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JGUA

John G. Ullman & Associates Portfolio holdings

AUM $754M
1-Year Est. Return 60.05%
This Fund
S&P 500
This Quarter Est. Return
-8.14%
1 Year Est. Return
+60.05%
3 Year Est. Return
+108.28%
5 Year Est. Return
+118.76%
10 Year Est. Return
+308.24%
AUM
$421M
AUM Growth
-$110M
Cap. Flow
-$66.4M
Cap. Flow %
-15.76%
Top 10 Hldgs %
35.48%
Holding
151
New
7
Increased
29
Reduced
78
Closed
30

Top Buys

Rank Stock Value
1
MON
Monsanto Co
MON
+$2.73M
2
AMAT icon
Applied Materials
AMAT
+$2.45M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$2.44M
4
LNN icon
Lindsay Corp
LNN
+$2.31M
5
DGX icon
Quest Diagnostics
DGX
+$2.21M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$10.3M
2
GE icon
GE Aerospace
GE
+$8.17M
3
DRC
DRESSER-RAND GROUP INC
DRC
+$5.17M
4
ALTR
Altera Corp
ALTR
+$4.47M
5
LLY icon
Eli Lilly
LLY
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 26.28%
2 Technology 19.9%
3 Industrials 17.08%
4 Utilities 8.46%
5 Energy 7.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
26
Exelon
EXC
$48.1B
$5.02M 1.19%
236,840
+62,361
+36% +$1.4M
MDU icon
27
MDU Resources
MDU
$4.18B
$4.89M 1.16%
748,137
-71,861
-9% -$489K
NEE icon
28
NextEra Energy
NEE
$184B
$4.86M 1.15%
199,340
-16,700
-8% -$425K
NVS icon
29
Novartis
NVS
$302B
$4.81M 1.14%
58,449
-4,554
-7% -$405K
MDT icon
30
Medtronic
MDT
$112B
$4.64M 1.1%
69,277
-8,135
-11% -$599K
EMC
31
DELISTED
EMC CORPORATION
EMC
$4.61M 1.09%
190,900
+82,815
+77% +$2.09M
EWS icon
32
iShares MSCI Singapore ETF
EWS
$1.04B
$4.26M 1.01%
209,405
+8,155
+4% +$185K
OGE icon
33
OGE Energy
OGE
$9.86B
$4.23M 1%
154,735
-40,180
-21% -$1.15M
POR icon
34
Portland General Electric
POR
$5.82B
$4.19M 0.99%
113,260
-7,620
-6% -$269K
MON
35
DELISTED
Monsanto Co
MON
$3.91M 0.93%
45,790
+27,680
+153% +$2.73M
TMO icon
36
Thermo Fisher Scientific
TMO
$214B
$3.73M 0.89%
30,533
-1,990
-6% -$259K
HLIO icon
37
Helios Technologies
HLIO
$2.47B
$3.46M 0.82%
125,800
+38,900
+45% +$1.27M
EEMV icon
38
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
$3.32M 0.79%
66,675
-7,000
-10% -$370K
MMM icon
39
3M
MMM
$91.8B
$3.24M 0.77%
27,299
-1,586
-5% -$195K
AMGN icon
40
Amgen
AMGN
$209B
$3.16M 0.75%
22,830
-9,213
-29% -$1.45M
TMP icon
41
Tompkins Financial
TMP
$1.42B
$3.08M 0.73%
57,647
-9,238
-14% -$492K
LGTY
42
DELISTED
Logility Supply Chain Solutions, Inc. Common Stock
LGTY
$3.07M 0.73%
325,716
+37,150
+13% +$345K
DIS icon
43
Walt Disney
DIS
$171B
$3.06M 0.72%
29,895
-3,050
-9% -$332K
IXYS
44
DELISTED
IXYS Corp
IXYS
$3.03M 0.72%
271,615
-23,500
-8% -$284K
EWA icon
45
iShares MSCI Australia ETF
EWA
$1.38B
$2.99M 0.71%
167,050
-16,040
-9% -$314K
XRAY icon
46
Dentsply Sirona
XRAY
$2.84B
$2.79M 0.66%
55,275
-2,830
-5% -$151K
CGW icon
47
Invesco S&P Global Water Index ETF
CGW
$1.05B
$2.73M 0.65%
103,450
+15,950
+18% +$437K
FLS icon
48
Flowserve
FLS
$8.94B
$2.72M 0.65%
66,125
-4,900
-7% -$224K
EWC icon
49
iShares MSCI Canada ETF
EWC
$6.12B
$2.57M 0.61%
111,700
-2,660
-2% -$65.5K
CIEN icon
50
Ciena
CIEN
$46.8B
$2.46M 0.58%
118,900
+94,200
+381% +$2.19M
1
2
3 4 5

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John G. Ullman & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, John G. Ullman & Associates held 151 positions worth $421M, down 21% from $531M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

John G. Ullman & Associates withdrew a net $66.4M in Q3 2015, closing 30 positions and reducing 78 holdings. Its most notable exit was PALL CORP, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 26% of assets, up from 24% a quarter earlier, followed by Technology and Industrials.

Against the trend, John G. Ullman & Associates opened a new position in State Street SPDR S&P Regional Banking ETF worth $2.37M.

  • John G. Ullman & Associates's largest Q3 2015 buy was State Street SPDR S&P Regional Banking ETF: 57,500 shares worth $2.37M.
  • John G. Ullman & Associates added most to Monsanto Co in Q3 2015, an estimated $2.73M increase.
  • John G. Ullman & Associates's biggest Q3 2015 reduction was GE Aerospace, cutting an estimated $8.17M.
  • John G. Ullman & Associates fully exited PALL CORP in Q3 2015, selling an estimated $10.3M.
  • John G. Ullman & Associates's ten largest holdings make up 35% of its $421M portfolio in Q3 2015.
  • John G. Ullman & Associates opened 7 new positions and closed 30 in Q3 2015.
  • John G. Ullman & Associates's portfolio value fell 21% quarter-over-quarter to $421M.

Based on John G. Ullman & Associates's 13F filing for Q3 2015, filed 21 Oct 2015.