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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+5.31%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$426M
AUM Growth
-$26.3M
Cap. Flow
-$45.8M
Cap. Flow %
-10.76%
Top 10 Hldgs %
37.3%
Holding
120
New
5
Increased
34
Reduced
59
Closed
15

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$2.96M
2
STJ
St Jude Medical
STJ
+$2.76M
3
WTS icon
Watts Water Technologies
WTS
+$2.4M
4
DST
DST Systems Inc.
DST
+$1.42M
5
AAPL icon
Apple
AAPL
+$1.29M

Top Sells

Rank Stock Value
1
KO icon
Coca-Cola
KO
+$16.3M
2
CSCO icon
Cisco
CSCO
+$5.99M
3
GLW icon
Corning
GLW
+$4.35M
4
POR icon
Portland General Electric
POR
+$4.03M
5
IDA icon
Idacorp
IDA
+$3.22M

Sector Composition

Rank Sector Weight
1 Healthcare 27.11%
2 Industrials 19.25%
3 Technology 17.52%
4 Energy 8.24%
5 Utilities 8.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDA icon
26
Idacorp
IDA
$8.15B
$4.92M 1.16%
66,010
-45,635
-41% -$3.22M
ADM icon
27
Archer Daniels Midland
ADM
$39.4B
$4.73M 1.11%
130,200
+25,800
+25% +$898K
EMC
28
DELISTED
EMC CORPORATION
EMC
$4.68M 1.1%
175,775
-7,525
-4% -$191K
OGE icon
29
OGE Energy
OGE
$10B
$4.63M 1.09%
161,885
+16,150
+11% +$426K
DUK icon
30
Duke Energy
DUK
$101B
$4.38M 1.03%
54,278
-1,216
-2% -$92K
MDU icon
31
MDU Resources
MDU
$4.29B
$4.29M 1.01%
579,035
-117,424
-17% -$791K
MDT icon
32
Medtronic
MDT
$112B
$4.15M 0.97%
55,356
-5,910
-10% -$445K
TMO icon
33
Thermo Fisher Scientific
TMO
$214B
$4.08M 0.96%
28,826
-283
-1% -$37.9K
STJ
34
DELISTED
St Jude Medical
STJ
$4.01M 0.94%
72,859
+50,669
+228% +$2.76M
MON
35
DELISTED
Monsanto Co
MON
$3.78M 0.89%
43,090
-1,200
-3% -$108K
HLIO icon
36
Helios Technologies
HLIO
$2.48B
$3.71M 0.87%
111,925
+2,300
+2% +$67.7K
PEG icon
37
Public Service Enterprise Group
PEG
$39.1B
$3.58M 0.84%
75,960
+9,800
+15% +$416K
DGX icon
38
Quest Diagnostics
DGX
$26B
$3.57M 0.84%
49,940
+11,764
+31% +$789K
NVS icon
39
Novartis
NVS
$299B
$3.52M 0.83%
54,236
-2,577
-5% -$175K
WTS icon
40
Watts Water Technologies
WTS
$11.2B
$3.5M 0.82%
63,475
+47,500
+297% +$2.4M
MMM icon
41
3M
MMM
$93.3B
$3.4M 0.8%
24,419
-1,385
-5% -$178K
LGTY
42
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$3.3M 0.78%
367,115
+46,999
+15% +$436K
CGW icon
43
Invesco S&P Global Water Index ETF
CGW
$1.05B
$3.24M 0.76%
115,350
+8,900
+8% +$236K
XRAY icon
44
Dentsply Sirona
XRAY
$2.79B
$3.18M 0.75%
51,600
-2,950
-5% -$174K
AMGN icon
45
Amgen
AMGN
$212B
$3.15M 0.74%
20,980
-794
-4% -$118K
LFCR icon
46
Lifecore Biomedical
LFCR
$160M
$3.12M 0.73%
297,400
+114,400
+63% +$1.26M
CHMG icon
47
Chemung Financial Corp
CHMG
$396M
$3.11M 0.73%
118,183
+26,346
+29% +$717K
XRX icon
48
Xerox
XRX
$360M
$2.98M 0.7%
101,149
+2,802
+3% +$72.2K
EWS icon
49
iShares MSCI Singapore ETF
EWS
$1.04B
$2.96M 0.69%
136,180
-55,425
-29% -$1.09M
PLOW icon
50
Douglas Dynamics
PLOW
$1.01B
$2.86M 0.67%
124,771
+63,250
+103% +$1.27M
1
2
3 4 5

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John G. Ullman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, John G. Ullman & Associates held 120 positions worth $426M, down 5.8% from $453M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

John G. Ullman & Associates withdrew a net $45.8M in Q1 2016, closing 15 positions and reducing 59 holdings. Its most notable exit was State Street SPDR S&P Regional Banking ETF, an estimated $2.35M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 27% of assets, up from 26% a quarter earlier, followed by Industrials and Technology.

Against the trend, John G. Ullman & Associates opened a new position in DST Systems Inc. worth $1.5M.

  • John G. Ullman & Associates's largest Q1 2016 buy was DST Systems Inc.: 26,700 shares worth $1.5M.
  • John G. Ullman & Associates added most to General Motors in Q1 2016, an estimated $2.96M increase.
  • John G. Ullman & Associates's biggest Q1 2016 reduction was Coca-Cola, cutting an estimated $16.3M.
  • John G. Ullman & Associates fully exited State Street SPDR S&P Regional Banking ETF in Q1 2016, selling an estimated $2.35M.
  • John G. Ullman & Associates's ten largest holdings make up 37% of its $426M portfolio in Q1 2016.
  • John G. Ullman & Associates opened 5 new positions and closed 15 in Q1 2016.
  • John G. Ullman & Associates's portfolio value fell 5.8% quarter-over-quarter to $426M.

Based on John G. Ullman & Associates's 13F filing for Q1 2016, filed 27 Apr 2016.