimated $4.68M.
  • John G. Ullman & Associates's ten largest holdings make up 34% of its $486M portfolio in Q3 2016.
  • John G. Ullman & Associates opened 8 new positions and closed 9 in Q3 2016.
  • John G. Ullman & Associates's portfolio value fell 0.15% quarter-over-quarter to $486M.

Based on John G. Ullman & Associates's 13F filing for Q3 2016, filed 20 Oct 2016.