Jim Simons’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Jim Simons’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-3,000	Closed	-$215K	–	3442
2018 Q3	$215K	Sell	3,000 -1,200	-29%	-$85.4K	﹤0.01%	3131
2018 Q2	$287K	Buy	4,200 +1,000	+31%	+$67.5K	﹤0.01%	2977
2018 Q1	$209K	Buy	+3,200	New	+$213K	﹤0.01%	3169

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $72.7B AUM 26.4% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Jim Simons's FNX Position: Q4 2018 in Review

Jim Simons sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2018, closing a stake of 3,000 shares — an estimated $215K sold.

Jim Simons first reported a position in FNX in Q1 2018 and held it in 3 quarters. The position peaked at $287K in Q2 2018. 113 funds tracked by Wall St. Rank hold FNX as of Q4 2018.

Jim Simons reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Jim Simons sold 3,000 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2018, an estimated $215K.
Jim Simons first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q1 2018 and held it in 3 quarters.
Jim Simons's First Trust Mid Cap Core AlphaDEX Fund position peaked at $287K in Q2 2018.
113 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2018.

Based on Renaissance Technologies's 13F filing for Q4 2018, filed 13 Feb 2019.