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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
+7.25%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$453M
AUM Growth
+$31.1M
Cap. Flow
+$3.31M
Cap. Flow %
0.73%
Top 10 Hldgs %
36.14%
Holding
130
New
9
Increased
29
Reduced
70
Closed
15

Top Buys

Rank Stock Value
1
WMT icon
Walmart Inc
WMT
+$8.09M
2
ADM icon
Archer Daniels Midland
ADM
+$4.18M
3
IBM icon
IBM
IBM
+$2.67M
4
PEG icon
Public Service Enterprise Group
PEG
+$2.65M
5
AKAM icon
Akamai
AKAM
+$2.34M

Top Sells

Rank Stock Value
1
CYT
CYTEC INDS INC
CYT
+$5.48M
2
IXYS
IXYS Corp
IXYS
+$3.15M
3
SR icon
Spire
SR
+$2.24M
4
HPQ icon
HP
HPQ
+$1.91M
5
EWA icon
iShares MSCI Australia ETF
EWA
+$1.79M

Sector Composition

Rank Sector Weight
1 Healthcare 25.61%
2 Technology 19.34%
3 Industrials 17.97%
4 Utilities 8.34%
5 Energy 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
26
Exelon
EXC
$48.1B
$5.08M 1.12%
256,678
+19,838
+8% +$402K
NEE icon
27
NextEra Energy
NEE
$185B
$5.06M 1.12%
194,740
-4,600
-2% -$116K
MDU icon
28
MDU Resources
MDU
$4.18B
$4.85M 1.07%
696,459
-51,678
-7% -$358K
MDT icon
29
Medtronic
MDT
$112B
$4.71M 1.04%
61,266
-8,011
-12% -$603K
EMC
30
DELISTED
EMC CORPORATION
EMC
$4.71M 1.04%
183,300
-7,600
-4% -$197K
NVS icon
31
Novartis
NVS
$302B
$4.38M 0.97%
56,813
-1,636
-3% -$130K
MON
32
DELISTED
Monsanto Co
MON
$4.36M 0.96%
44,290
-1,500
-3% -$141K
EEMV icon
33
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$4.25M 0.94%
87,375
+20,700
+31% +$1.06M
TMO icon
34
Thermo Fisher Scientific
TMO
$214B
$4.13M 0.91%
29,109
-1,424
-5% -$190K
POR icon
35
Portland General Electric
POR
$5.82B
$4.04M 0.89%
111,010
-2,250
-2% -$83K
DUK icon
36
Duke Energy
DUK
$101B
$3.96M 0.88%
55,494
+28,172
+103% +$1.98M
EWS icon
37
iShares MSCI Singapore ETF
EWS
$1.04B
$3.94M 0.87%
191,605
-17,800
-9% -$384K
OGE icon
38
OGE Energy
OGE
$9.87B
$3.83M 0.85%
145,735
-9,000
-6% -$242K
ADM icon
39
Archer Daniels Midland
ADM
$38.7B
$3.83M 0.85%
+104,400
New +$4.18M
AMGN icon
40
Amgen
AMGN
$209B
$3.54M 0.78%
21,774
-1,056
-5% -$166K
HLIO icon
41
Helios Technologies
HLIO
$2.47B
$3.48M 0.77%
109,625
-16,175
-13% -$496K
GM icon
42
General Motors
GM
$80.9B
$3.46M 0.76%
101,612
+52,850
+108% +$1.84M
XRAY icon
43
Dentsply Sirona
XRAY
$2.84B
$3.32M 0.73%
54,550
-725
-1% -$43.1K
LGTY
44
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$3.26M 0.72%
320,116
-5,600
-2% -$57.3K
MMM icon
45
3M
MMM
$91.8B
$3.25M 0.72%
25,804
-1,495
-5% -$192K
DIS icon
46
Walt Disney
DIS
$171B
$3M 0.66%
28,575
-1,320
-4% -$147K
CGW icon
47
Invesco S&P Global Water Index ETF
CGW
$1.05B
$2.89M 0.64%
106,450
+3,000
+3% +$84.2K
CIEN icon
48
Ciena
CIEN
$46.8B
$2.81M 0.62%
135,800
+16,900
+14% +$388K
XRX icon
49
Xerox
XRX
$345M
$2.75M 0.61%
98,347
+19,297
+24% +$518K
DGX icon
50
Quest Diagnostics
DGX
$26B
$2.72M 0.6%
38,176
+2,350
+7% +$158K
1
2
3 4 5

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John G. Ullman & Associates's Q4 2015 Portfolio in Review

As of Q4 2015, John G. Ullman & Associates held 130 positions worth $453M, up 7.4% from $421M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

John G. Ullman & Associates's Q4 2015 filing shows 9 new, 29 increased, 70 reduced and 15 closed positions. Its largest new stake was Walmart Inc: 403,050 shares worth $8.24M. The largest sale was CYTEC INDS INC, an estimated $5.48M.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, down from 26% a quarter earlier, followed by Technology and Industrials.

  • John G. Ullman & Associates's largest Q4 2015 buy was Walmart Inc: 403,050 shares worth $8.24M.
  • John G. Ullman & Associates added most to IBM in Q4 2015, an estimated $2.67M increase.
  • John G. Ullman & Associates's biggest Q4 2015 reduction was IXYS Corp, cutting an estimated $3.15M.
  • John G. Ullman & Associates fully exited CYTEC INDS INC in Q4 2015, selling an estimated $5.48M.
  • John G. Ullman & Associates's ten largest holdings make up 36% of its $453M portfolio in Q4 2015.
  • John G. Ullman & Associates opened 9 new positions and closed 15 in Q4 2015.
  • John G. Ullman & Associates's portfolio value rose 7.4% quarter-over-quarter to $453M.

Based on John G. Ullman & Associates's 13F filing for Q4 2015, filed 11 Feb 2016.